0001335644-14-000006.txt : 20140814 0001335644-14-000006.hdr.sgml : 20140814 20140814142937 ACCESSION NUMBER: 0001335644-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTIA CAPITAL INC. CENTRAL INDEX KEY: 0001335644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11461 FILM NUMBER: 141041668 BUSINESS ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 BUSINESS PHONE: (416) 863-7411 MAIL ADDRESS: STREET 1: 40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 2X6 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001335644 XXXXXXXX 06-30-2014 06-30-2014 SCOTIA CAPITAL INC.

40 KING ST.WEST, SCOTIA PLAZA 33RD FLOOR TORONTO A6 M5W 2X6

13F HOLDINGS REPORT 028-11461 N Bob Edwards 416-863-7844 /s/ Bob Edwards Toronto A6 08-14-2014 1 566 4627184 false 1 0000009631 028-11475 BANK OF NOVA SCOTIA / INFORMATION TABLE 2 scapital.inftab.xml 3M COCOM88579Y101577540237SHDFND10402370ABB LTDSPONSORED ADR0003752042209557SHDFND1095570ABBOTT LABSCOM0028241005652138117SHDFND101381170ABBVIE INCCOM00287Y109185632873SHDFND10328730ABERDEEN ASIA PACIFIC INCOMCOM0030091071844293613SHDFND102936130ACCENTURE PLC IRELANDSHS CLASS AG1151C101259632113SHDFND16000261130ACTAVIS PLCSHSG0083B1085342394SHDFND1023940ACTIVISION BLIZZARD INCCOM00507V10962127825SHDFND10278250ADOBE SYS INCCOM00724F1016659193SHDFND189991940ADVANTAGE OIL & GAS LTDCOM00765F1015274793628SHDFND107936280AEGON N VNY REGISTRY SH00792410315818000SHDFND10180000AETNA INC NEWCOM00817Y108104112843SHDFND10128430AFLAC INCCOM00105510295015272SHDFND11064346290AGNICO EAGLE MINES LTDCOM0084741084029105316SHDFND161246440700AGRIUM INCCOM00891610841966458184SHDFND1427364154480AIR PRODS & CHEMS INCCOM0091581065694417SHDFND1044170ALCOA INCCOM01381710148832775SHDFND10327750ALLERGAN INCCOM0184901023922316SHDFND1023160ALLIANCE RES PARTNER L PUT LTD PART01877R1084078717SHDFND1087170ALLIANCEBERNSTEIN INCOME FUNCOM01881E10119125430SHDFND10254300ALLSTATE CORPCOM020002101180030666SHDFND12614845180ALTRIA GROUP INCCOM02209S103408397348SHDFND10973480AMAZON COM INCCOM023135106390012009SHDFND1896630430AMBEV SASPONSORED ADR02319V1032000284103SHDFND102841030AMC ENTMT HLDGS INCCL A COM00165C10440816386SHDFND10163860AMERCOCOM02358610016955831SHDFND1403217990AMERICAN EXPRESS COCOM025816109313132983SHDFND10329830AMERICAN INTL GROUP INCCOM NEW0268747845889107843SHDFND101078430AMGEN INCCOM031162100251121212SHDFND1208054070AMKOR TECHNOLOGY INCCOM03165210040736403SHDFND10364030ANADARKO PETE CORPCOM032511107580653048SHDFND14900040480ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1086885980SHDFND1059800APACHE CORPCOM037411105253025136SHDFND111300138360APOLLO INVT CORPCOM03761U10642048702SHDFND10487020APPLE INCCOM03783310043696470170SHDFND104701700APPLIED MATLS INCCOM038222105162371971SHDFND17486644850AT&T INCCOM00206R10217637498770SHDFND104987700ATWOOD OCEANICS INCCOM05009510856910851SHDFND10108510AUTODESK INCCOM052769106151126800SHDFND12680000AUTOLIV INCCOM0528001093142945SHDFND1029450AUTOMATIC DATA PROCESSING INCOM053015103244730856SHDFND12150093560AVON PRODS INCCOM05430310225417432SHDFND1170004320B2GOLD CORPCOM11777Q20912041324SHDFND10413240BANCO SANTANDER SAADR05964H10540038370SHDFND10383700BANK MONTREAL QUECOM0636711011219791659317SHDFND125275114065660BANK N S HALIFAXCOM0641491073447725179275SHDFND139806947812060BANK NEW YORK MELLON CORPCOM0640581002827525SHDFND1075250BANK OF AMERICA CORPORATIONCOM0605051048590559021SHDFND12502003088210BARCLAYS PLCADR06738E20489861432SHDFND10614320BARRICK GOLD CORPCOM06790110813179720946SHDFND14997512211950BAXTER INTL INCCOM071813109206828604SHDFND115346132580BAYTEX ENERGY CORPCOM07317Q105645461398306SHDFND12213982840BCE INCCOM NEW05534B7601375853034451SHDFND123082028036310BECTON DICKINSON & COCOM075887109620952475SHDFND10524750BELLATRIX EXPLORATION LTDCOM07831410123026717SHDFND10267170BERKSHIRE HATHAWAY INC DELCL A0846701089505SHDFND1050BERKSHIRE HATHAWAY INC DELCL B NEW0846707021243098176SHDFND10981760BHP BILLITON LTDSPONSORED ADR0886061089784142870SHDFND101428700BLACKBERRY LTDCOM09228F1033423334620SHDFND11487151859050BLACKHAWK NETWORK HLDGS INCCL B09238E20343416181SHDFND10161810BLACKSTONE GROUP L PCOM UNIT LTD09253U108156946898SHDFND10468980BLOCK H & R INCCOM093671105118035184SHDFND10351840BOEING COCOM097023105471937075SHDFND10370750BP PLCSPONSORED ADR0556221046737127638SHDFND101276380BRISTOL MYERS SQUIBB COCOM110122108273256296SHDFND13361529350BRITISH AMERN TOB PLCSPONSORED ADR1104481074573836SHDFND1038360BROADCOM CORPCL A111320107137637077SHDFND10370770BROOKFIELD ASSET MGMT INCCL A LTD VT SH11258510442934976880SHDFND11694058074750BROOKFIELD CDA OFFICE PPTYSTR UNIT11282310949219527SHDFND10195270BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210116480395381SHDFND103953810BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG1624910720584988813SHDFND1814009074130BROOKFIELD RENEWABLE ENRGY PPARTNERSHIP UNITG1625810824928843239SHDFND108432390BT GROUP PLCADR05577E1016499889SHDFND1098890BUNGE LIMITEDCOMG16962105113515007SHDFND11285121560CA INCCOM12673P10568823905SHDFND111400125050CAE INCCOM1247651085520422141SHDFND11000003221410CALPINE CORPCOM NEW13134730443118123SHDFND10181230CAMECO CORPCOM13321L1089210471081SHDFND11175863534950CAMPBELL SOUP COCOM134429109111924425SHDFND10244250CANADIAN NAT RES LTDCOM136385101568121236292SHDFND13249169113760CANADIAN NATL RY COCOM1363751021384622130455SHDFND124451018859450CANADIAN PAC RY LTDCOM13645T10035960198540SHDFND1468581516820CARNIVAL CORPPAIRED CTF1436583003539362SHDFND1093620CATAMARAN CORPCOM148887102378185799SHDFND161485243140CATERPILLAR INC DELCOM149123101553250886SHDFND165508210CDN IMPERIAL BK COMM TORONTOCOM136069101991391090287SHDFND11180789722090CEDAR FAIR L PDEPOSITRY UNIT150185106179233848SHDFND10338480CELANESE CORP DELCOM SER A1508701032543955SHDFND1039550CELESTICA INCSUB VTG SHS15101Q10851440926SHDFND10409260CELGENE CORPCOM151020104314418274SHDFND10182740CEMENTOS PACASMAYO S A ASPON ADR REP 515126Q10913015447SHDFND10154470CENOVUS ENERGY INCCOM15135U109520301608728SHDFND122496613837620CENTRAL FD CDA LTDCL A1535011011895130760SHDFND101307600CHESAPEAKE ENERGY CORPCOM165167107171058057SHDFND15635717000CHEVRON CORP NEWCOM166764100655250157SHDFND112250379070CHICAGO BRIDGE & IRON CO N VCOM167250109171625170SHDFND12417010000CHIMERA INVT CORPCOM16934Q1095918520SHDFND10185200CHINA MOBILE LIMITEDSPONSORED ADR16941M1093727656SHDFND1076560CHIPOTLE MEXICAN GRILL INCCOM169656105221373SHDFND1288850CHURCH & DWIGHT INCCOM171340102199428495SHDFND10284950CISCO SYS INCCOM17275R1029866396690SHDFND103966900CITIGROUP INCCOM NEW17296742417236365954SHDFND11346002313540CITRIX SYS INCCOM1773761002584130SHDFND1041300CITY HLDG COCOM1778351052204876SHDFND1048760CLIFFS NAT RES INCCOM18683K1014500298938SHDFND129658023580CLOROX CO DELCOM1890541093013288SHDFND1032880CME GROUP INCCOM12572Q105295241600SHDFND10416000CMS ENERGY CORPCOM1258961002588284SHDFND1082840COACH INCCOM189754104177952056SHDFND1517003560COBALT INTL ENERGY INCCOM19075F106100754900SHDFND15490000COCA COLA COCOM19121610036546862532SHDFND108625320COCA COLA ENTERPRISES INC NECOM19122T109192940343SHDFND10403430COLGATE PALMOLIVE COCOM194162103223332734SHDFND16100266340COMCAST CORP NEWCL A20030N101323760298SHDFND10602980COMPUTER PROGRAMS & SYS INCCOM2053061035097996SHDFND1079960COMPUTER SCIENCES CORPCOM2053631043165000SHDFND1500000CONAGRA FOODS INCCOM205887102178159965SHDFND10599650CONOCOPHILLIPSCOM20825C104697881404SHDFND138600428040CONSOLIDATED EDISON INCCOM209115104132322899SHDFND10228990CONSTELLATION BRANDS INCCL A21036P1083313745SHDFND1037450CONTAINER STORE GROUP INCCOM2107511032157735SHDFND1077350CORENERGY INFRASTRUCTURE TRCOM21870U20563084910SHDFND10849100CORNING INCCOM21935010599545300SHDFND10453000COSTCO WHSL CORP NEWCOM22160K105203017626SHDFND10176260COVIDIEN PLCSHSG2554F1133143477SHDFND1034770CRAWFORD & COCL A22463320611113675SHDFND10136750CREDIT SUISSE GROUPSPONSORED ADR22540110848517071SHDFND10170710CRESCENT PT ENERGY CORPCOM22576C101509161151085SHDFND11513219997640CSX CORPCOM126408103161052270SHDFND120200320700CTRIP COM INTL LTDAMERICAN DEP SHS22943F100128420045SHDFND120000450CUMMINS INCCOM2310211069646248SHDFND1062480CVS CAREMARK CORPORATIONCOM1266501009774129675SHDFND101296750DAVITA HEALTHCARE PARTNERS ICOM23918K1085848080SHDFND1080800DEERE & COCOM244199105725380095SHDFND10800950DELTA AIR LINES INC DELCOM NEW247361702209354060SHDFND142500115600DENISON MINES CORPCOM2483561077862223SHDFND10622230DEUTSCHE BANK AGNAMEN AKTD1819089880022730SHDFND10227300DEVON ENERGY CORP NEWCOM25179M103134416926SHDFND11504618800DIAGEO P L CSPON ADR NEW25243Q2051188393346SHDFND10933460DICKS SPORTING GOODS INCCOM253393102121826150SHDFND12750234000DIRECTVCOM25490A309143216837SHDFND16300105370DISNEY WALT COCOM DISNEY25468710612176141925SHDFND101419250DOMINION DIAMOND CORPCOM25728710248033668SHDFND13201816500DOUBLELINE INCOME SOLUTIONSCOM25862210975833745SHDFND10337450DOW CHEM COCOM26054310372013995SHDFND10139950DR PEPPER SNAPPLE GROUP INCCOM26138E10963910906SHDFND10109060DRESSER-RAND GROUP INCCOM2616081034096409SHDFND1064090DRYSHIPS INCSHSY2109Q1015216000SHDFND10160000DU PONT E I DE NEMOURS & COCOM263534109227634750SHDFND15954287960DUKE ENERGY CORP NEWCOM NEW26441C204105814255SHDFND10142550DUN & BRADSTREET CORP DEL NECOM26483E1002302090SHDFND1020900E M C CORP MASSCOM26864810212429471832SHDFND104718320EASTMAN CHEM COCOM2774321008379582SHDFND1821713650EATON CORP PLCSHSG29183103192924987SHDFND10249870EATON VANCE SR FLTNG RTE TRCOM27828Q10516310978SHDFND10109780EBAY INCCOM27864210356611305SHDFND10113050EGA EMERGING GLOBAL SHS TREGS INDI INF ETF2684618452208148696SHDFND101486960ELDORADO GOLD CORP NEWCOM2849021035554728888SHDFND12128425160460EMERSON ELEC COCOM2910111048025120926SHDFND101209260ENBRIDGE INCCOM29250N1051729683652199SHDFND159309730591020ENCANA CORPCOM292505104294151242735SHDFND122030010224350ENERPLUS CORPCOM2927661024794190936SHDFND1606471302890ENTERGY CORP NEWCOM29364G1034715735SHDFND1057350EOG RES INCCOM26875P101207917794SHDFND11779400EQUINIX INCCOM NEW29444U5026933300SHDFND1330000EXCO RESOURCES INCCOM2692794025910000SHDFND10100000EXELON CORPCOM30161N10173120034SHDFND10200340EXXON MOBIL CORPCOM30231G10215588154893SHDFND1102549523440FACEBOOK INCCL A30303M10221653321824SHDFND1305100167240FASTENAL COCOM3119001044358793SHDFND1087930FEDEX CORPCOM31428X106373324640SHDFND10246400FIRSTSERVICE CORPSUB VTG SH33761N1092815548SHDFND1055480FLUOR CORP NEWCOM343412102183023800SHDFND10238000FORD MTR CO DELCOM PAR $0.013453708609765566384SHDFND105663840FOREST LABS INCCOM3458381067477541SHDFND1075410FRANCO NEVADA CORPCOM351858105288950640SHDFND10506400FREEPORT-MCMORAN COPPER & GOCOM35671D85712274336278SHDFND1398162964620GABELLI EQUITY TR INCCOM36239710112416491SHDFND10164910GAMESTOP CORP NEWCL A36467W10963815758SHDFND10157580GANNETT INCCOM36473010185427258SHDFND10272580GAP INC DELCOM36476010858514065SHDFND10140650GARMIN LTDSHSH2906T10978512880SHDFND10128800GENERAL ELECTRIC COCOM369604103660072511572SHDFND120000023115720GENERAL MLS INCCOM3703341049630183287SHDFND101832870GENERAL MTRS COCOM37045V1005109147249SHDFND1401472090GILDAN ACTIVEWEAR INCCOM375916103210935994SHDFND13337026240GILEAD SCIENCES INCCOM37555810310415125608SHDFND101256080GLAXOSMITHKLINE PLCSPONSORED ADR37733W105180333664SHDFND10336640GNC HLDGS INCCOM CL A36191G107166748870SHDFND10488700GOLDCORP INC NEWCOM38095640910881390229SHDFND12416171486120GOLDMAN SACHS GROUP INCCOM38141G104427025490SHDFND11600094900GOODYEAR TIRE & RUBR COCOM38255010157020531SHDFND10205310GOOGLE INCCL A38259P508744212727SHDFND10127270GOOGLE INCCL C38259P706726412627SHDFND10126270GRAINGER W W INCCOM38480210413985498SHDFND1054980GRANITE REAL ESTATE INVT TRUNIT 99/99/9999387437114121332758SHDFND10327580GROUPE CGI INCCL A SUB VTG39945C1097915223334SHDFND1859101374240GROUPON INCCOM CL A39947310733150000SHDFND15000000HALLIBURTON COCOM406216101246134653SHDFND10346530HARTFORD FINL SVCS GROUP INCCOM41651510483523325SHDFND10233250HERBALIFE LTDCOM USD SHSG4412G1014166445SHDFND1064450HERTZ GLOBAL HOLDINGS INCCOM42805T10575326857SHDFND10268570HEWLETT PACKARD COCOM428236103179553280SHDFND10532800HOLLYFRONTIER CORPCOM4361061084309853SHDFND1098530HOME DEPOT INCCOM43707610211692144390SHDFND101443900HONDA MOTOR LTDAMERN SHS438128308251971756SHDFND10717560HONEYWELL INTL INCCOM438516106416844814SHDFND10448140HSBC HLDGS PLCSPON ADR NEW404280406133026167SHDFND10261670HUDBAY MINERALS INCCOM44362810240443596SHDFND158435380IAMGOLD CORPCOM45091310815437483SHDFND10374830ICICI BK LTDADR45104G104249550400SHDFND10504000ICONIX BRAND GROUP INCCOM4510551073037058SHDFND1450225560IMMUNOGEN INCCOM45253H10123820039SHDFND10200390IMPERIAL OIL LTDCOM NEW45303840824984474833SHDFND1755683992650INFOSYS LTDSPONSORED ADR45678810867312509SHDFND11220112890ING GROEP N VSPONSORED ADR45683710383159273SHDFND10592730INTEL CORPCOM458140100321451040099SHDFND1010400990INTERNATIONAL BUSINESS MACHSCOM45920010120688114145SHDFND164486496590INTERNATIONAL FLAVORS&FRAGRACOM459506101118111330SHDFND10113300INTERNATIONAL GAME TECHNOLOGCOM45990210222113920SHDFND11392000INTL PAPER COCOM46014610391418320SHDFND11450038200INVESCO LTDSHSG491BT10875920076SHDFND10200760ISHARESMSCI BRZ CAP ETF46428640054411391SHDFND10113910ISHARESEMU ETF464286608311373564SHDFND10735640ISHARESMSCI BRIC INDX46428665739710295SHDFND10102950ISHARESMSCI PAC JP ETF464286665165633620SHDFND10336200ISHARESMSCI UK ETF4642866993182152362SHDFND101523620ISHARESMSCI SPAN CP ETF464286764107925190SHDFND10251900ISHARESMSCI GERMANY ETF464286806224471694SHDFND10716940ISHARESMSCI MEX CAP ETF4642868222854196SHDFND1041960ISHARESMSCI JAPAN ETF4642868482841235897SHDFND102358970ISHARESS&P 100 ETF464287101171819855SHDFND10198550ISHARESSELECT DIVID ETF464287168209727238SHDFND10272380ISHARESCHINA LG-CAP ETF46428718476520645SHDFND10206450ISHARESCORE S&P500 ETF464287200580729474SHDFND11462280120ISHARESMSCI EMG MKT ETF464287234425298358SHDFND10983580ISHARESIBOXX INV CP ETF464287242267122374SHDFND10223740ISHARESGLOBAL TECH ETF464287291202822776SHDFND10227760ISHARESGLOB HLTHCRE ETF4642873252262399SHDFND1023990ISHARES1-3 YR TR BD ETF464287457165919605SHDFND10196050ISHARESMSCI EAFE ETF46428746513941203876SHDFND102038760ISHARESGLOBAL 100 ETF464287572355345121SHDFND10451210ISHARESU.S. CNSM SV ETF4642875809087342SHDFND1073420ISHARESRUSSELL 2000 ETF464287655154212973SHDFND10129730ISHARESRUS 3000 VAL ETF4642876634633493SHDFND1034930ISHARESU.S. UTILITS ETF464287697118410631SHDFND10106310ISHARESU.S. TECH ETF464287721122412632SHDFND10126320ISHARESUS HLTHCARE ETF4642877625284118SHDFND1041180ISHARESU.S. FIN SVC ETF4642877706047155SHDFND1071550ISHARESU.S. FINLS ETF464287788521162636SHDFND10626360ISHARESU.S. ENERGY ETF464287796118420843SHDFND10208430ISHARESCORE S&P SCP ETF4642878043693290SHDFND1032900ISHARESU.S. BAS MTL ETF464287838116313283SHDFND10132830ISHARESEUROPE ETF464287861234048180SHDFND10481800ISHARESGL TIMB FORE ETF46428817477814748SHDFND10147480ISHARESMSCI AC ASIA ETF4642881822293650SHDFND1036500ISHARESMSCI ACWI ETF4642882574126830SHDFND1068300ISHARESGLB INFRASTR ETF464288372192643424SHDFND10434240ISHARESINTL SEL DIV ETF4642884486861171852SHDFND101718520ISHARESIBOXX HI YD ETF464288513189519905SHDFND10199050ISHARES1-3 YR CR BD ETF4642886463593395SHDFND1033950ISHARESSHRT TRS BD ETF464288679957186722SHDFND10867220ISHARESU.S. PFD STK ETF4642886873348376SHDFND1083760ISHARESGLOBAL MATER ETF4642886954516986SHDFND1069860ISHARESMSCI EURO FL ETF4642891802158700SHDFND1087000ISHARES GOLD TRUSTISHARES46428510528322155SHDFND10221550ISHARES SILVER TRUSTISHARES46428Q10935617585SHDFND11200055850ISHARES TRHIGH DIVIDND ETF46429B663194525780SHDFND10257800ISHARES TRCORE MSCI EAFE46432F8422614200SHDFND1042000ISHARES TRCORE ST USDB ETF46432F8592512500SHDFND1025000ISHARES TR0-5YR INVT GR CP46434V10054310740SHDFND10107400ITAU UNIBANCO HLDG SASPON ADR REP PFD46556210672050038SHDFND10500380JOHNSON & JOHNSONCOM47816010457095545460SHDFND105454600JOHNSON CTLS INCCOM478366107292458558SHDFND10585580JOY GLOBAL INCCOM4811651085518965SHDFND183656000JPMORGAN CHASE & COCOM46625H10021417371444SHDFND176003638440JUST ENERGY GROUP INCCOM48213W10114725586SHDFND10255860KB HOMECOM48666K10976641015SHDFND1407123030KELLOGG COCOM487836108207831633SHDFND10316330KELLY SVCS INCCL A48815220889151855SHDFND10518550KIMBERLY CLARK CORPCOM494368103434138982SHDFND10389820KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501066067372SHDFND1073720KINDER MORGAN INC DELCOM49456B1015277145386SHDFND101453860KINROSS GOLD CORPCOM NO PAR4969024042312558884SHDFND1540589182950KKR & CO L P DELCOM UNITS48248M102137256365SHDFND10563650KONINKLIJKE PHILIPS N VNY REG SH NEW50047230350515900SHDFND10159000KRAFT FOODS GROUP INCCOM50076Q106357959701SHDFND183596180KROGER COCOM501044101153631098SHDFND12902820700KULICKE & SOFFA INDS INCCOM50124210182357620SHDFND10576200LAKE SHORE GOLD CORPCOM5107281082123756SHDFND10237560LATAM AIRLS GROUP S ASPONSORED ADR51817R1061553115750SHDFND101157500LAUDER ESTEE COS INCCL A5184391042112840SHDFND1028400LAZARD LTDSHS AG5405010266212839SHDFND10128390LEVEL 3 COMMUNICATIONS INCCOM NEW52729N30861113915SHDFND11074031750LEXMARK INTL NEWCL A5297711072655490SHDFND1054900LIBERTY MEDIA CORP DELAWARECL A5312291027255305SHDFND1053050LILLY ELI & COCOM532457108350756387SHDFND124908314790LINCOLN NATL CORP INDCOM5341871093647069SHDFND1070690LIONS GATE ENTMNT CORPCOM NEW53591920371224910SHDFND10249100LOCKHEED MARTIN CORPCOM53983010913238226SHDFND1082260LORILLARD INCCOM544147101265943591SHDFND112580310110LOWES COS INCCOM548661107127826604SHDFND10266040LYONDELLBASELL INDUSTRIES NSHS - A -N53745100238424395SHDFND10243950MACQUARIE GLBL INFRA TOTL RECOM55608D1012248703SHDFND1087030MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801063834558SHDFND1045580MAGNA INTL INCCOM55922240128543265256SHDFND1648452004110MANULIFE FINL CORPCOM56501R106824264155644SHDFND155079436048500MARATHON PETE CORPCOM56585A102189624287SHDFND12090233850MARKET VECTORS ETF TRGOLD MINER ETF57060U10035413400SHDFND1760058000MARKET VECTORS ETF TRBIOTECH ETF57060U1832322430SHDFND1024300MARKET VECTORS ETF TROIL SVCS ETF57060U1912073580SHDFND1035800MASTERCARD INCCL A57636Q104292239745SHDFND10397450MATRIX SVC COCOM5768531052718270SHDFND1082700MATTEL INCCOM57708110262015914SHDFND10159140MCCORMICK & CO INCCOM VTG5797801072283200SHDFND1032000MCCORMICK & CO INCCOM NON VTG579780206545376166SHDFND10761660MCDONALDS CORPCOM58013510128537283132SHDFND102831320MCGRAW HILL FINL INCCOM5806451094665605SHDFND1056050MCKESSON CORPCOM58155Q103814343713SHDFND10437130MEDTRONIC INCCOM585055106293345991SHDFND10459910MERCK & CO INC NEWCOM58933Y1059749168479SHDFND1641431043360METHANEX CORPCOM59151K108329653473SHDFND14534690METLIFE INCCOM59156R10834220615511SHDFND106155110MGM RESORTS INTERNATIONALCOM55295310142115969SHDFND11938140310MICHAEL KORS HLDGS LTDSHSG60754101139615741SHDFND10157410MICRON TECHNOLOGY INCCOM59511210349414984SHDFND10149840MICROSOFT CORPCOM59491810422452538083SHDFND105380830MITEK SYS INCCOM NEW6067102005717310SHDFND11731000MONDELEZ INTL INCCL A6092071053971105585SHDFND101055850MOODYS CORPCOM615369105109112454SHDFND1677156830MORGAN STANLEYCOM NEW617446448309295627SHDFND10956270MURPHY OIL CORPCOM6267171024797200SHDFND1720000MYLAN INCCOM6285301075099865SHDFND1098650NATIONAL GRID PLCSPON ADR NEW6362743004786413SHDFND1064130NATIONAL OILWELL VARCO INCCOM637071101809698310SHDFND10983100NATIONAL PENN BANCSHARES INCCOM63713810823722363SHDFND10223630NETAPP INCCOM64110D10455115075SHDFND10150750NETEASE INCSPONSORED ADR64110W1026177870SHDFND1310047700NEW GOLD INC CDACOM64453510635956879SHDFND14900078790NEW YORK CMNTY BANCORP INCCOM64944510352332690SHDFND10326900NIKE INCCL B654106103667786085SHDFND10860850NOKIA CORPSPONSORED ADR65490220412116043SHDFND10160430NORFOLK SOUTHERN CORPCOM655844108326631682SHDFND10316820NORTH AMERN PALLADIUM LTDCOM65691210228101400SHDFND101014000NOVARTIS A GSPONSORED ADR66987V109474352396SHDFND10523960NOVO-NORDISK A SADR67010020512000259775SHDFND102597750NU SKIN ENTERPRISES INCCL A67018T1052543440SHDFND1034400NUANCE COMMUNICATIONS INCCOM67020Y10062233157SHDFND13315070NUVEEN QUALITY PFD INCOME FDCOM67071S10115318000SHDFND10180000NYMOX PHARMACEUTICAL CORPCOM67076P1029218595SHDFND10185950OCCIDENTAL PETE CORP DELCOM6745991054584464SHDFND1044640OMNIVISION TECHNOLOGIES INCCOM68212810343019566SHDFND10195660OPEN TEXT CORPCOM68371510678616466SHDFND10164660OPENTABLE INCCOM68372A104121211700SHDFND11170000OPKO HEALTH INCCOM68375N10312013600SHDFND10136000ORACLE CORPCOM68389X1058057198725SHDFND101987250ORANGESPONSORED ADR68406010644928430SHDFND10284300OWENS ILL INCCOM NEW69076840383624105SHDFND10241050PANDORA MEDIA INCCOM698354107102634790SHDFND1340007900PANERA BREAD COCL A69840W1087535026SHDFND1219028360PARKER HANNIFIN CORPCOM7010941048927094SHDFND1070940PAYCHEX INCCOM70432610768916590SHDFND1162503400PDL BIOPHARMA INCCOM69329Y1041184122229SHDFND101222290PEABODY ENERGY CORPCOM70454910428817636SHDFND10176360PEMBINA PIPELINE CORPCOM70632710338429896313SHDFND1959588003550PENGROWTH ENERGY CORPCOM70706P1045778806983SHDFND1568069270PENN VA CORPCOM70788210628116600SHDFND11660000PENN WEST PETE LTD NEWCOM7078871055845599044SHDFND11464284526160PENNEY J C INCCOM7081601061246137662SHDFND113426234000PEPSICO INCCOM71344810827095303267SHDFND103032670PEREGRINE PHARMACEUTICALS INCOM NEW7136613042211480SHDFND10114800PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V4083784258639SHDFND125441442250PETSMART INCCOM716768106240140144SHDFND12201379430PFIZER INCCOM71708110319457655159SHDFND19316542280PG&E CORPCOM69331C1082374935SHDFND1049350PHILIP MORRIS INTL INCCOM718172109269131909SHDFND10319090PHILLIPS 66COM718546104240529903SHDFND12639235110PIMCO CORPORATE INCOME STRATCOM72200U10017010000SHDFND10100000PIMCO DYNAMIC INCOME FDSHS72201Y10143412725SHDFND10127250PIMCO ETF TRTOTL RETN ETF72201R775570252258SHDFND10522580PIMCO ETF TR0-5 HIGH YIELD72201R7832001875SHDFND1018750PIONEER NAT RES COCOM723787107441319204SHDFND11920400PITNEY BOWES INCCOM724479100247189390SHDFND152756366340POLARIS INDS INCCOM73106810210778270SHDFND179003700PORTFOLIO RECOVERY ASSOCS INCOM73640Q1052363960SHDFND1039600POTASH CORP SASK INCCOM73755L10719572515808SHDFND12521642636440POTLATCH CORP NEWCOM73763010343710556SHDFND10105560POWERSHARES ETF TR IIASIA PAC BD PR73937B753124150293SHDFND10502930POWERSHARES ETF TR IIS&P500 LOW VOL73937B779243568368SHDFND10683680POWERSHARES ETF TR IIS&P500 HGH BET73937B829206461993SHDFND10619930POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15349712726SHDFND10127260POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19541433495SHDFND10334950POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X28671415910SHDFND10159100POWERSHARES ETF TRUSTWATER RESOURCE73935X57533212469SHDFND10124690POWERSHARES ETF TRUSTFTSE RAFI 100073935X5838579693SHDFND1096930POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T5732925100260SHDFND101002600POWERSHARES QQQ TRUSTUNIT SER 173935A104288530712SHDFND10307120PPG INDS INCCOM6935061079704610SHDFND1046100PRAXAIR INCCOM74005P1047965989SHDFND1059890PRECISION DRILLING CORPCOM 201074022D3083862273762SHDFND1542737080PRICE T ROWE GROUP INCCOM74144T1082162550SHDFND1025500PROASSURANCE CORPCOM74267C1062194930SHDFND1049300PROCTER & GAMBLE COCOM74271810932079408164SHDFND152154029490PROGRESSIVE WASTE SOLUTIONSCOM74339G10149219175SHDFND10191750PROSHARES TRPSHS ULTSH 20YRS74347B2012223662SHDFND1036620PROSHARES TRPSHS ULSHT SP50074347B30050920000SHDFND10200000PROSHARES TRPSHS SHRT S&P50074347R50358425000SHDFND10250000PROSHARES TRSHRT 20+YR TRE74347X849217775491SHDFND10754910PRUDENTIAL FINL INCCOM7443201028699791SHDFND1097910PULTE GROUP INCCOM74586710181740510SHDFND10405100PUTMAN HIGH INCOME SEC FUNDSHS BEN INT7467791079510950SHDFND10109500QUALCOMM INCCOM74752510317072215543SHDFND102155430QUANTUM FUEL SYS TECH WORLDWCOM PAR $0.0274765E30746279840SHDFND10798400RANDGOLD RES LTDADR7523443093814506SHDFND14469370RAYTHEON COCOM NEW7551115078689398SHDFND1093980RIO TINTO PLCSPONSORED ADR767204100394372647SHDFND10726470RITE AID CORPCOM767754104745103862SHDFND110386200ROGERS COMMUNICATIONS INCCL B775109200776841930941SHDFND111653018144110ROYAL BK CDA MONTREAL QUECOM7800871023297664619038SHDFND142852741905110ROYAL CARIBBEAN CRUISES LTDCOMV7780T1033245828SHDFND1058280ROYAL DUTCH SHELL PLCSPONS ADR A780259206384246636SHDFND10466360ROYAL GOLD INCCOM7802871084055325SHDFND1053250RPC INCCOM74966010632613890SHDFND10138900RUBICON MINERALS CORPCOM7809111031711736SHDFND10117360RYDER SYS INCCOM7835491087608626SHDFND1086260RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106266134665SHDFND10346650SALESFORCE COM INCCOM79466L3022464241SHDFND140002410SANDISK CORPCOM80004C1019459045SHDFND1090450SANDSTORM GOLD LTDCOM NEW80013R2061629235475SHDFND102354750SANMINA CORPORATIONCOM80105610244719607SHDFND10196070SANOFISPONSORED ADR80105N10595417915SHDFND10179150SAP AGSPON ADR803054204398551755SHDFND10517550SCHLUMBERGER LTDCOM806857108993384187SHDFND116700674870SEAGATE TECHNOLOGY PLCSHSG7945M1072985249SHDFND1052490SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2095589171SHDFND1091710SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30878917654SHDFND10176540SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073625417SHDFND1054170SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5064734730SHDFND145002300SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052398105414SHDFND101054140SELECT SECTOR SPDR TRSBI INT-INDS81369Y704174232202SHDFND10322020SELECT SECTOR SPDR TRTECHNOLOGY81369Y80351113319SHDFND10133190SENSATA TECHNOLOGIES HLDG NVSHSN7902X106112224000SHDFND10240000SHAW COMMUNICATIONS INCCL B CONV82028K200484421898611SHDFND120724216913690SHERWIN WILLIAMS COCOM82434810620689997SHDFND1999700SIGMA ALDRICH CORPCOM82655210112442122595SHDFND101225950SILVER BAY RLTY TR CORPCOM82735Q1024831295995SHDFND102959950SILVER WHEATON CORPCOM8283361077678292963SHDFND11063031866600SINA CORPORDG81477104154231000SHDFND13100000SIRIUS XM HLDGS INCCOM82968B10320358553SHDFND10585530SMUCKER J M COCOM NEW832696405275225825SHDFND10258250SOCIEDAD QUIMICA MINERA DE CSPON ADR SER B83363510535412065SHDFND112000650SODASTREAM INTERNATIONAL LTDUSD SHSM9068E1053099185SHDFND1091850SOTHEBYSCOM8358981073768964SHDFND1896400SOUTHERN COCOM842587107131128883SHDFND10288830SOUTHERN COPPER CORPCOM84265V10541513675SHDFND11367500SOUTHWEST AIRLS COCOM84474110861222775SHDFND10227750SPDR DOW JONES INDL AVRG ETFUT SER 178467X1092651578SHDFND1015780SPDR GOLD TRUSTGOLD SHS78463V1078396547SHDFND1065470SPDR INDEX SHS FDSEURO STOXX 5078463X202263160779SHDFND10607790SPDR S&P 500 ETF TRTR UNIT78462F103667234069SHDFND10340690SPDR SERIES TRUSTBRC HGH YLD BD78464A417100324021SHDFND10240210SPDR SERIES TRUSTS&P OILGAS EXP78464A7304936000SHDFND1600000SPDR SERIES TRUSTS&P DIVID ETF78464A76322422292452SHDFND102924520SPDR SERIES TRUSTS&P BK ETF78464A79757317142SHDFND10171420SPECTRA ENERGY CORPCOM8475601092275349SHDFND1053490SPROTT PHYSICAL GOLD TRUSTUNIT85207H10414313025SHDFND10130250SPROTT PHYSICAL PLAT PALLADUNIT85207Q10414514500SHDFND10145000SPROTT PHYSICAL SILVER TRTR UNIT85207K10714016525SHDFND11289036350STANLEY BLACK & DECKER INCCOM854502101506457671SHDFND1567958760STANTEC INCCOM85472N109187330388SHDFND1700296880STAPLES INCCOM8550301022571237145SHDFND102371450STARBUCKS CORPCOM855244109295738201SHDFND10382010STATE STR CORPCOM8574771035988897SHDFND1088970STATOIL ASASPONSORED ADR85771P10245614778SHDFND10147780STILLWATER MNG COCOM86074Q1022203125682SHDFND198991266910STUDENT TRANSN INCCOM86388A1082074313924SHDFND103139240STURM RUGER & CO INCCOM8641591085679597SHDFND1095970SUN LIFE FINL INCCOM866796105634671728457SHDFND118140815470490SUNCOR ENERGY INC NEWCOM8672241071072322516919SHDFND143647720804420SUNEDISON INCCOM86732Y109107247373SHDFND10473730SYMANTEC CORPCOM87150310896542135SHDFND10421350SYNGENTA AGSPONSORED ADR87160A100156420904SHDFND10209040SYSCO CORPCOM871829107234562554SHDFND10625540TAHOE RES INCCOM873868103110542588SHDFND122425660TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910022810670SHDFND10106700TALISMAN ENERGY INCCOM87425E103154591464816SHDFND112203562444600TARGET CORPCOM87612E1062774784SHDFND1047840TASEKO MINES LTDCOM8765111065622700SHDFND10227000TATA MTRS LTDSPONSORED ADR87656850294424152SHDFND10241520TE CONNECTIVITY LTDREG SHSH8498910478812741SHDFND10127410TECK RESOURCES LTDCL B878742204408431793674SHDFND117353316201410TELEFONICA S ASPONSORED ADR87938220890452608SHDFND10526080TELUS CORPCOM87971M103840392254549SHDFND122584020287090TEMPLETON GLOBAL INCOME FDCOM8801981061537186000SHDFND101860000TESLA MTRS INCCOM88160R1015662356SHDFND1023560TEVA PHARMACEUTICAL INDS LTDADR881624209481091747SHDFND10917470THERMO FISHER SCIENTIFIC INCCOM8835561024113484SHDFND1034840THOMSON REUTERS CORPCOM88490310520802580196SHDFND11405084396880TIM HORTONS INCCOM88706M10328030512491SHDFND1398544726370TJX COS INC NEWCOM872540109257548424SHDFND115100333240TORONTO DOMINION BK ONTCOM NEW8911605092947425724897SHDFND154828251766150TOTAL S ASPONSORED ADR89151E109115716019SHDFND10160190TOYOTA MOTOR CORPSP ADR REP2COM892331307417934915SHDFND10349150TRANSALTA CORPCOM89346D107127951043667SHDFND1808019628660TRANSCANADA CORPCOM89353D1071789663750989SHDFND121030535406840TRANSOCEAN LTDREG SHSH8817H1004699104356SHDFND146512578440TRAVELERS COMPANIES INCCOM89417E1094044290SHDFND1042900TRINITY INDS INCCOM89652210962014170SHDFND10141700TRIQUINT SEMICONDUCTOR INCCOM89674K10322814399SHDFND10143990TRW AUTOMOTIVE HLDGS CORPCOM87264S106107311981SHDFND10119810TURQUOISE HILL RES LTDCOM90043510815947483SHDFND14506824150TWENTY FIRST CENTY FOX INCCL A90130A10187824984SHDFND10249840UAL CORPNOTE 6.000%10/1902549AJ347381000000SHDFND101000000ULTRA PETROLEUM CORPCOM903914109133144824SHDFND10448240UNDER ARMOUR INCCL A9043111075819770SHDFND1097700UNILEVER N VN Y SHS NEW90478470951011645SHDFND10116450UNILEVER PLCSPON ADR NEW904767704239152770SHDFND10527700UNION PAC CORPCOM907818108447544868SHDFND16260386080UNITED PARCEL SERVICE INCCL B91131210610687104078SHDFND125590784880UNITED RENTALS INCCOM9113631092932800SHDFND1028000UNITED STATES STL CORP NEWCOM9129091084443170754SHDFND11705941600UNITED TECHNOLOGIES CORPCOM91301710927975242227SHDFND102422270UNITEDHEALTH GROUP INCCOM91324P10282810122SHDFND10101220UNUM GROUPCOM91529Y1062777954SHDFND1079540URANERZ ENERGY CORPCOM91688T1049362800SHDFND10628000US BANCORP DELCOM NEW9029733042465670SHDFND1056700VALE S AADR91912E1051992150470SHDFND189001415700VALEANT PHARMACEUTICALS INTLCOM91911K10212704100963SHDFND19217487890VALERO ENERGY CORP NEWCOM91913Y1006119122120SHDFND135933861870VANGUARD BD INDEX FD INCSHORT TRM BOND9219378274946149SHDFND1061490VANGUARD INDEX FDSS&P 500 ETF SHS92290836310245707SHDFND1057070VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF9220427182392150SHDFND1021500VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285884619618SHDFND16886127320VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428746173102903SHDFND101029030VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844603077323SHDFND10773230VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640689613513SHDFND10135130VERIZON COMMUNICATIONS INCCOM92343V10417098349261SHDFND103492610VERMILION ENERGY INCCOM9237251059553137773SHDFND161377670VISA INCCOM CL A92826C839333515827SHDFND10158270VISTEON CORPCOM NEW92839U206186319200SHDFND11920000VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30871521403SHDFND10214030WALGREEN COCOM931422109491166231SHDFND10662310WAL-MART STORES INCCOM93114210311966159339SHDFND101593390WASTE MGMT INC DELCOM94106L109281062784SHDFND10627840WELLPOINT INCCOM94973V1076145706SHDFND1057060WELLS FARGO & CO NEWCOM94974610117509333091SHDFND103330910WENDYS COCOM95058W10020724272SHDFND10242720WESTPORT INNOVATIONS INCCOM NEW96090830918410264SHDFND1400062640WEYERHAEUSER COCOM9621661043139469SHDFND1094690WHITING PETE CORP NEWCOM966387102119214859SHDFND13790110690WHOLE FOODS MKT INCCOM9668371062336030SHDFND1060300WI-LAN INCCOM9289721087824550SHDFND10245500WILLIAMS CLAYTON ENERGY INCCOM9694901014183040SHDFND1030400WILLIAMS COS INC DELCOM969457100337658012SHDFND15801200WILLIAMS PARTNERS L PCOM UNIT L P96950F1043997350SHDFND1073500WILLIAMS SONOMA INCCOM96990410190912650SHDFND112600500WISDOMTREE TRSMALLCAP DIVID97717W6044506430SHDFND1064300WISDOMTREE TRJAPN HEDGE EQT97717W851102620773SHDFND10207730WISDOMTREE TREUROPE SMCP DV97717W869198832893SHDFND10328930WISDOMTREE TREUROPE HEDGED EQ97717X701175029942SHDFND10299420WYNN RESORTS LTDCOM9831341074902362SHDFND1023620XL GROUP PLCSHSG9829010232710000SHDFND10100000YAHOO INCCOM984332106200957200SHDFND14920579950YAMANA GOLD INCCOM98462Y1002252273621SHDFND1258442151790YUM BRANDS INCCOM9884981017759546SHDFND1095460ZYNGA INCCL A98986T10817855380SHDFND1550003800