0001209191-23-037079.txt : 20230614
0001209191-23-037079.hdr.sgml : 20230614
20230614170009
ACCESSION NUMBER: 0001209191-23-037079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210322
FILED AS OF DATE: 20230614
DATE AS OF CHANGE: 20230614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERNSTEIN SETH P
CENTRAL INDEX KEY: 0001705584
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38469
FILM NUMBER: 231014839
MAIL ADDRESS:
STREET 1: C/O ALLIANCEBERNSTEIN HOLDING, L.P.
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 585512450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2021-03-22
0
0001333986
Equitable Holdings, Inc.
EQH
0001705584
BERNSTEIN SETH P
C/O EQUITABLE HOLDINGS, INC.
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
0
1
0
0
See Remarks
0
Common Stock
2021-03-22
4
M
0
19990.22
0.00
A
105994.48
D
Common Stock
2023-06-12
4
A
0
188.09
0.00
A
106182.57
D
Performance Restricted Stock Units
2021-03-22
4
M
0
19990.22
0.00
D
Common Stock
19990.22
0
D
This transaction is reported late owing to an administrative error.
Reflects the conversion of previously granted Performance Restricted Stock Units ("PRSUs") into shares of the Issuer's common stock in connection with the vesting of the units based on underlying performance metrics.
Includes Restricted Stock Units ("RSUs").
Dividend equivalents accrued on Restricted Stock Units ("RSUs") previously awarded pursuant to Issuer's 2019 incentive plan. Dividend equivalents accrue when
and as dividends are paid on the common shares underlying the RSUs and vest proportionately with and are subject to settlement and expiration upon the
same terms as the RSUs to which they relate. Dividend equivalents are issued in the form of RSUs, each of which represents a contingent right to receive one
share of common stock.
Each Performance Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock.
Each PRSU represents a contingent right to receive one share of common stock upon vesting. The PRSUs vested upon the attainment of certain performance metrics and subject to the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023 and were deemed vested on March 22, 2021.
Head of Investment Management and Research
Jessica Olich as attorney-in-fact for Seth Bernstein
2023-06-14