0001104659-13-075782.txt : 20131015 0001104659-13-075782.hdr.sgml : 20131014 20131015214147 ACCESSION NUMBER: 0001104659-13-075782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131011 FILED AS OF DATE: 20131015 DATE AS OF CHANGE: 20131015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRPVC, L.P. CENTRAL INDEX KEY: 0001494603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 131153081 BUSINESS ADDRESS: STREET 1: C/O GRP PARTNERS STREET 2: 2121 AVENUE OF THE STARS SUITE 1630 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-785-5100 MAIL ADDRESS: STREET 1: C/O GRP PARTNERS STREET 2: 2121 AVENUE OF THE STARS SUITE 1630 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRP II Partners, L.P. CENTRAL INDEX KEY: 0001415899 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 131153082 BUSINESS ADDRESS: STREET 1: GRPARTNERS STREET 2: 2121 AVENUE OF THE STARS - 31ST FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-785-5100 MAIL ADDRESS: STREET 1: GRPARTNERS STREET 2: 2121 AVENUE OF THE STARS - 31ST FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRP II Investors, L.P. CENTRAL INDEX KEY: 0001415898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 131153083 BUSINESS ADDRESS: STREET 1: CREDIT SUISSE STREET 2: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 908-598-6863 MAIL ADDRESS: STREET 1: CREDIT SUISSE STREET 2: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AOS Partners, LP CENTRAL INDEX KEY: 0001479268 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 131153084 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, 31ST FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-785-5100 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, 31ST FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 a4.xml 4 X0306 4 2013-10-11 0 0001337619 ENVESTNET, INC. ENV 0001479268 AOS Partners, LP 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 0 1 0 0001415898 GRP II Investors, L.P. 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 0 1 0 0001415899 GRP II Partners, L.P. 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 0 1 0 0001494603 GRPVC, L.P. 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 0 0 1 0 Common Stock 2013-10-11 4 S 0 4201997 29.25 D 2701654 I GRPVC L P, now known as Upfront GP II, L.P Shares sold pursuant to Issuer's secondary offering by AOS Partners, L.P., GRPVC L P, now known as Upfront GP II, L.P., GRP II Partners, L.P., now known as Upfront II Partners L.P. and GRP II Investors, L.P., now known as Upfront II Investors, L.P. /s/ Shelly O'Brien, by power of attorney for AOS Partners, L.P. 2013-10-15 /s/ Shelly O'Brien, by power of attorney for GRP II Investors, L.P. nka Upfront II Investors, L.P 2013-10-15 /s/ Shelly O'Brien, by power of attorney for GRP II Partners, L.P. nka Upfront II Partners, L.P. 2013-10-15 /s/ Shelly O'Brien, by power of attorney for GRPVC, L.P. nka Upfront GP II, L.P. 2013-10-15