X0306 4 2018-05-09 0 0001333986 AXA Equitable Holdings, Inc. EQH 0001739790 Winikoff Brian C/O AXA EQUITABLE HOLDINGS, INC. 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 0 1 0 0 (See Remarks) Common Stock 2018-05-09 4 A 0 18500 0.00 A 18500 D Common Stock 2018-05-10 4 P 0 1000 20.00 A 19500 D Performance Restricted Stock Units 2018-05-09 4 A 0 18500 0.00 A Common Stock 18500 18500 D Grant of restricted stock units under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest according to the following schedule: 50% vest on the six-month anniversary of the closing of the initial public offering of the Issuer's common stock (the "Transaction Date"), 25% on the one-year anniversary of the Transaction Date and 25% on the two-year anniversary of the Transaction Date. Vested shares will be delivered to the reporting person within 30 days following the vesting date. Includes restricted stock units. Grant of performance restricted stock units (PRSUs) under the AXA Equitable Holdings, Inc. 2018 Omnibus Equity Incentive Plan exempt under Rule 16b-3. Each PRSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The PRSUs will vest upon and subject to achievement of the following criteria: (i) the Issuer's common stock achieving a market price of $26.00 for 30 consecutive days prior to May 14, 2020, or (ii) if the PRSUs have not vested by May 14, 2020, the Issuer's common stock achieving a market price of $30.00 for 30 consecutive days prior to May 14, 2023. If the PRSUs have not otherwise vested by May 14, 2023, 50% of the PRSUs will vest on May 14, 2023. Senior Executive Vice President and Head of U.S. Life, Retirement and Wealth Management /s/ Christina Banthin, as Attorney-in-Fact for Brian Winikoff 2018-05-11