0001209191-19-031431.txt : 20190520
0001209191-19-031431.hdr.sgml : 20190520
20190520164637
ACCESSION NUMBER: 0001209191-19-031431
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20190520
DATE AS OF CHANGE: 20190520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hayashi Michael T
CENTRAL INDEX KEY: 0001335314
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38324
FILM NUMBER: 19839404
MAIL ADDRESS:
STREET 1: MINDSPEED TECHNOLOGIES, INC.
STREET 2: 4000 MACARTHUR BLVD., EAST TOWER
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Casa Systems Inc
CENTRAL INDEX KEY: 0001333835
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 OLD RIVER ROAD
STREET 2: SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-688-6706
MAIL ADDRESS:
STREET 1: 100 OLD RIVER ROAD
STREET 2: SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-16
0
0001333835
Casa Systems Inc
CASA
0001335314
Hayashi Michael T
C/O CASA SYSTEMS, INC.
100 OLD RIVER ROAD
ANDOVER
MA
01810
1
0
0
0
Restricted Stock Units
2019-05-16
4
A
0
22831
0.00
A
Common Stock
22831
22831
D
Each restricted stock unit ("RSU") represents the right to receive one share of common stock, $0.001 par value per share (the "Common Stock"),
of Casa Systems, Inc. (the "Company") upon vesting, subject to the reporting person's continued service relationship with the Company and the
other terms and conditions set forth in the applicable RSU Agreement. In the sole discretion of the Company's board of directors, the Company
may, with respect to any applicable vesting date, deliver to the reporting person Common Stock or cash having a fair market value equal to the
number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less
applicable taxes.
Scheduled to vest as to 100% of the original number of shares on May 16, 2020.
/s/ Jerry Guo, attorney-in-fact
2019-05-20