0001213900-22-007759.txt : 20220214
0001213900-22-007759.hdr.sgml : 20220214
20220214214205
ACCESSION NUMBER: 0001213900-22-007759
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220210
FILED AS OF DATE: 20220214
DATE AS OF CHANGE: 20220214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Syllantavos George
CENTRAL INDEX KEY: 0001333845
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39959
FILM NUMBER: 22636817
MAIL ADDRESS:
STREET 1: C/O STAR BULK CARRIERS CORP., SUITE B-34
STREET 2: 40 AG KONSTANTINOU MAROUSSI
CITY: ATHENS
STATE: J3
ZIP: 15124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cepton, Inc.
CENTRAL INDEX KEY: 0001498233
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 272447291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-459-7579
MAIL ADDRESS:
STREET 1: 399 WEST TRIMBLE ROAD
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: Growth Capital Acquisition Corp.
DATE OF NAME CHANGE: 20210910
FORMER COMPANY:
FORMER CONFORMED NAME: PinstripesNYS, Inc.
DATE OF NAME CHANGE: 20210910
FORMER COMPANY:
FORMER CONFORMED NAME: Growth Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200225
4
1
ownership.xml
X0306
4
2022-02-10
0
0001498233
Cepton, Inc.
CPTN
0001333845
Syllantavos George
C/O CEPTON, INC 399 W. TRIMBLE RD
SAN JOSE
CA
95131
1
0
0
0
Common Stock
2022-02-10
4
J
0
359000
0
A
359000
D
Class B Common Stock
2022-02-10
4
J
0
359000
D
Common Stock
359000
0
D
Warrants
11.50
2022-02-10
4
A
0
617500
1.00
A
2022-03-12
2027-02-10
Common Stock
617500
617500
I
See Footnote
Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.
The Sponsor acquired these warrants for a purchase price of $1.00 per warrant in connection with GCAC's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination.
The warrants reported herein are held by Magellan Investments Corp., of which the Reporting Person is the president and the sole director, and accordingly the Reporting Person is deemed the beneficial owner of the warrants held by Magellan Investments Corp. and to have sole voting and dispositive control over such securities.
/s/ George Syllantavos
2022-02-14