X0206 3 2013-10-25 0 0001337553 AERIE PHARMACEUTICALS INC AERI 0001252014 RUBINO RICHARD J C/O AERIE PHARMACEUTICALS, INC. 135 U.S. HIGHWAY 206, SUITE 15 BEDMINSTER NJ 07921 0 1 0 0 Chief Financial Officer Common Stock 200973 D Common Stock 170061 D Option (right to buy) 2.90 2023-03-21 Common Stock 174938 D Option (right to buy) 3.15 2023-09-12 Common Stock 25000 D These shares of restricted Common Stock were granted on March 21, 2013. The award is vested with respect to 53,134 shares. The remaining shares of restricted Common Stock will vest in equal installments on each monthly anniversary of the date of grant such that the award will be fully vested on March 21, 2015. These shares of restricted Common Stock were granted on March 21, 2013. The award is vested with respect to 42,515 shares. The remaining shares of restricted Common Stock will vest in equal installments on the 14th day of each month such that the award will be fully vested on October 14, 2016. This option was granted on March 21, 2013 and is currently vested and exercisable with respect to 43,735 shares underlying the option. The remaining shares underlying the unvested portion of the option will vest in equal installments on the 15th day of each month such that the option will be fully vested on October 15, 2016. This option was granted on September 12, 2013 and is scheduled to vest with respect to 25% of the underlying shares on September 12, 2014, and thereafter in 36 equal installments on each monthly anniversary of the date of grant. /s/ Richard J. Rubino 2013-10-25