0001171843-19-006482.txt : 20191011 0001171843-19-006482.hdr.sgml : 20191011 20191011192703 ACCESSION NUMBER: 0001171843-19-006482 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20191011 DATE AS OF CHANGE: 20191011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mazzo David J CENTRAL INDEX KEY: 0001334549 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33672 FILM NUMBER: 191148900 MAIL ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: 2ND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neuralstem, Inc. CENTRAL INDEX KEY: 0001357459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 522007292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20271 GOLDENROD LANE STREET 2: STE 2024 CITY: GERMANTOWN STATE: MD ZIP: 20876 BUSINESS PHONE: 301-366-4841 MAIL ADDRESS: STREET 1: 20271 GOLDENROD LANE STREET 2: STE 2024 CITY: GERMANTOWN STATE: MD ZIP: 20876 4/A 1 ownership.xml X0306 4/A 2019-07-01 2019-07-03 0 0001357459 Neuralstem, Inc. CUR 0001334549 Mazzo David J 20271 GOLDENROD LANE, 2ND FLOOR GERMANTOWN MD 20876 1 0 0 0 Common Stock Purchase Option 6.002 2019-07-01 4 A 0 10106 0.00 A 2019-07-01 2029-07-01 Common Stock 10106 10106 D Represents 50% of compensatory Annual Grant for director services equal to $50,000. The options vest quarterly on 9/30/19, 12/31/19, 3/31/20, and 6/30/20. All exercise prices and share amounts reported in this Form 4/A reflect a 1-for-20 reverse split that occurred on July 17, 2019. This amendment is being filed to correct a scrivener's error with regard to the option amount previously reported. /s/ David J. Mazzo, PhD 2019-10-11