0001209191-19-044858.txt : 20190806
0001209191-19-044858.hdr.sgml : 20190806
20190806171926
ACCESSION NUMBER: 0001209191-19-044858
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190712
FILED AS OF DATE: 20190806
DATE AS OF CHANGE: 20190806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunn Michael R
CENTRAL INDEX KEY: 0001334037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35477
FILM NUMBER: 191003132
MAIL ADDRESS:
STREET 1: C/O THE STUDENT LOAN CORPORATION
STREET 2: 750 WASHINGTON BLVD., 9TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regional Management Corp.
CENTRAL INDEX KEY: 0001519401
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 570847115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 979 BATESVILLE ROAD
STREET 2: SUITE B
CITY: GREER
STATE: SC
ZIP: 29651
BUSINESS PHONE: 864-448-7000
MAIL ADDRESS:
STREET 1: 979 BATESVILLE ROAD
STREET 2: SUITE B
CITY: GREER
STATE: SC
ZIP: 29651
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-12
0
0001519401
Regional Management Corp.
RM
0001334037
Dunn Michael R
C/O REGIONAL MANAGEMENT CORP.
979 BATESVILLE ROAD, SUITE B
GREER
SC
29651
1
0
0
0
Common Stock
2019-07-12
4
S
0
16113
27.00
D
107543
D
Common Stock
2019-07-15
4
S
0
155
27.00
D
107388
D
Common Stock
2019-07-16
4
S
0
4681
27.00
D
102707
D
The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, under which the reporting person intends to sell up to 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.02, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.03, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
This report was not timely filed due to the broker's failure to timely notify the issuer of the transactions as required under the reporting person's Rule 10b5-1 Sales Plan.
/s/ Catherine R. Atwood, attorney-in-fact
2019-08-06