0001209191-19-044858.txt : 20190806 0001209191-19-044858.hdr.sgml : 20190806 20190806171926 ACCESSION NUMBER: 0001209191-19-044858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190712 FILED AS OF DATE: 20190806 DATE AS OF CHANGE: 20190806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunn Michael R CENTRAL INDEX KEY: 0001334037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35477 FILM NUMBER: 191003132 MAIL ADDRESS: STREET 1: C/O THE STUDENT LOAN CORPORATION STREET 2: 750 WASHINGTON BLVD., 9TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Regional Management Corp. CENTRAL INDEX KEY: 0001519401 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 570847115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 979 BATESVILLE ROAD STREET 2: SUITE B CITY: GREER STATE: SC ZIP: 29651 BUSINESS PHONE: 864-448-7000 MAIL ADDRESS: STREET 1: 979 BATESVILLE ROAD STREET 2: SUITE B CITY: GREER STATE: SC ZIP: 29651 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-12 0 0001519401 Regional Management Corp. RM 0001334037 Dunn Michael R C/O REGIONAL MANAGEMENT CORP. 979 BATESVILLE ROAD, SUITE B GREER SC 29651 1 0 0 0 Common Stock 2019-07-12 4 S 0 16113 27.00 D 107543 D Common Stock 2019-07-15 4 S 0 155 27.00 D 107388 D Common Stock 2019-07-16 4 S 0 4681 27.00 D 102707 D The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, under which the reporting person intends to sell up to 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.02, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.03, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. This report was not timely filed due to the broker's failure to timely notify the issuer of the transactions as required under the reporting person's Rule 10b5-1 Sales Plan. /s/ Catherine R. Atwood, attorney-in-fact 2019-08-06