0001376474-13-000512.txt : 20131030
0001376474-13-000512.hdr.sgml : 20131030
20131030145407
ACCESSION NUMBER: 0001376474-13-000512
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131030
DATE AS OF CHANGE: 20131030
EFFECTIVENESS DATE: 20131030
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD Securities (USA) LLC
CENTRAL INDEX KEY: 0001335977
IRS NUMBER: 222203727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11451
FILM NUMBER: 131178969
BUSINESS ADDRESS:
STREET 1: 31 WEST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-827-7431
MAIL ADDRESS:
STREET 1: 31 WEST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
13F-HR
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0001335977
XXXXXXXX
09-30-2013
09-30-2013
TD Securities (USA) LLC
31 WEST 52ND STREET
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-11451
N
Nancy Haraf
Director
212-827-7504
/s/ Nancy Haraf
New York
NY
10-30-2013
0
531
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0
0
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0
PRECISION CASTPARTS CORP
COM
740189105
11323
49829
SH
SOLE
49829
0
0
PRICE T ROWE GROUP INC
COM
74144T108
6407
89067
SH
SOLE
89067
0
0
PRICELINE COM INC
COM
741503403
17826
17633
SH
SOLE
17633
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
4013
93726
SH
SOLE
93726
0
0
PROCTER & GAMBLE CO
COM
742718109
70882
937713
SH
SOLE
937713
0
0
PROGRESSIVE CORP OHIO
COM
743315103
5157
189375
SH
SOLE
189375
0
0
PROLOGIS INC
COM
74340W103
6422
170716
SH
SOLE
170716
0
0
PRUDENTIAL FINL INC
COM
744320102
12415
159209
SH
SOLE
159209
0
0
PUBLIC STORAGE
COM
74460D109
7942
49470
SH
SOLE
49470
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
5703
173198
SH
SOLE
173198
0
0
PULTE GROUP INC
COM
745867101
1975
119669
SH
SOLE
119669
0
0
PVH CORP
COM
693656100
3315
27929
SH
SOLE
27929
0
0
QEP RES INC
COM
74733V100
1700
61386
SH
SOLE
61386
0
0
QUALCOMM INC
COM
747525103
39563
587338
SH
SOLE
587338
0
0
QUANTA SVCS INC
COM
74762E102
2013
73182
SH
SOLE
73182
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
3213
52004
SH
SOLE
52004
0
0
RALPH LAUREN CORP
COM
751212101
3417
20742
SH
SOLE
20742
0
0
RANGE RES CORP
COM
75281A109
4246
55944
SH
SOLE
55944
0
0
RAYTHEON CO
COM
755111507
8510
110416
SH
SOLE
110416
0
0
RED HAT INC
COM
756577102
2991
64815
SH
SOLE
64815
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
8357
26710
SH
SOLE
26710
0
0
REGIONS FINL CORP NEW
COM
7591EP100
4426
477917
SH
SOLE
477917
0
0
REPUBLIC SVCS INC
COM
760759100
3101
92964
SH
SOLE
92964
0
0
REYNOLDS AMERICAN INC
COM
761713106
5287
108394
SH
SOLE
108394
0
0
ROBERT HALF INTL INC
COM
770323103
1855
47539
SH
SOLE
47539
0
0
ROCKWELL AUTOMATION INC
COM
773903109
5077
47478
SH
SOLE
47478
0
0
ROCKWELL COLLINS INC
COM
774341101
3137
46225
SH
SOLE
46225
0
0
ROPER INDS INC NEW
COM
776696106
4512
33959
SH
SOLE
33959
0
0
ROSS STORES INC
COM
778296103
5401
74189
SH
SOLE
74189
0
0
ROWAN COMPANIES PLC
COM
G7665A101
1562
42528
SH
SOLE
42528
0
0
RYDER SYS INC
COM
783549108
1070
17916
SH
SOLE
17916
0
0
SAFEWAY INC
COM
786514208
2643
82618
SH
SOLE
82618
0
0
SALESFORCE COM INC
COM
79466L302
9745
187737
SH
SOLE
187737
0
0
SANDISK CORP
COM
80004C101
4898
82306
SH
SOLE
82306
0
0
SCANA CORP NEW
COM
80589M102
2207
47929
SH
SOLE
47929
0
0
SCHLUMBERGER LTD
COM
806857108
40031
453039
SH
SOLE
453039
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
8370
395941
SH
SOLE
395941
0
0
SCRIPPS NETWORKS INTERACT IN
COM
811065101
2926
37459
SH
SOLE
37459
0
0
SEAGATE TECHNOLOGY PLC
COM
G7945M107
4649
106287
SH
SOLE
106287
0
0
SEALED AIR CORP NEW
COM
81211K100
1824
67071
SH
SOLE
67071
0
0
SEMPRA ENERGY
COM
816851109
6657
77773
SH
SOLE
77773
0
0
SHERWIN WILLIAMS CO
COM
824348106
5444
29884
SH
SOLE
29884
0
0
SIGMA ALDRICH CORP
COM
826552101
3512
41168
SH
SOLE
41168
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
15750
106254
SH
SOLE
106254
0
0
SLM CORP
COM
78442P106
3719
149345
SH
SOLE
149345
0
0
SMUCKER J M CO
COM
832696405
3781
35994
SH
SOLE
35994
0
0
SNAP ON INC
COM
833034101
1982
19916
SH
SOLE
19916
0
0
SOUTHERN CO
COM
842587107
12322
299212
SH
SOLE
299212
0
0
SOUTHWEST AIRLS CO
COM
844741108
3521
241798
SH
SOLE
241798
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
4378
120354
SH
SOLE
120354
0
0
SPDR S&P 500 ETF TR
COM
78462F103
4832
28768
SH
SOLE
28768
0
0
SPECTRA ENERGY CORP
COM
847560109
7845
229171
SH
SOLE
229171
0
0
ST JUDE MED INC
COM
790849103
5274
98330
SH
SOLE
98330
0
0
STANLEY BLACK & DECKER INC
COM
854502101
4964
54808
SH
SOLE
54808
0
0
STAPLES INC
COM
855030102
3313
226144
SH
SOLE
226144
0
0
STARBUCKS CORP
COM
855244109
19802
257269
SH
SOLE
257269
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
4435
66745
SH
SOLE
66745
0
0
STATE STR CORP
COM
857477103
10040
152694
SH
SOLE
152694
0
0
STERICYCLE INC
COM
858912108
3394
29408
SH
SOLE
29408
0
0
STRYKER CORP
COM
863667101
6826
100984
SH
SOLE
100984
0
0
SUNTRUST BKS INC
COM
867914103
5983
184532
SH
SOLE
184532
0
0
SYMANTEC CORP
COM
871503108
5920
239198
SH
SOLE
239198
0
0
SYSCO CORP
COM
871829107
6412
201442
SH
SOLE
201442
0
0
TARGET CORP
COM
87612E106
13825
216088
SH
SOLE
216088
0
0
TE CONNECTIVITY LTD
COM
H84989104
7331
141589
SH
SOLE
141589
0
0
TECO ENERGY INC
COM
872375100
1157
69940
SH
SOLE
69940
0
0
TENET HEALTHCARE CORP
COM
88033G407
1433
34789
SH
SOLE
34789
0
0
TERADATA CORP DEL
COM
88076W103
3096
55843
SH
SOLE
55843
0
0
TERADYNE INC
COM
880770102
1083
65553
SH
SOLE
65553
0
0
TESORO CORP
COM
881609101
2034
46251
SH
SOLE
46251
0
0
TEXAS INSTRS INC
COM
882508104
15183
377026
SH
SOLE
377026
0
0
TEXTRON INC
COM
883203101
2652
96041
SH
SOLE
96041
0
0
THE ADT CORPORATION
COM
00101J106
2784
68475
SH
SOLE
68475
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
11375
123436
SH
SOLE
123436
0
0
TIFFANY & CO NEW
COM
886547108
2887
37674
SH
SOLE
37674
0
0
TIME WARNER CABLE INC
COM
88732J207
10920
97848
SH
SOLE
97848
0
0
TIME WARNER INC
COM
887317303
20730
314997
SH
SOLE
314997
0
0
TJX COS INC NEW
COM
872540109
13809
244887
SH
SOLE
244887
0
0
TORCHMARK CORP
COM
891027104
2269
31357
SH
SOLE
31357
0
0
TOTAL SYS SVCS INC
COM
891906109
1679
57071
SH
SOLE
57071
0
0
TRAVELERS COMPANIES INC
COM
89417E109
10840
127870
SH
SOLE
127870
0
0
TRIPADVISOR INC
COM
896945201
2896
38186
SH
SOLE
38186
0
0
TWENTY FIRST CENTY FOX INC
COM
90130A101
22782
680045
SH
SOLE
680045
0
0
TYCO INTERNATIONAL LTD
COM
H89128104
5537
158283
SH
SOLE
158283
0
0
TYSON FOODS INC
COM
902494103
2694
95268
SH
SOLE
95268
0
0
UNION PAC CORP
COM
907818108
24670
158814
SH
SOLE
158814
0
0
UNITED PARCEL SERVICE INC
COM
911312106
22602
247364
SH
SOLE
247364
0
0
UNITED STATES STL CORP NEW
COM
912909108
1020
49529
SH
SOLE
49529
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
31161
289011
SH
SOLE
289011
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
24928
348104
SH
SOLE
348104
0
0
UNUM GROUP
COM
91529Y106
2747
90252
SH
SOLE
90252
0
0
URBAN OUTFITTERS INC
COM
917047102
1373
37339
SH
SOLE
37339
0
0
US BANCORP DEL
COM
902973304
23036
629739
SH
SOLE
629739
0
0
V F CORP
COM
918204108
5993
30108
SH
SOLE
30108
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
6339
185622
SH
SOLE
185622
0
0
VARIAN MED SYS INC
COM
92220P105
2754
36859
SH
SOLE
36859
0
0
VENTAS INC
COM
92276F100
6174
100397
SH
SOLE
100397
0
0
VERISIGN INC
COM
92343E102
2352
46210
SH
SOLE
46210
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
45717
979787
SH
SOLE
979787
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
6044
79712
SH
SOLE
79712
0
0
VIACOM INC NEW
COM
92553P201
12420
148597
SH
SOLE
148597
0
0
VISA INC
COM
92826C839
33775
176738
SH
SOLE
176738
0
0
VORNADO RLTY TR
COM
929042109
5005
59541
SH
SOLE
59541
0
0
VULCAN MATLS CO
COM
929160109
2305
44497
SH
SOLE
44497
0
0
WALGREEN CO
COM
931422109
16015
297671
SH
SOLE
297671
0
0
WAL-MART STORES INC
COM
931142103
41219
557311
SH
SOLE
557311
0
0
WASHINGTON POST CO
COM
939640108
916
1499
SH
SOLE
1499
0
0
WASTE MGMT INC DEL
COM
94106L109
6156
149267
SH
SOLE
149267
0
0
WATERS CORP
COM
941848103
3099
29177
SH
SOLE
29177
0
0
WELLPOINT INC
COM
94973V107
8558
102360
SH
SOLE
102360
0
0
WELLS FARGO & CO NEW
COM
949746101
68359
1654375
SH
SOLE
1654375
0
0
WESTERN DIGITAL CORP
COM
958102105
4579
72218
SH
SOLE
72218
0
0
WESTERN UN CO
COM
959802109
3526
188975
SH
SOLE
188975
0
0
WEYERHAEUSER CO
COM
962166104
5725
199958
SH
SOLE
199958
0
0
WHIRLPOOL CORP
COM
963320106
3975
27141
SH
SOLE
27141
0
0
WHOLE FOODS MKT INC
COM
966837106
7461
127543
SH
SOLE
127543
0
0
WILLIAMS COS INC DEL
COM
969457100
8505
233916
SH
SOLE
233916
0
0
WINDSTREAM HLDGS INC
COM
97382A101
1624
202970
SH
SOLE
202970
0
0
WISCONSIN ENERGY CORP
COM
976657106
3148
77950
SH
SOLE
77950
0
0
WPX ENERGY INC
COM
98212B103
1323
68678
SH
SOLE
68678
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
2776
45524
SH
SOLE
45524
0
0
WYNN RESORTS LTD
COM
983134107
4376
27693
SH
SOLE
27693
0
0
XCEL ENERGY INC
COM
98389B100
4704
170361
SH
SOLE
170361
0
0
XEROX CORP
COM
984121103
4082
396682
SH
SOLE
396682
0
0
XILINX INC
COM
983919101
4273
91177
SH
SOLE
91177
0
0
XL GROUP PLC
COM
G98290102
3020
97987
SH
SOLE
97987
0
0
XYLEM INC
COM
98419M100
1772
63440
SH
SOLE
63440
0
0
YAHOO INC
COM
984332106
10773
324889
SH
SOLE
324889
0
0
YUM BRANDS INC
COM
988498101
10907
152781
SH
SOLE
152781
0
0
ZIMMER HLDGS INC
COM
98956P102
4768
58051
SH
SOLE
58051
0
0
ZIONS BANCORPORATION
COM
989701107
1732
63178
SH
SOLE
63178
0
0
ZOETIS INC
COM
98978V103
5328
171193
SH
SOLE
171193
0
0
ADVANCED MICRO DEVICES INC
NOTE
007903AL1
2055
2000000
PRN
SOLE
2000000
0
0
ALLEGHENY TECHNOLOGIES INC
NOTE
01741RAD4
1025
1000000
PRN
SOLE
1000000
0
0
ALLIANT TECHSYSTEMS INC
NOTE
018804AK0
7570
5835000
PRN
SOLE
5835000
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE
02917TAA2
1867
2000000
PRN
SOLE
2000000
0
0
ANNALY CAP MGMT INC
NOTE
035710AB8
2019
2000000
PRN
SOLE
2000000
0
0
CADENCE DESIGN SYSTEM INC
NOTE
127387AJ7
7237
4000000
PRN
SOLE
4000000
0
0
CHART INDS INC
NOTE
16115QAC4
3712
2000000
PRN
SOLE
2000000
0
0
CHESAPEAKE ENERGY CORP
NOTE
165167CA3
2423
2500000
PRN
SOLE
2500000
0
0
ENDO HEALTH SOLUTIONS INC
NOTE
29264FAB2
5524
3500000
PRN
SOLE
3500000
0
0
ENERSYS
NOTE
29275YAA0
5378
3500000
PRN
SOLE
3500000
0
0
GILEAD SCIENCES INC
NOTE
375558AN3
2770
1000000
PRN
SOLE
1000000
0
0
GILEAD SCIENCES INC
NOTE
375558AP8
24846
9000000
PRN
SOLE
9000000
0
0
GOLDCORP INC NEW
NOTE
380956AB8
2500
2500000
PRN
SOLE
2500000
0
0
GROUP 1 AUTOMOTIVE INC
NOTE
398905AE9
3887
3000000
PRN
SOLE
3000000
0
0
HOLOGIC INC
NOTE
436440AG6
3618
3500000
PRN
SOLE
3500000
0
0
LEAP WIRELESS INTL INC
NOTE
521863AL4
1009
1000000
PRN
SOLE
1000000
0
0
MICROCHIP TECHNOLOGY INC
NOTE
595017AB0
5483
3500000
PRN
SOLE
3500000
0
0
MICRON TECHNOLOGY INC
NOTE
595112AW3
2849
1500000
PRN
SOLE
1500000
0
0
NOVELLUS SYS INC
NOTE
670008AD3
1814
1150000
PRN
SOLE
1150000
0
0
PROSPECT CAPITAL CORPORATION
NOTE
74348TAC6
2243
2100000
PRN
SOLE
2100000
0
0
PROSPECT CAPITAL CORPORATION
NOTE
74348TAL6
1007
1000000
PRN
SOLE
1000000
0
0
REDWOOD TR INC
NOTE
758075AB1
1047
1000000
PRN
SOLE
1000000
0
0
RYLAND GROUP INC
NOTE
783764AQ6
2897
2000000
PRN
SOLE
2000000
0
0
STARWOOD PPTY TR INC
NOTE
85571BAA3
5145
5000000
PRN
SOLE
5000000
0
0
STEEL DYNAMICS INC
NOTE
858119AP5
3820
3500000
PRN
SOLE
3500000
0
0
TELEFLEX INC
NOTE
879369AA4
6995
5000000
PRN
SOLE
5000000
0
0
TESLA MTRS INC
NOTE
88160RAA9
3365
2000000
PRN
SOLE
2000000
0
0
TTM TECHNOLOGIES INC
NOTE
87305RAC3
1008
1000000
PRN
SOLE
1000000
0
0
VERISIGN INC
NOTE
92343EAD4
7305
4692000
PRN
SOLE
4692000
0
0
WEB COM GROUP INC
NOTE
94733AAA2
1691
1500000
PRN
SOLE
1500000
0
0