X0306 4 2015-06-01 0 0001337274 SUNGARD CAPITAL CORP II NONE 0001633717 Cassidy Patricia K. SUNGARD DATA SYSTEMS INC. 680 EAST SWEDESFORD ROAD WAYNE PA 19087 0 1 0 0 SVP-Human Resources & CHRO Preferred Stock 2015-06-01 4 M 0 57.3389 A 354.0108 D Preferred Stock 2015-06-01 4 F 0 17.987 205.52 D 336.024 D Preferred Stock 2015-06-01 4 M 0 57.3389 A 393.3627 D Preferred Stock 2015-06-01 4 F 0 17.9871 205.52 D 375.376 D Time-Based Restricted Stock Unit 0.00 2015-06-01 4 A 0 4550 0.00 A Units 4550 4550 D Performance-Based Restricted Stock Unit 0.00 2015-06-01 4 A 0 9100 0.00 A Units 9100 9100 D Time-Based Restricted Stock Unit 2015-06-01 4 M 0 1506.0298 0.00 D 2015-06-01 2015-06-01 Units 1506.0298 0 D Performance-Based Restricted Stock Unit 2015-06-01 4 M 0 1506.0298 0.00 D 2015-06-01 2015-06-01 Units 1506.0298 0 D Time-Based Restricted Stock Unit ("RSU") award granted June 1, 2011 represented the right to receive Units (as defined in note 4 below) upon satisfaction of time-based vesting and payout conditions. Performance-Based RSU award granted June 1, 2011 represented a right to receive Units (as defined in note 4 below) upon satisfaction of performance-based vesting and time-based payout conditions. Time-Based Restricted Stock Units ("RSUs") vest over three years with one-third vesting on each of the first three anniversaries of the date of grant. The Reporting Person's vested RSUs are paid in shares upon vesting. Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.038 shares of preferred stock of SunGard Capital Corp. II. Performance-Based RSUs vest up to 200% of the amount granted if the value of shares on June 1, 2018 meets specified stock price thresholds and if the Reporting Person remains employed through June 1, 2018. The Reporting Person's vested RSUs are paid in shares upon the first to occur of (i) the Reporting Person's termination of employment as a result of death, (ii) the Reporting Person's separation from service without cause upon or following a change of control or (iii) the date that is three years after the date of grant. Leslie S. Brush, attorney-in-fact for Patricia K. Cassidy 2015-06-03