0001209191-21-052269.txt : 20210818 0001209191-21-052269.hdr.sgml : 20210818 20210818171940 ACCESSION NUMBER: 0001209191-21-052269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210816 FILED AS OF DATE: 20210818 DATE AS OF CHANGE: 20210818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Underwood Neil Lawrence CENTRAL INDEX KEY: 0001337412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37497 FILM NUMBER: 211187527 MAIL ADDRESS: STREET 1: 1420 CANOOCHEE DRIVE CITY: ATLANTA STATE: GA ZIP: 30319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Live Oak Bancshares, Inc. CENTRAL INDEX KEY: 0001462120 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 264596286 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 BUSINESS PHONE: 910-790-5867 MAIL ADDRESS: STREET 1: 1741 TIBURON DRIVE CITY: WILMINGTON STATE: NC ZIP: 28403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-16 0 0001462120 Live Oak Bancshares, Inc. LOB 0001337412 Underwood Neil Lawrence 1741 TIBURON DRIVE WILMINGTON NC 28403 1 1 0 0 President Voting Common Stock 2021-08-16 4 S 0 16521 60.1536 D 1640713 I By Neil L. Underwood Revocable Trust Voting Common Stock 50000 I By Linda D. Underwood Revocable Trust This transaction was executed in multiple trades at prices ranging from $60.00 to $60.24. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. /s/ Jonathan A. Greene, by Power of Attorney 2021-08-18