0001193125-20-063826.txt : 20200306 0001193125-20-063826.hdr.sgml : 20200306 20200306075906 ACCESSION NUMBER: 0001193125-20-063826 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIZUHO FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001335730 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33098 FILM NUMBER: 20692624 BUSINESS ADDRESS: STREET 1: 1-5-5, OTEMACHI CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8176 BUSINESS PHONE: 81-3-5224-1111 MAIL ADDRESS: STREET 1: 1-5-5, OTEMACHI CITY: CHIYODA-KU, TOKYO STATE: M0 ZIP: 100-8176 6-K 1 d872246d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of March 2020

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-8176

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒    Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.    Yes  ☐    No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-233354) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: March 6, 2020
Mizuho Financial Group, Inc.
By:  

/s/ Makoto Umemiya

Name:   Makoto Umemiya
Title:   Managing Executive Officer / Group CFO


March 6, 2020

Mizuho Financial Group, Inc.

Changes of Directors and Executive Officers

Mizuho Financial Group, Inc. hereby announces changes of Members of the Board of Directors and Executive Officers (including changes in their areas of responsibility, etc.).

 

1


1.

Members of the Board of Directors

 

  (1)

Members of the Board of Directors Nominees (to be considered at the ordinary General Meeting of Shareholders of MHFG in June 2020 (“The Shareholders Meeting”))

 

Tatsufumi Sakai*    (Reappointment)
Satoshi Ishii*    (Reappointment)
Motonori Wakabayashi*    (Reappointment)
Makoto Umemiya*    (Reappointment)
Hiroaki Ehara*    (Reappointment)
Yasuhiro Sato    (Reappointment)
Hisaaki Hirama    (Reappointment)
Tetsuo Seki    (Reappointment, Outside Director)
Tatsuo Kainaka    (Reappointment, Outside Director)
Yoshimitsu Kobayashi    (New appointment, Outside Director)
Ryoji Sato    (New appointment, Outside Director)
Masami Yamamoto    (Reappointment, Outside Director)
Izumi Kobayashi    (Reappointment, Outside Director)

Total of 13 nominees

(Note) Asterisks indicate directors expected to concurrently serve as Executive Officers.

 

  (2)

Members of the Board of Directors scheduled to resign

(Effective as of April 1, 2020)

 

Masahiro Kosugi    (Currently Member of the Board of Directors)

(Effective in late June 2020)

 

Hirotake Abe    (Currently Member of the Board of Directors (Outside Director))
Hiroko Ota    (Currently Member of the Board of Directors (Outside Director))

 

2


  (3)

Chairperson of the Board of Directors (to be considered at the Board Meeting to be held following The Shareholders Meeting)

Appointee as Chairperson

Izumi Kobayashi

 

  (4)

Members of Committees (to be considered at the Board Meeting to be held following The Shareholders Meeting)

 

Nominating Committee   
Chairperson    Tatsuo Kainaka    (Outside Director)   
Member    Tetsuo Seki    (Outside Director)   
Member    Yoshimitsu Kobayashi    (Outside Director)   
Member    Masami Yamamoto    (Outside Director)   
Member    Izumi Kobayashi    (Outside Director)   
Compensation Committee   
Chairperson    Masami Yamamoto    (Outside Director)   
Member    Tetsuo Seki    (Outside Director)   
Member    Tatsuo Kainaka    (Outside Director)   
Audit Committee   
Chairperson    Tetsuo Seki    (Outside Director)   
Member    Tatsuo Kainaka    (Outside Director)   
Member    Ryoji Sato    (Outside Director)   
Member    Hisaaki Hirama      
Risk Committee   
Chairperson    Hisaaki Hirama      
Member    Izumi Kobayashi    (Outside Director)   
Member    Rintaro Tamaki    (Outside Expert)   
Member    Hiroshi Naka    (Outside Expert)   

 

  (Note)

Mr. Rintaro Tamaki (President, Japan Center for International Finance (current)) and Mr. Hiroshi Naka (Professor, Institute for Future Initiatives, the University of Tokyo (current)) are an outside expert appointed by the Board of Directors of MHFG.

 

3


  (5)

Brief Personal Record of Newly Nominated Member of the Board of Directors

 

Name    Yoshimitsu Kobayashi
Business Experience    June 2018    Chairman of Board of Directors, Outside Director, Toshiba Corporation (current)
   Sep. 2015    Outside Director, Toshiba Corporation (current)
   June 2015    Member of the Board, Chairperson, Mitsubishi Chemical Holdings Corporation (current)
   Apr. 2015    Chairman, Japan Association of Corporate Executives (until April 2019)
   Feb. 2015    Member of the Board, Chairman, The KAITEKI Institute, Inc. (current)
   June 2012   

Outside Director, Japan Display Inc. (until March 2015)

Outside Director, Tokyo Electric Power Co., Inc. (until March 2015)

   Apr. 2009    Member of the Board, President, The KAITEKI Institute, Inc.
  

Apr. 2007

  

Representative Director, Member of the Board, President, Mitsubishi Chemical Holdings Corporation

Representative Director, Member of the Board, President and Chief Executive Officer, Mitsubishi Chemical Corporation

  

Feb. 2007

   Member of the Board, Managing Executive Officer, Mitsubishi Chemical Corporation
  

June 2006

  

Member of the Board, Mitsubishi Chemical Holdings Corporation

Chairman, Mitsubishi Kagaku Institute of Life Sciences

  

Apr. 2005

  

Managing Executive Officer, Mitsubishi Chemical Corporation

President and CEO, Mitsubishi Chemical Group Science and Technology Research Center, Inc.

  

Dec. 1974

  

Joined Mitsubishi Chemical Industries Corporation (current Mitsubishi Chemical Corporation)

Education

  

Mar. 1971

  

MS in Interdisciplinary Science, the University of Tokyo

Date of Birth

   Nov. 18, 1946   

 

Name    Ryoji Sato   
Business Experience    July 2016    Audit & Supervisory Board Member of Nippon Life Insurance Company (current)
   Sep. 2015    Outside Director, Toshiba Corporation (until June 2019)
   June 2011    Audit & Supervisory Board Member of Kubota Corporation (until June 2015)
   Nov. 2010    Senior Advisor, Deloitte Touche Tohmatsu LLC (until May 2011)
   June 2007    Chief Executive Officer, Deloitte Touche Tohmatsu LLC
   June 2004    Representative Partner and Managing Partner, Tokyo Office, Deloitte Touche Tohmatsu LLC
   June 2001    Managing Partner, Tokyo Office, Deloitte Touche Tohmatsu LLC
  

May 1983

   Partner, Tohmatsu Awoki & Co.
  

Sep. 1979

   London Office, Touche Ross
  

Jan. 1978

   New York Office, Touche Ross
  

Feb. 1975

  

Registered as Certified Public Accountant

  

Oct. 1971

  

Joined Tohmatsu Awoki & Co. (current Deloitte Touche Tohmatsu LLC)

  

Apr. 1969

  

Joined Nikko Securities Co., Ltd (current SMBC Nikko Securities Inc.)

Education

   Mar. 1969    Graduated from Faculty of Economics, Keio University

Date of Birth

   Dec. 7, 1946   

 

4


2.

Changes of Executive Officers

Executive Officers in this section mean either executive officers as defined in the Companies Act or executive officers as defined in our internal regulations.

 

Name

  

New Position (Effective as of April 1, 2020)

  

Current Position

Satoshi Ishii

  

Member of the Board

of Directors,

Senior Managing Executive Officer

(Representative Executive Officer)

   Chief Digital Innovation Officer / Head of IT & Systems Group / Head of Operations Group   

Member of the Board of Directors,

Senior Managing Executive Officer

   Chief Digital Innovation Officer / Head of IT & Systems Group / Head of Operations Group

Motonori Wakabayashi

  

Member of the Board of Directors,

Senior Managing Executive Officer

   Head of Risk Management Group   

Member of the Board of Directors,

Managing Executive Officer

  

Head of Research & Consulting

Unit / Head of Risk Management Group

Makoto Umemiya

  

Member of the Board of Directors,

Senior Managing Executive Officer

  

Head of Financial Control &

Accounting Group

  

Member of the Board of Directors,

Managing Executive Officer

   Head of Financial Control & Accounting Group

Seiji Imai

  

Senior Managing Executive Officer

(Representative Executive Officer)

   Head of Corporate & Institutional Company / Head of Global Products Unit    Senior Managing Executive Officer    Head of Global Corporate Company

Naofumi Fuke

   Senior Managing Executive Officer    Co-Head of Retail & Business Banking Company    Senior Managing Executive Officer    Deputy Head of Retail & Business Banking Company

Hiroshi Nagamine

   Senior Managing Executive Officer    Head of Global Corporate Company / Deputy Head of Global Products Unit    Managing Executive Officer    Head of Europe, Middle East and Africa

Hisashi Kikuchi

   Managing Executive Officer    Head of Internal Audit Group    Managing Executive Officer    Head of Strategic Planning Group

Masatoshi Yoshihara

   Managing Executive Officer    Co-Head of Global Markets Company    Managing Executive Officer    Deputy Head of Global Markets Company

Yasuhiro Shibata

   Managing Executive Officer    Co-Head of Global Markets Company      

 

5


Name

  

New Position (Effective as of April 1, 2020)

  

Current Position

Masamichi Ishikawa

   Managing Executive Officer    Head of Asset Management Company / In charge of Specific Business of Strategic Planning Group      

Yasuhiko Ushikubo

   Managing Executive Officer    Head of Research & Consulting Unit    Executive Officer    Deputy Head of Research & Consulting Unit
  

Mr. Yasuhiko Ushikubo is expected to concurrently serve as President & CEO (Representative Director) of Mizuho Research Institute Ltd. on April 1, 2020.

Naoshi Inomata

   Managing Executive Officer    Head of Strategic Planning Group / In charge of Specially Assigned Matters    Executive Officer    In charge of Specially Assigned Matters

Masaomi Takada

   Managing Executive Officer    Head of Compliance Group    Executive Officer    General Manager of Executive Secretariat

Goji Fujishiro

   Managing Executive Officer    In charge of Western Japan (Kinki, Chugoku, and Shikoku regions)    Managing Executive Officer    Head of Asset Management Company / Head of Global Products Unit

Junichi Kato

   Resigned       Senior Managing Executive Officer (Representative Executive Officer)    Head of Global Markets Company
  

Mr. Junichi Kato is expected to be Chairman of Mizuho Research Institute Ltd. on April 1, 2020.

Akira Nakamura

   Resigned       Senior Managing Executive Officer    Head of Corporate & Institutional Company

Shuji Kojima

   Resigned       Managing Executive Officer    Head of Compliance Group

 

6


Brief Personal Record of New Representative Executive Officer

 

Name    Seiji Imai
Business Experience    Apr. 2019    Deputy President & Executive Officer, In charge of Specially Assigned Matters of MHBK. (current)
   Apr. 2018    Senior Managing Executive Officer, Head of Global Corporate Company of MHFG. (current)
   Apr. 2016   

Managing Executive Officer, Head of Asia & Oceania excl. East Asia of MHFG.

Managing Executive Officer, Head of Asia & Oceania excl. East Asia of MHBK.

   Apr. 2014    Executive Officer, General Manager of Seoul Branch of MHBK.
   Joined our group in Apr. 1986
Education    Mar. 1986    Graduated from Faculty of Law, Kyoto University
Date of Birth    June 25, 1962   

 

Name    Satoshi Ishii
Business Experience    Apr. 2019   

Senior Managing Executive Officer, Chief Digital Innovation Officer, Head of IT & Systems Group and Head of Operations Group of MHFG. (current)

 

Deputy President & Executive Officer, In charge of Digital Innovation Department, Head of IT & Systems Group and Head of Operations Group of MHBK. (current)

   Apr. 2017    Senior Managing Executive Officer, Head of Business Promotion of MHBK.
   Apr. 2015    Managing Executive Officer, Head of Human Resources Group of MHFG.
   Apr. 2014    Executive Officer, General Manager of Corporate Secretariat of MHFG.
   Joined our group in Apr. 1986
Education    Mar. 1986    Graduated from Faculty of Economics, Hitotsubashi University
Date of Birth    September 1, 1963   

The management changes described above are subject to any approval or permission required being obtained from the relevant regulatory or other authorities.

 

7