0000950170-24-013359.txt : 20240209 0000950170-24-013359.hdr.sgml : 20240209 20240209170015 ACCESSION NUMBER: 0000950170-24-013359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240207 FILED AS OF DATE: 20240209 DATE AS OF CHANGE: 20240209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lane Nick CENTRAL INDEX KEY: 0001441552 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38469 FILM NUMBER: 24615907 MAIL ADDRESS: STREET 1: C/O EQUITABLE HOLDINGS, INC. STREET 2: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Equitable Holdings, Inc. CENTRAL INDEX KEY: 0001333986 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] ORGANIZATION NAME: 02 Finance IRS NUMBER: 585512450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: (212) 554-1234 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: AXA Equitable Holdings, Inc. DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC. DATE OF NAME CHANGE: 20050722 4 1 ownership.xml 4 X0508 4 2024-02-07 0001333986 Equitable Holdings, Inc. EQH 0001441552 Lane Nick C/O EQUITABLE HOLDING, INC. 1345 AVENUE OF THE AMERICAS NEW YORK NY 10105 false true false false (See Remarks) true Common Stock 2024-02-07 4 M false 10000 23.18 A 164132.41 D Common Stock 2024-02-07 4 S false 10000 34.0209 D 154132.41 D Common Stock 2024-02-07 4 S false 10000 34.0109 D 144132.41 D Employee Stock Option (right to buy) 23.18 2024-02-07 4 M false 10000 0 D 2030-02-26 Common Stock 10000 94417 D The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023. Includes Restricted Stock Units. This transaction was executed in multiple trades at prices ranging from $34.0000 to $34.0600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020. Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions /s/ Jessica Olich as attorney-in-fact for Nick Lane 2024-02-09