The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,250 | 7,212 | SH | OTR | 0 | 7,212 | 0 | ||
3M CO | COM | 88579Y101 | 2,788 | 16,086 | SH | DFND | 16,086 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 262 | 3,115 | SH | DFND | 0 | 3,115 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 259 | 3,558 | SH | DFND | 8 | 3,550 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 269 | 5,246 | SH | DFND | 5,246 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,342 | 5,927 | SH | DFND | 5,927 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 400 | 33,043 | SH | DFND | 20,409 | 12,634 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,983 | 1,835 | SH | DFND | 939 | 896 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 4,948 | 4,570 | SH | OTR | 4,570 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 4,813 | 4,445 | SH | DFND | 0 | 4,445 | 0 | ||
AMAZON COM INC | COM | 023135106 | 672 | 355 | SH | OTR | 0 | 355 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 220 | 2,500 | SH | DFND | 0 | 2,500 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 304 | 1,488 | SH | OTR | 317 | 1,171 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 1,480 | 16,714 | SH | DFND | 13,895 | 2,819 | 0 | ||
APPLE INC | COM | 037833100 | 7,751 | 39,161 | SH | DFND | 22,807 | 16,354 | 0 | ||
AT&T INC | COM | 00206R102 | 367 | 10,935 | SH | OTR | 4,235 | 6,700 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 759 | 4,594 | SH | DFND | 2,017 | 2,577 | 0 | ||
BANK AMER CORP | COM | 060505104 | 3,057 | 105,414 | SH | DFND | 105,414 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 1,276 | 43,998 | SH | OTR | 0 | 43,998 | 0 | ||
BANK MONTREAL QUE | COM | 063671101 | 20,561 | 272,512 | SH | DFND | 272,512 | 0 | 0 | ||
BANK MONTREAL QUE | COM | 063671101 | 27,897 | 369,738 | SH | OTR | 0 | 369,738 | 0 | ||
BANK N S HALIFAX | COM | 064149107 | 43,470 | 799,814 | SH | DFND | 186,826 | 612,988 | 0 | ||
BCE INC | COM NEW | 05534B760 | 33,495 | 736,491 | SH | DFND | 444,771 | 291,720 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 346 | 1,374 | SH | OTR | 11 | 1,363 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 707 | 3,316 | SH | DFND | 287 | 3,029 | 0 | ||
BOEING CO | COM | 097023105 | 225 | 618 | SH | DFND | 270 | 348 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 482 | 257 | SH | DFND | 0 | 257 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 16,216 | 339,405 | SH | DFND | 284,267 | 55,138 | 0 | ||
BROOKFIELD BUSINESS PARTNERS | UNIT LTD LP | G16234109 | 371 | 9,685 | SH | OTR | 9,685 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 622 | 14,486 | SH | DFND | 0 | 14,486 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 1,125 | 26,199 | SH | OTR | 26,199 | 0 | 0 | ||
BROOKFIELD PROPERTY PARTRS L | UNIT LTD PARTN | G16249107 | 287 | 15,181 | SH | OTR | 0 | 15,181 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 233 | 6,740 | SH | DFND | 3,035 | 3,705 | 0 | ||
CAE INC | COM | 124765108 | 1,614 | 60,078 | SH | OTR | 60,078 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 299 | 27,890 | SH | DFND | 0 | 27,890 | 0 | ||
CANADIAN NAT RES LTD | COM | 136385101 | 4,302 | 159,513 | SH | DFND | 0 | 159,513 | 0 | ||
CANADIAN NAT RES LTD | COM | 136385101 | 7,875 | 292,007 | SH | OTR | 292,007 | 0 | 0 | ||
CANADIAN NATL RY CO | COM | 136375102 | 12,917 | 139,669 | SH | DFND | 0 | 139,669 | 0 | ||
CANADIAN NATL RY CO | COM | 136375102 | 24,029 | 259,825 | SH | OTR | 259,825 | 0 | 0 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 10,344 | 43,970 | SH | OTR | 43,970 | 0 | 0 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 2,441 | 10,377 | SH | DFND | 0 | 10,377 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 354 | 2,600 | SH | OTR | 0 | 2,600 | 0 | ||
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 11,636 | 148,121 | SH | DFND | 148,121 | 0 | 0 | ||
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 8,223 | 104,669 | SH | OTR | 683 | 103,986 | 0 | ||
CENOVUS ENERGY INC | COM | 15135U109 | 214 | 24,219 | SH | DFND | 24,219 | 0 | 0 | ||
CENOVUS ENERGY INC | COM | 15135U109 | 104 | 11,848 | SH | OTR | 0 | 11,848 | 0 | ||
CGI INC | CL A SUB VTG | 12532H104 | 10,776 | 140,370 | SH | OTR | 128,473 | 11,897 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 625 | 5,017 | SH | OTR | 897 | 4,120 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 350 | 1,805 | SH | OTR | 0 | 1,805 | 0 | ||
COCA COLA CO | COM | 191216100 | 538 | 10,559 | SH | OTR | 0 | 10,559 | 0 | ||
COCA COLA CO | COM | 191216100 | 2,456 | 48,240 | SH | DFND | 48,240 | 0 | 0 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 227 | 3,588 | SH | OTR | 0 | 3,588 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 721 | 10,062 | SH | DFND | 0 | 10,062 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 4,337 | 102,581 | SH | DFND | 102,581 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 3,329 | 78,748 | SH | OTR | 0 | 78,748 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 9,507 | 35,977 | SH | OTR | 18,650 | 17,327 | 0 | ||
CRESCENT PT ENERGY CORP | COM | 22576C101 | 136 | 41,347 | SH | OTR | 0 | 41,347 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 6,877 | 48,118 | SH | OTR | 34,685 | 13,433 | 0 | ||
DEERE & CO | COM | 244199105 | 397 | 2,395 | SH | DFND | 0 | 2,395 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 370 | 2,146 | SH | DFND | 448 | 1,698 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 5,184 | 37,123 | SH | OTR | 37,123 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 2,281 | 16,335 | SH | DFND | 0 | 16,335 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 282 | 3,200 | SH | OTR | 0 | 3,200 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 2,768 | 36,867 | SH | DFND | 23,989 | 12,878 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 10,952 | 303,543 | SH | DFND | 0 | 303,543 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 11,603 | 321,605 | SH | OTR | 320,905 | 700 | 0 | ||
EQUINIX INC | COM | 29444U700 | 253 | 501 | SH | OTR | 136 | 365 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 909 | 11,864 | SH | DFND | 0 | 11,864 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 292 | 1,515 | SH | OTR | 0 | 1,515 | 0 | ||
FEDEX CORP | COM | 31428X106 | 209 | 1,275 | SH | OTR | 725 | 550 | 0 | ||
FORTIS INC | COM | 349553107 | 13,744 | 348,210 | SH | DFND | 161,312 | 186,898 | 0 | ||
FORTIVE CORP | COM | 34959J108 | 2,333 | 28,615 | SH | OTR | 22,300 | 6,315 | 0 | ||
FRANCO NEVADA CORP | COM | 351858105 | 1,185 | 13,959 | SH | DFND | 0 | 13,959 | 0 | ||
FRANCO NEVADA CORP | COM | 351858105 | 7,286 | 85,837 | SH | OTR | 85,837 | 0 | 0 | ||
GILDAN ACTIVEWEAR INC | COM | 375916103 | 917 | 23,717 | SH | DFND | 23,717 | 0 | 0 | ||
GILDAN ACTIVEWEAR INC | COM | 375916103 | 254 | 6,578 | SH | OTR | 0 | 6,578 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 479 | 2,304 | SH | DFND | 0 | 2,304 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 3,720 | 21,305 | SH | DFND | 0 | 21,305 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 6,793 | 38,911 | SH | OTR | 38,911 | 0 | 0 | ||
IMPERIAL OIL LTD | COM NEW | 453038408 | 3,464 | 125,169 | SH | DFND | 124,425 | 744 | 0 | ||
INTEL CORP | COM | 458140100 | 334 | 6,980 | SH | DFND | 830 | 6,150 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 533 | 17,350 | SH | OTR | 0 | 17,350 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,896 | 35,154 | SH | OTR | 0 | 35,154 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 8,895 | 63,865 | SH | DFND | 63,865 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 5,244 | 46,906 | SH | DFND | 46,906 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,608 | 23,328 | SH | OTR | 0 | 23,328 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 995 | 5,434 | SH | DFND | 0 | 5,434 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 4,025 | 21,979 | SH | OTR | 21,979 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 3,207 | 15,972 | SH | DFND | 15,972 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 2,142 | 10,668 | SH | OTR | 0 | 10,668 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 218 | 599 | SH | DFND | 0 | 599 | 0 | ||
MAGNA INTL INC | COM | 559222401 | 851 | 17,127 | SH | DFND | 530 | 16,597 | 0 | ||
MANULIFE FINL CORP | COM | 56501R106 | 9,861 | 542,410 | SH | DFND | 542,410 | 0 | 0 | ||
MANULIFE FINL CORP | COM | 56501R106 | 6,051 | 332,826 | SH | OTR | 0 | 332,826 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 5,365 | 20,281 | SH | OTR | 20,281 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 3,655 | 13,818 | SH | DFND | 0 | 13,818 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,013 | 4,877 | SH | DFND | 0 | 4,877 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 604 | 2,907 | SH | OTR | 2,907 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 3,297 | 33,856 | SH | DFND | 0 | 33,856 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 6,527 | 67,017 | SH | OTR | 67,017 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 1,396 | 16,650 | SH | DFND | 16,650 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 465 | 5,550 | SH | OTR | 0 | 5,550 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 9,300 | 69,423 | SH | OTR | 0 | 69,423 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 11,627 | 86,797 | SH | DFND | 86,797 | 0 | 0 | ||
MIDDLEBY CORP | COM | 596278101 | 336 | 2,477 | SH | DFND | 0 | 2,477 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 273 | 5,072 | SH | OTR | 0 | 5,072 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 267 | 6,100 | SH | DFND | 0 | 6,100 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 403 | 1,966 | SH | OTR | 560 | 1,406 | 0 | ||
NIKE INC | CL B | 654106103 | 2,436 | 29,013 | SH | DFND | 0 | 29,013 | 0 | ||
NIKE INC | CL B | 654106103 | 3,591 | 42,776 | SH | OTR | 42,776 | 0 | 0 | ||
NOVO-NORDISK A S | ADR | 670100205 | 219 | 4,286 | SH | DFND | 0 | 4,286 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 8,225 | 153,853 | SH | DFND | 153,853 | 0 | 0 | ||
NUTRIEN LTD | COM | 67077M108 | 3,493 | 65,334 | SH | OTR | 0 | 65,334 | 0 | ||
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 222 | 600 | SH | OTR | 500 | 100 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 209 | 4,160 | SH | DFND | 0 | 4,160 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 207 | 3,015 | SH | DFND | 15 | 3,000 | 0 | ||
OPEN TEXT CORP | COM | 683715106 | 5,499 | 133,481 | SH | OTR | 133,481 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 650 | 11,403 | SH | OTR | 0 | 11,403 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 3,084 | 82,874 | SH | DFND | 0 | 82,874 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 5,168 | 138,877 | SH | OTR | 138,877 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 419 | 3,192 | SH | DFND | 0 | 3,192 | 0 | ||
PFIZER INC | COM | 717081103 | 494 | 11,412 | SH | DFND | 11,412 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 825 | 19,043 | SH | OTR | 0 | 19,043 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 416 | 3,790 | SH | DFND | 0 | 3,790 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 12,255 | 176,229 | SH | OTR | 142,126 | 34,103 | 0 | ||
ROGERS COMMUNICATIONS INC | CL B | 775109200 | 11,061 | 206,662 | SH | OTR | 206,662 | 0 | 0 | ||
ROGERS COMMUNICATIONS INC | CL B | 775109200 | 6,942 | 129,707 | SH | DFND | 0 | 129,707 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 61,824 | 778,639 | SH | DFND | 0 | 778,639 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 37,237 | 468,980 | SH | OTR | 468,980 | 0 | 0 | ||
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 2,360 | 115,814 | SH | DFND | 0 | 115,814 | 0 | ||
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 10,833 | 531,544 | SH | OTR | 531,544 | 0 | 0 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 266 | 1,000 | SH | OTR | 1,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,092 | 3,730 | SH | DFND | 2,650 | 1,080 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 259 | 2,565 | SH | OTR | 2,565 | 0 | 0 | ||
SUN LIFE FINL INC | COM | 866796105 | 7,383 | 178,514 | SH | DFND | 100,905 | 77,609 | 0 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 6,632 | 212,828 | SH | DFND | 0 | 212,828 | 0 | ||
SUNCOR ENERGY INC NEW | COM | 867224107 | 12,080 | 387,674 | SH | OTR | 387,674 | 0 | 0 | ||
TC ENERGY CORP | COM | 87807B107 | 14,463 | 292,071 | SH | DFND | 292,071 | 0 | 0 | ||
TC ENERGY CORP | COM | 87807B107 | 21,249 | 429,106 | SH | OTR | 0 | 429,106 | 0 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 1,965 | 20,516 | SH | DFND | 0 | 20,516 | 0 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 3,824 | 39,924 | SH | OTR | 39,924 | 0 | 0 | ||
TECK RESOURCES LTD | CL B | 878742204 | 232 | 10,078 | SH | OTR | 10,078 | 0 | 0 | ||
TELUS CORP | COM | 87971M103 | 6,512 | 176,434 | SH | DFND | 0 | 176,434 | 0 | ||
TELUS CORP | COM | 87971M103 | 9,394 | 254,502 | SH | OTR | 254,502 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 214 | 727 | SH | OTR | 0 | 727 | 0 | ||
THOMSON REUTERS CORP | COM NEW | 884903709 | 2,020 | 31,332 | SH | DFND | 0 | 31,332 | 0 | ||
THOMSON REUTERS CORP | COM NEW | 884903709 | 8,525 | 132,259 | SH | OTR | 132,259 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 32,470 | 556,381 | SH | DFND | 556,381 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 23,757 | 407,079 | SH | OTR | 0 | 407,079 | 0 | ||
TRANSALTA CORP | COM | 89346D107 | 79 | 12,180 | SH | OTR | 12,180 | 0 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 2,298 | 37,843 | SH | DFND | 0 | 37,843 | 0 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 4,858 | 80,014 | SH | OTR | 80,014 | 0 | 0 | ||
UNION PACIFIC CORP | COM | 907818108 | 238 | 1,410 | SH | DFND | 0 | 1,410 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,370 | 13,265 | SH | DFND | 0 | 13,265 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 2,214 | 21,437 | SH | OTR | 21,437 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 254 | 1,951 | SH | DFND | 0 | 1,951 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,045 | 4,282 | SH | DFND | 0 | 4,282 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,684 | 6,902 | SH | OTR | 6,902 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 249 | 2,908 | SH | DFND | 2,908 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 1,113 | 13,000 | SH | OTR | 0 | 13,000 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,072 | 18,775 | SH | OTR | 11,558 | 7,217 | 0 | ||
VISA INC | COM CL A | 92826C839 | 8,553 | 49,282 | SH | DFND | 49,282 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 4,812 | 27,729 | SH | OTR | 0 | 27,729 | 0 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 8,041 | 84,127 | SH | DFND | 84,127 | 0 | 0 | ||
WASTE CONNECTIONS INC | COM | 94106B101 | 860 | 9,001 | SH | OTR | 0 | 9,001 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 1,274 | 26,925 | SH | OTR | 0 | 26,925 | 0 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 327 | 13,543 | SH | DFND | 13,543 | 0 | 0 |