0000899243-17-020339.txt : 20170815 0000899243-17-020339.hdr.sgml : 20170815 20170815162220 ACCESSION NUMBER: 0000899243-17-020339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170815 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yerks Austin J. III CENTRAL INDEX KEY: 0001562731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51579 FILM NUMBER: 171034172 MAIL ADDRESS: STREET 1: 9404 LAGOVISTA COURT CITY: GREAT FALLS STATE: VA ZIP: 22066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCI, Inc. CENTRAL INDEX KEY: 0001334478 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 203211574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11730 PLAZA AMERICA DRIVE CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: (703) 707-6900 MAIL ADDRESS: STREET 1: 11730 PLAZA AMERICA DRIVE CITY: RESTON STATE: VA ZIP: 20190 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-15 1 0001334478 NCI, Inc. NCIT 0001562731 Yerks Austin J. III C/O NCI, INC. 11730 PLAZA AMERICA DRIVE RESTON VA 20190 1 0 0 0 Non-Qualified Class A Common Stock Option (Right to Buy) 4.51 2017-08-15 4 D 0 10000 D 2016-06-06 2020-06-05 Class A Common Stock 10000 0 D Non-Qualified Class A Common Stock Option (Right to Buy) 9.52 2017-08-15 4 D 0 5000 D 2017-06-11 2021-06-11 Class A Common Stock 5000 0 D Non-Qualified Class A Common Stock Option (Right to Buy) 10.82 2017-08-15 4 D 0 5000 D 2022-06-03 Class A Common Stock 5000 0 D Non-Qualified Class A Common Stock Option (Right to Buy) 13.29 2017-08-15 4 D 0 5000 D 2023-06-01 Class A Common Stock 5000 0 D Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option. These options were granted on 06/03/2015. As of June 3, 2017 (the second anniversary of the grant), 66 2/3% of these options had vested. The remaining 33 1/3% would have vested on June 3, 2018. These options were granted on 06/01/2016. As of June 1, 2017 (the first anniversary of the grant), 33 1/3% of these options had vested. The remaining 66 2/3% would have vested in two equal annual installments beginning on the second anniversary of the grant. /s/ Michele R. Cappello, as Attorney-in-Fact 2017-08-15