0001567619-21-005294.txt : 20210302 0001567619-21-005294.hdr.sgml : 20210302 20210302144812 ACCESSION NUMBER: 0001567619-21-005294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hansen Michael L CENTRAL INDEX KEY: 0001336616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36271 FILM NUMBER: 21702874 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS, INC. STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waterstone Financial, Inc. CENTRAL INDEX KEY: 0001569994 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: (414) 761-1000 MAIL ADDRESS: STREET 1: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226 4 1 doc1.xml FORM 4 X0306 4 2021-03-01 0 0001569994 Waterstone Financial, Inc. WSBF 0001336616 Hansen Michael L 11200 W PLANK COURT WAUWATOSA WI 53226 1 0 0 0 Common Stock 2021-03-01 4 M 0 62500 12.75 A 142372 D Common Stock 2021-03-01 4 S 0 23204 19.4 D 119168 D Common Stock 2021-03-01 4 S 0 531 19.405 D 118637 D Common Stock 2021-03-01 4 S 0 1175 19.41 D 117462 D Common Stock 2021-03-01 4 S 0 310 19.415 D 117152 D Common Stock 2021-03-01 4 S 0 400 19.416 D 116752 D Common Stock 2021-03-01 4 S 0 590 19.42 D 116162 D Common Stock 2021-03-01 4 S 0 29 19.425 D 116133 D Common Stock 2021-03-01 4 S 0 100 19.4275 D 116033 D Common Stock 2021-03-01 4 S 0 1363 19.43 D 114670 D Common Stock 2021-03-01 4 S 0 295 19.435 D 114375 D Common Stock 2021-03-01 4 S 0 318 19.44 D 114057 D Common Stock 2021-03-01 4 S 0 2975 19.445 D 111082 D Common Stock 2021-03-01 4 S 0 100 19.4475 D 110982 D Common Stock 2021-03-01 4 S 0 808 19.45 D 110174 D Common Stock 2021-03-01 4 S 0 4 19.455 D 110170 D Common Stock 2021-03-01 4 S 0 1121 19.46 D 109049 D Common Stock 2021-03-01 4 S 0 200 19.465 D 108849 D Common Stock 2021-03-01 4 S 0 3500 19.47 D 105349 D Common Stock 2021-03-01 4 S 0 2362 19.48 D 102987 D Common Stock 2021-03-01 4 S 0 200 19.485 D 102787 D Common Stock 2021-03-01 4 S 0 4297 19.49 D 98490 D Common Stock 2021-03-01 4 S 0 298 19.495 D 98192 D Common Stock 2021-03-01 4 S 0 5036 19.5 D 93156 D Common Stock 2021-03-01 4 S 0 200 19.505 D 92956 D Common Stock 2021-03-01 4 S 0 3721 19.51 D 89235 D Common Stock 2021-03-01 4 S 0 509 19.515 D 88726 D Common Stock 2021-03-01 4 S 0 2660 19.52 D 86066 D Common Stock 2021-03-01 4 S 0 37 19.525 D 86029 D Common Stock 186541 I By Trust Stock Options (Right to Buy) 12.75 2021-03-01 4 M 0 62500 0.00 D 2016-03-04 2025-03-04 Common Stock 62500 37500 D /s/ William F. Bruss, Attorney in Fact 2021-03-02