0001415889-13-000968.txt : 20130514 0001415889-13-000968.hdr.sgml : 20130514 20130514170546 ACCESSION NUMBER: 0001415889-13-000968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130510 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brauser Michael CENTRAL INDEX KEY: 0001336508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53290 FILM NUMBER: 13842522 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD. STREET 2: SUITE 850 CITY: MIAMI STATE: FL ZIP: 33137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ChromaDex Corp. CENTRAL INDEX KEY: 0001386570 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 262940963 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-419-0288 MAIL ADDRESS: STREET 1: 10005 MUIRLANDS BLVD. STREET 2: STE. G, FIRST FLOOR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: CODY RESOURCES, INC. DATE OF NAME CHANGE: 20070112 4 1 form4-05142013_090530.xml X0306 4 2013-05-10 0001386570 ChromaDex Corp. CDXC.OB 0001336508 Brauser Michael 10005 MUIRLANDS BOULEVARD SUITE G IRVINE CA 92618 true false false false Common Stock 2013-05-10 4 X 0 1160713 0.21 A 3378567 I See Footnote Common Stock 2013-05-13 4 X 0 342857 0.21 A 3721424 I See Footnote Common Stock 2013-05-13 4 P 0 25000 0.662 A 4519926 D Warrants to Purchase Common Stock 0.21 2013-05-10 4 X 0 1160713 0 D 2010-05-20 2013-05-20 Common Stock 1160713 342857 I See Footnote Warrants to Purchase Common Stock 0.21 2013-05-13 4 J 0 342857 0 D 2010-05-20 2013-05-20 Common Stock 342857 0 I See Footnote Warrants to Purchase Common Stock 0.21 2013-05-13 4 J 0 342857 0 A 2010-05-20 2013-05-20 Common Stock 342857 342857 I See Footnote Warrants to Purchase Common Stock 0.21 2013-05-13 4 X 0 342857 0 D 2010-05-20 2013-05-20 Common Stock 342857 0 I See Footnote (i) 314,285 Warrants exercised by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; and (ii) 846,428 Warrants exercised by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner. Indirect beneficial ownership includes, after giving effect to all transaction included in this Form 4, (i) 628,570 Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; (ii) 342,857 Shares held by the Brauser 2010 GRAT of which the Reporting Person is a trustee; (iii) 342,857 Shares held by Birchtree Capital, LLC of which the Reporting Person is the manager; (iv) 1,692,856 Shares held by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner; and (v) 714,284 Shares held by Betsy Brauser Third Amended Trust Agreement beneficially owned by the Reporting Person's spouse which are disclaimed by him. 342, 857 Warrants exercised by Birchtree Capital, LLC of which the Reporting Person is the manager. After giving effect to all transactions included in this Form 4, the Reporting Person does not have indirect beneficial ownership. 342,857 Warrants transferred from Brauser 2010 GRAT of which the Reporting Perion is a trustee to Birchtree Capital, LLC of which the Reporting Person is the manager. /s/ Michael Brauser 2013-05-14