X0306 4 2017-03-03 0 0001337619 ENVESTNET, INC. ENV 0001336059 Arora Anil 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2017-03-03 4 S 0 1100 37.50 D 67319 D Common Stock 136 I By Trust for child 1 Common Stock 136 I By Trust for child 1 Restricted Stock Unit Common Stock 66668 66668 D Employee Stock Option (Right to Buy) 32.46 2025-12-07 Common Stock 20000 20000 D These shares are held in trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares. Sale pursuant to 10b5-1 Plan. The shares reported in column 4 were sold in one transaction at $37.50 per share. Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock. The reporting person was granted 100,000 restricted stock units on December 7, 2015 of which 1/3 of the total amount vests on the first anniversary of the applicable date of grant and one-twelfth of the total amount vests on each three-month anniversary thereafter. Each share of restricted stock represents one share of Envestnet, Inc. Common Stock that remains subject to restrictions until the award becomes vested for all purposes. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. 20,000 options were granted to the Reporting Person on December 7, 2015. One-third of the total amount vests on the first anniversary of the applicable date of grant and one-twelfth on each three-month anniversary thereafter. /s/ Shelly O'Brien, by power of attorney for Anil Arora 2017-03-03