0001140361-16-077858.txt : 20160825 0001140361-16-077858.hdr.sgml : 20160825 20160825165010 ACCESSION NUMBER: 0001140361-16-077858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160824 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmidt Stephen J CENTRAL INDEX KEY: 0001336617 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 161852070 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS, INC. STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3250 4 1 doc1.xml FORM 4 X0306 4 2016-08-24 0 0001569994 Waterstone Financial, Inc. WSBF 0001336617 Schmidt Stephen J 11200 W PLANK COURT WAUWATOSA WI 53226 1 0 0 0 Common Stock 2016-08-24 4 M 0 54865 16.11 A 124943 D Common Stock 2016-08-24 4 S 0 30753 16.7 D 94190 D Common Stock 2016-08-24 4 S 0 100 16.705 D 94090 D Common Stock 2016-08-24 4 S 0 204 16.71 D 93886 D Common Stock 2016-08-24 4 S 0 450 16.72 D 93436 D Common Stock 2016-08-24 4 S 0 300 16.75 D 93136 D Common Stock 2016-08-24 4 S 0 100 16.755 D 93036 D Common Stock 2016-08-24 4 S 0 1600 16.76 D 91436 D Common Stock 2016-08-25 4 S 0 9900 16.70 D 81536 D Common Stock 2016-08-25 4 S 0 1700 16.71 D 79836 D Common Stock 2016-08-25 4 S 0 100 16.715 D 79736 D Common Stock 2016-08-25 4 S 0 1800 16.72 D 77936 D Common Stock 2016-08-25 4 S 0 200 16.725 D 77736 D Common Stock 2016-08-25 4 S 0 200 16.73 D 77536 D Common Stock 2016-08-25 4 S 0 800 16.74 D 76736 D Common Stock 2016-08-25 4 S 0 561 16.75 D 76175 D Common Stock 2016-08-25 4 S 0 8 16.755 D 76167 D Common Stock 2016-08-25 4 S 0 754 16.76 D 75413 D Common Stock 2016-08-25 4 S 0 79 16.765 D 75334 D Common Stock 2016-08-25 4 S 0 2031 16.77 D 73303 D Common Stock 2016-08-25 4 S 0 51 16.775 D 73252 D Common Stock 2016-08-25 4 S 0 1316 16.78 D 71936 D Common Stock 2016-08-25 4 S 0 116 16.785 D 71820 D Common Stock 2016-08-25 4 S 0 900 16.79 D 70920 D Common Stock 2016-08-25 4 S 0 200 16.795 D 70720 D Common Stock 2016-08-25 4 S 0 631 16.8 D 70089 D Common Stock 2016-08-25 4 S 0 11 16.81 D 70078 D Stock Options 16.11 2016-08-24 4 M 0 54865 0 D 2014-01-22 2017-01-05 Common Stock 54865 0 D Stock Options 12.75 2016-03-04 2025-03-04 Common Stock 100000 100000 D /s/ William F. Bruss, Attorney In Fact 2016-08-25