0001209191-21-067560.txt : 20211202
0001209191-21-067560.hdr.sgml : 20211202
20211202161508
ACCESSION NUMBER: 0001209191-21-067560
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20211202
DATE AS OF CHANGE: 20211202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HURD JEFFREY J
CENTRAL INDEX KEY: 0001486195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38469
FILM NUMBER: 211466775
MAIL ADDRESS:
STREET 1: C/O EQUITABLE HOLDINGS, INC.
STREET 2: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 585512450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-12-01
0
0001333986
Equitable Holdings, Inc.
EQH
0001486195
HURD JEFFREY J
C/O EQUITABLE HOLDINGS, INC.
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
0
1
0
0
COO
Common Stock
2021-12-01
4
M
0
3535
18.74
A
66127.21
D
Common Stock
2021-12-01
4
M
0
11465
21.34
A
77592.21
D
Common Stock
2021-12-01
4
S
0
5628
31.0671
D
71964.21
D
Common Stock
2021-12-01
4
S
0
9372
32.1051
D
62592.21
D
Employee Stock Option (right to buy)
18.74
2021-12-01
4
M
0
3535
0.00
D
2029-02-14
Common Stock
3535
251298
D
Employee Stock Option (right to buy)
21.34
2021-12-01
4
M
0
11465
0.00
D
2028-06-11
Common Stock
11465
239833
D
The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
Includes restricted stock units.
This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The options vested/vest in three equal annual installments beginning on February 14, 2020.
The options vested/vest in three equal annual installments beginning on March 1, 2019.
/s/ Ralph Petruzzo as attorney-in-fact for Jeffrey J. Hurd
2021-12-02