0000950170-24-053027.txt : 20240503 0000950170-24-053027.hdr.sgml : 20240503 20240503170024 ACCESSION NUMBER: 0000950170-24-053027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240502 FILED AS OF DATE: 20240503 DATE AS OF CHANGE: 20240503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNSTEIN SETH P CENTRAL INDEX KEY: 0001705584 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38469 FILM NUMBER: 24914183 MAIL ADDRESS: STREET 1: C/O ALLIANCEBERNSTEIN HOLDING, L.P. STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Equitable Holdings, Inc. CENTRAL INDEX KEY: 0001333986 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] ORGANIZATION NAME: 02 Finance IRS NUMBER: 585512450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: (212) 554-1234 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: AXA Equitable Holdings, Inc. DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC. DATE OF NAME CHANGE: 20050722 4 1 ownership.xml 4 X0508 4 2024-05-02 0001333986 Equitable Holdings, Inc. EQH 0001705584 BERNSTEIN SETH P C/O EQUITABLE HOLDINGS, INC. 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 false true false false See Remarks false Common Stock 2024-05-02 4 M false 65446 18.74 A 183923.97 D Common Stock 2024-05-02 4 M false 57209 23.18 A 241132.97 D Common Stock 2024-05-02 4 S false 152473 38.0569 D 88659.97 D Employee Stock Option (right to buy) 18.74 2024-05-02 4 M false 65446 0 D 2029-02-14 Common Stock 65446 57209 D Employee Stock Option (right to buy) 23.18 2024-05-02 4 M false 57209 0 D 2030-02-26 Common Stock 57209 0 D Includes Restricted Stock Units. This transaction was executed in multiple trades at prices ranging from $38.0000 to $38.1400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 14, 2020. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021. Reporting person's title is: Head of Investment Management and Research /s/ Jessica Olich as attorney-in-fact for Seth Bernstein 2024-05-03