0001518715-20-000022.txt : 20200128
0001518715-20-000022.hdr.sgml : 20200128
20200128185402
ACCESSION NUMBER: 0001518715-20-000022
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200126
FILED AS OF DATE: 20200128
DATE AS OF CHANGE: 20200128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ruh Mark R
CENTRAL INDEX KEY: 0001334538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 20555907
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wf-form4_158025562538984.xml
FORM 4
X0306
4
2020-01-26
0
0001518715
HomeStreet, Inc.
HMST
0001334538
Ruh Mark R
601 UNION STREET
SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP & CFO
Common Stock
2020-01-26
4
M
0
557
0
A
8203
D
Common Stock
2020-01-26
4
F
0
167
32.46
D
8036
D
Restricted Stock Units
2020-01-26
4
M
0
557
0
D
Common Stock
557.0
5656
D
Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.
Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Donna M. Cochener, Attorney in fact for Mark R. Ruh
2020-01-28