0000922423-21-000050.txt : 20210526 0000922423-21-000050.hdr.sgml : 20210526 20210526195536 ACCESSION NUMBER: 0000922423-21-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210524 FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hirtler-Garvey Karin CENTRAL INDEX KEY: 0001336620 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00818 FILM NUMBER: 21968025 MAIL ADDRESS: STREET 1: 112 W. 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PhenixFIN Corp CENTRAL INDEX KEY: 0001490349 IRS NUMBER: 274576073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-759-0777 MAIL ADDRESS: STREET 1: 445 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital Corp DATE OF NAME CHANGE: 20110118 FORMER COMPANY: FORMER CONFORMED NAME: Medley Capital BDC LLC DATE OF NAME CHANGE: 20100426 4 1 form4.xml X0306 4 2021-05-24 true 0001490349 PhenixFIN Corp PFX 0001336620 Hirtler-Garvey Karin C/O PHENIXFIN CORPORATION 445 PARK AVENUE, 9TH FLOOR NEW YORK NY 10022 true Common Stock, $0.001 par value 2021-05-24 4 P 0 700 40.1397 A 850 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $40.131 to $40.25, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Karin Hirtler-Garvey 2021-05-26