X0306 4 2016-09-20 0 0001334388 PENN WEST PETROLEUM LTD. PWE 0001686917 Ho Cheuk Fund 2906 CHINA RESOURCES BUILDING WANCHAI K3 00000 HONG KONG 0 0 0 1 Financial Investor (9.83%) Common Stock 2016-09-20 4 S 0 595900 1.81 D 48780897 D Common Stock 2016-09-21 4 S 0 696000 1.81 D 48084897 D Common Stock 2016-09-22 4 S 0 720000 1.85 D 47364897 D Common Stock 2016-09-23 4 S 0 325300 1.83 D 47039597 D Common Stock 2016-09-26 4 S 0 131500 1.8 D 46908097 D Common Stock 2016-09-28 4 S 0 1560000 1.82 D 45348097 D Common Stock 2016-09-29 4 S 0 1650000 1.86 D 43698097 D Common Stock 2016-09-30 4 S 0 955100 1.82 D 42742997 D Common Stock 2016-10-03 4 S 0 746720 1.84 D 41996277 D Common Stock 2016-10-04 4 S 0 690000 1.85 D 41306277 D Common Stock 2016-10-05 4 S 0 1140000 1.91 D 40166277 D Common Stock 2016-10-06 4 S 0 1140000 1.92 D 39026277 D Common Stock 2016-10-07 4 S 0 771100 1.89 D 38255177 D Common Stock 2016-10-10 4 S 0 446800 1.91 D 37808377 D Common Stock 2016-10-11 4 S 0 627300 1.9 D 37181077 D Jian Qing 2016-10-12