0000899243-17-020339.txt : 20170815
0000899243-17-020339.hdr.sgml : 20170815
20170815162220
ACCESSION NUMBER: 0000899243-17-020339
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170815
FILED AS OF DATE: 20170815
DATE AS OF CHANGE: 20170815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yerks Austin J. III
CENTRAL INDEX KEY: 0001562731
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51579
FILM NUMBER: 171034172
MAIL ADDRESS:
STREET 1: 9404 LAGOVISTA COURT
CITY: GREAT FALLS
STATE: VA
ZIP: 22066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NCI, Inc.
CENTRAL INDEX KEY: 0001334478
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 203211574
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11730 PLAZA AMERICA DRIVE
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: (703) 707-6900
MAIL ADDRESS:
STREET 1: 11730 PLAZA AMERICA DRIVE
CITY: RESTON
STATE: VA
ZIP: 20190
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-15
1
0001334478
NCI, Inc.
NCIT
0001562731
Yerks Austin J. III
C/O NCI, INC.
11730 PLAZA AMERICA DRIVE
RESTON
VA
20190
1
0
0
0
Non-Qualified Class A Common Stock Option (Right to Buy)
4.51
2017-08-15
4
D
0
10000
D
2016-06-06
2020-06-05
Class A Common Stock
10000
0
D
Non-Qualified Class A Common Stock Option (Right to Buy)
9.52
2017-08-15
4
D
0
5000
D
2017-06-11
2021-06-11
Class A Common Stock
5000
0
D
Non-Qualified Class A Common Stock Option (Right to Buy)
10.82
2017-08-15
4
D
0
5000
D
2022-06-03
Class A Common Stock
5000
0
D
Non-Qualified Class A Common Stock Option (Right to Buy)
13.29
2017-08-15
4
D
0
5000
D
2023-06-01
Class A Common Stock
5000
0
D
Each of these options was canceled pursuant to the terms of the Agreement and Plan of Merger, dated July 2, 2017, by and among the Issuer, Cloud Intermediate Holdings, LLC and Cloud Merger Sub, Inc. and converted into the right to receive an amount in cash equal to the product of (a) the excess of $20.00 over the exercise price of this option, and (b) the number of shares subject to such option.
These options were granted on 06/03/2015. As of June 3, 2017 (the second anniversary of the grant), 66 2/3% of these options had vested. The remaining 33 1/3% would have vested on June 3, 2018.
These options were granted on 06/01/2016. As of June 1, 2017 (the first anniversary of the grant), 33 1/3% of these options had vested. The remaining 66 2/3% would have vested in two equal annual installments beginning on the second anniversary of the grant.
/s/ Michele R. Cappello, as Attorney-in-Fact
2017-08-15