0001209191-23-037084.txt : 20230614 0001209191-23-037084.hdr.sgml : 20230614 20230614170014 ACCESSION NUMBER: 0001209191-23-037084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210322 FILED AS OF DATE: 20230614 DATE AS OF CHANGE: 20230614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pearson Mark CENTRAL INDEX KEY: 0001512442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38469 FILM NUMBER: 231014844 MAIL ADDRESS: STREET 1: C/O ALLIANCEBERNSTEIN L.P. STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Equitable Holdings, Inc. CENTRAL INDEX KEY: 0001333986 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 585512450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: (212) 554-1234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: AXA Equitable Holdings, Inc. DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC. DATE OF NAME CHANGE: 20050722 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2021-03-22 0 0001333986 Equitable Holdings, Inc. EQH 0001512442 Pearson Mark C/O EQUITABLE HOLDINGS, INC. 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 1 0 0 President and CEO 0 Common Stock 2021-03-22 4 M 0 99951.11 0.00 A 693706.78 D Common Stock 2023-06-12 4 A 0 2136.26 0.00 A 695843.04 D Performance Restricted Stock Units 2021-03-22 4 M 0 99951.11 0.00 D Common Stock 99951.11 0 D This transaction is reported late owing to an administrative error. Reflects the conversion of previously granted Performance Restricted Stock Units ("PRSUs") into shares of the Issuer's common stock in connection with the vesting of the units based on underlying performance metrics. Includes Restricted Stock Units ("RSUs"). Dividend equivalents accrued on RSUs previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one share of common stock. Each Performance Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock. Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021. Jessica Olich as attorney-in-fact for Mark Pearson 2023-06-14