0001209191-21-067560.txt : 20211202 0001209191-21-067560.hdr.sgml : 20211202 20211202161508 ACCESSION NUMBER: 0001209191-21-067560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HURD JEFFREY J CENTRAL INDEX KEY: 0001486195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38469 FILM NUMBER: 211466775 MAIL ADDRESS: STREET 1: C/O EQUITABLE HOLDINGS, INC. STREET 2: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Equitable Holdings, Inc. CENTRAL INDEX KEY: 0001333986 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 585512450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: (212) 554-1234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: AXA Equitable Holdings, Inc. DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC. DATE OF NAME CHANGE: 20050722 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-01 0 0001333986 Equitable Holdings, Inc. EQH 0001486195 HURD JEFFREY J C/O EQUITABLE HOLDINGS, INC. 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 0 1 0 0 COO Common Stock 2021-12-01 4 M 0 3535 18.74 A 66127.21 D Common Stock 2021-12-01 4 M 0 11465 21.34 A 77592.21 D Common Stock 2021-12-01 4 S 0 5628 31.0671 D 71964.21 D Common Stock 2021-12-01 4 S 0 9372 32.1051 D 62592.21 D Employee Stock Option (right to buy) 18.74 2021-12-01 4 M 0 3535 0.00 D 2029-02-14 Common Stock 3535 251298 D Employee Stock Option (right to buy) 21.34 2021-12-01 4 M 0 11465 0.00 D 2028-06-11 Common Stock 11465 239833 D The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. Includes restricted stock units. This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested/vest in three equal annual installments beginning on February 14, 2020. The options vested/vest in three equal annual installments beginning on March 1, 2019. /s/ Ralph Petruzzo as attorney-in-fact for Jeffrey J. Hurd 2021-12-02