0001104659-18-002371.txt : 20180116 0001104659-18-002371.hdr.sgml : 20180116 20180116160135 ACCESSION NUMBER: 0001104659-18-002371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180111 FILED AS OF DATE: 20180116 DATE AS OF CHANGE: 20180116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arora Anil CENTRAL INDEX KEY: 0001336059 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 18528623 MAIL ADDRESS: STREET 1: C/O YODLEE, INC., 3600 BRIDGE PARKWAY STREET 2: 2ND FLOOR CITY: REDWOOD CITY STATE: CA ZIP: 94065 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 a4.xml 4 X0306 4 2018-01-11 0 0001337619 ENVESTNET, INC. ENV 0001336059 Arora Anil 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 1 0 0 Envestnet | Yodlee * Common Stock 2018-01-11 4 S 0 2764 53.10 D 110731 D Common Stock 2018-01-11 4 S 0 7236 54.18 D 103495 D Common Stock 136 I By Trust for child Common Stock 136 I By Trust for child Sale pursuant to 10b5-1 Plan. The Common Shares reported herein as being sold were sold at a range of between $52.650 and $53.600 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Common Shares reported herein as being sold were sold at a range of between $53.750 and $54.650 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. These shares are held in trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares. *Chief Executive of Envestnet / Yodlee /s/ Shelly O'Brien, by power of attorney for Anil Arora 2018-01-16