0001104659-13-075782.txt : 20131015
0001104659-13-075782.hdr.sgml : 20131014
20131015214147
ACCESSION NUMBER: 0001104659-13-075782
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131011
FILED AS OF DATE: 20131015
DATE AS OF CHANGE: 20131015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRPVC, L.P.
CENTRAL INDEX KEY: 0001494603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 131153081
BUSINESS ADDRESS:
STREET 1: C/O GRP PARTNERS
STREET 2: 2121 AVENUE OF THE STARS SUITE 1630
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-785-5100
MAIL ADDRESS:
STREET 1: C/O GRP PARTNERS
STREET 2: 2121 AVENUE OF THE STARS SUITE 1630
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRP II Partners, L.P.
CENTRAL INDEX KEY: 0001415899
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 131153082
BUSINESS ADDRESS:
STREET 1: GRPARTNERS
STREET 2: 2121 AVENUE OF THE STARS - 31ST FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-785-5100
MAIL ADDRESS:
STREET 1: GRPARTNERS
STREET 2: 2121 AVENUE OF THE STARS - 31ST FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRP II Investors, L.P.
CENTRAL INDEX KEY: 0001415898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 131153083
BUSINESS ADDRESS:
STREET 1: CREDIT SUISSE
STREET 2: ELEVEN MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 908-598-6863
MAIL ADDRESS:
STREET 1: CREDIT SUISSE
STREET 2: ELEVEN MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AOS Partners, LP
CENTRAL INDEX KEY: 0001479268
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 131153084
BUSINESS ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS, 31ST FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-785-5100
MAIL ADDRESS:
STREET 1: 2121 AVENUE OF THE STARS, 31ST FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
4
1
a4.xml
4
X0306
4
2013-10-11
0
0001337619
ENVESTNET, INC.
ENV
0001479268
AOS Partners, LP
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
0
1
0
0001415898
GRP II Investors, L.P.
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
0
1
0
0001415899
GRP II Partners, L.P.
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
0
1
0
0001494603
GRPVC, L.P.
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
0
0
1
0
Common Stock
2013-10-11
4
S
0
4201997
29.25
D
2701654
I
GRPVC L P, now known as Upfront GP II, L.P
Shares sold pursuant to Issuer's secondary offering by AOS Partners, L.P., GRPVC L P, now known as Upfront GP II, L.P., GRP II Partners, L.P., now known as Upfront II Partners L.P. and GRP II Investors, L.P., now known as Upfront II Investors, L.P.
/s/ Shelly O'Brien, by power of attorney for AOS Partners, L.P.
2013-10-15
/s/ Shelly O'Brien, by power of attorney for GRP II Investors, L.P. nka Upfront II Investors, L.P
2013-10-15
/s/ Shelly O'Brien, by power of attorney for GRP II Partners, L.P. nka Upfront II Partners, L.P.
2013-10-15
/s/ Shelly O'Brien, by power of attorney for GRPVC, L.P. nka Upfront GP II, L.P.
2013-10-15