0001209191-21-054427.txt : 20210902 0001209191-21-054427.hdr.sgml : 20210902 20210902161525 ACCESSION NUMBER: 0001209191-21-054427 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210901 FILED AS OF DATE: 20210902 DATE AS OF CHANGE: 20210902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HURD JEFFREY J CENTRAL INDEX KEY: 0001486195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38469 FILM NUMBER: 211233411 MAIL ADDRESS: STREET 1: C/O EQUITABLE HOLDINGS, INC. STREET 2: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Equitable Holdings, Inc. CENTRAL INDEX KEY: 0001333986 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 585512450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: (212) 554-1234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: AXA Equitable Holdings, Inc. DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC. DATE OF NAME CHANGE: 20050722 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-01 0 0001333986 Equitable Holdings, Inc. EQH 0001486195 HURD JEFFREY J C/O EQUITABLE HOLDINGS, INC. 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 0 1 0 0 Senior EVP & COO Common Stock 2021-09-01 4 M 0 15000 18.74 A 77592.21 D Common Stock 2021-09-01 4 S 0 15000 30.8333 D 62592.21 D Employee Stock Option (right to buy) 18.74 2021-09-01 4 M 0 15000 0.00 D 2029-02-14 Common Stock 15000 284833 D The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. Includes restricted stock units. This transaction was executed in multiple trades at prices ranging from $30.7200 to $31.0700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vested/vest in three equal annual installments beginning on February 14, 2020. /s/ Ralph Petruzzo as attorney-in-fact for Jeffrey J. Hurd 2021-09-02