0001104659-13-075779.txt : 20131015
0001104659-13-075779.hdr.sgml : 20131014
20131015212235
ACCESSION NUMBER: 0001104659-13-075779
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131011
FILED AS OF DATE: 20131015
DATE AS OF CHANGE: 20131015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENVESTNET, INC.
CENTRAL INDEX KEY: 0001337619
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 201409613
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-827-2800
MAIL ADDRESS:
STREET 1: 35 E WACKER DR STE 2400
CITY: CHICAGO
STATE: IL
ZIP: 60601
FORMER COMPANY:
FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC
DATE OF NAME CHANGE: 20050831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sisteron Yves
CENTRAL INDEX KEY: 0001414035
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34835
FILM NUMBER: 131153031
MAIL ADDRESS:
STREET 1: 1135 ARBOR DRIVE
CITY: ROMEOVILLE
STATE: IL
ZIP: 60446
4
1
a4.xml
4
X0306
4
2013-10-11
0
0001337619
ENVESTNET, INC.
ENV
0001414035
Sisteron Yves
35 EAST WACKER DRIVE
SUITE 2400
CHICAGO
IL
60601
1
0
0
0
Common Stock
2013-10-11
4
S
0
439904
29.25
D
1155842
I
GRPVC L P, now known as Upfront GP II, L.P
Common Stock
2013-10-11
4
S
0
102514
29.25
D
106642
I
GRP II Partners, L.P., now known as Upfront II Partners L.P
Common Stock
2013-10-11
4
S
0
449411
29.25
D
0
I
GRP II Investors, L.P., now known as Upfront II Investors, L.P
GRPVC L P, now known as Upfront GP II, L.P., is the general partner of GRP II Partners, L.P., now known as Upfront II Partners L.P., GRP Management Services Corporation is the general partner of each of Upfront GP II, L.P. and GRP II Investors, L.P., now known as Upfront II Investors, L.P. Mr. Sisteron, together with Steven Dietz and Brian McLoughlin, is an officer of GRP Management Services Corporation. Mr. Sisteron, together with Herve Defforey, Steven Dietz, Brian McLoughlin and Mark Suster, is a member of the investment committee of Upfront II Partners, L.P. Pursuant to contractual arrangements, Upfront II Investors, L.P. has granted GRP Management Services Corporation the authority to vote and dispose of the shares held by it in the same manner as the investment committee votes or disposes of the shares held by Upfront II Partners, L.P. (Continued to footnote 2)
While Mr. Sisteron may be deemed to possess indirect beneficial ownership of the shares owned by Upfront GP II, L.P, Upfront II Partners, L.P. and Upfront II Investors, L.P., he does not have sole voting or investment power with respect to such shares and, as a result, disclaims beneficial ownership of any and all such shares except to the extent of his pecuniary interests therein.
/s/ Shelly O'Brien, by power of attorney for Yves Sisteron
2013-10-15