0001209191-21-059820.txt : 20211006
0001209191-21-059820.hdr.sgml : 20211006
20211006161517
ACCESSION NUMBER: 0001209191-21-059820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211001
FILED AS OF DATE: 20211006
DATE AS OF CHANGE: 20211006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HURD JEFFREY J
CENTRAL INDEX KEY: 0001486195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38469
FILM NUMBER: 211309899
MAIL ADDRESS:
STREET 1: C/O EQUITABLE HOLDINGS, INC.
STREET 2: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 585512450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-10-01
0
0001333986
Equitable Holdings, Inc.
EQH
0001486195
HURD JEFFREY J
C/O EQUITABLE HOLDINGS, INC.
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
0
1
0
0
Senior EVP & COO
Common Stock
2021-10-01
4
M
0
15000
18.74
A
77592.21
D
Common Stock
2021-10-01
4
S
0
15000
30.0211
D
62592.21
D
Employee Stock Option (right to buy)
18.74
2021-10-01
4
M
0
15000
0.00
D
2029-02-14
Common Stock
15000
269833
D
The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
Includes restricted stock units.
This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The options vested/vest in three equal annual installments beginning on February 14, 2020.
/s/ Ralph Petruzzo as attorney-in-fact for Jeffrey J. Hurd
2021-10-06