X0306 4 2019-04-26 0 0001587987 Newtek Business Services Corp. NEWT 0001337003 Schwartz Michael Adam 1981 MARCUS AVENUE SUITE 130 LAKE SUCCESS NY 11042 0 1 0 0 Chief Legal&Compliance Officer Common stock 2019-04-26 4 A 0 1446 0.00 A 18243 D On April 26, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,446 restricted shares of the Issuer's common stock as a restricted stock award. The award vests on May 15, 2020. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest on May 15, 2020. Michael Schwartz 2019-04-29