0000899243-23-001506.txt : 20230110
0000899243-23-001506.hdr.sgml : 20230110
20230110180015
ACCESSION NUMBER: 0000899243-23-001506
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230108
FILED AS OF DATE: 20230110
DATE AS OF CHANGE: 20230110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Xie Lucy
CENTRAL INDEX KEY: 0001723967
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38324
FILM NUMBER: 23522101
MAIL ADDRESS:
STREET 1: 100 OLD RIVER ROAD, SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Casa Systems Inc
CENTRAL INDEX KEY: 0001333835
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 OLD RIVER ROAD
STREET 2: SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-688-6706
MAIL ADDRESS:
STREET 1: 100 OLD RIVER ROAD
STREET 2: SUITE 100
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-08
0
0001333835
Casa Systems Inc
CASA
0001723967
Xie Lucy
C/O CASA SYSTEMS, INC.
100 OLD RIVER ROAD
ANDOVER
MA
01810
1
0
0
0
Common Stock
2023-01-08
4
M
0
31570
A
2200949
D
Common Stock
2023-01-08
4
M
0
106606
A
2307555
D
Common Stock
2023-01-08
4
M
0
143802
A
2451357
D
Common Stock
2023-01-08
4
M
0
321875
A
2773232
D
Common Stock
2023-01-08
4
M
0
128750
A
2901982
D
Common Stock
2023-01-08
4
F
0
272545
3.265
D
2629437
D
Restricted Stock Units
2023-01-08
4
M
0
31570
0.00
D
Common Stock
31570
0
D
Restricted Stock Units
2023-01-08
4
M
0
106606
0.00
D
Common Stock
106606
0
D
Restricted Stock Units
2023-01-08
4
M
0
143802
0.00
D
Common Stock
143802
0
D
Restricted Stock Units
2023-01-08
4
M
0
321875
0.00
D
Common Stock
321875
0
D
Restricted Stock Units
2023-01-08
4
M
0
128750
0.00
D
Common Stock
128750
0
D
Restricted stock units ("RSUs") converted into common stock, $0.001 par value per share (the "Common Stock"), of Casa Systems, Inc. (the "Company") on a one-for-one basis upon vesting of the RSUs.
Shares withheld by the Company to satisfy tax withholding requirements on vesting of RSUs.
Each RSU represents the right to receive one share of Common Stock upon vesting, subject to the reporting person's continued service relationship with the Company and the other terms and conditions set forth in the applicable RSU agreement. In the sole discretion of the Company's board of directors, the Company may, with respect to any applicable vesting date, deliver to the reporting person Common Stock or cash having a fair market value equal to the number of shares of Common Stock underlying the portion of the RSU that vested on such date, payable within 30 days of the vesting date, less applicable taxes.
Pursuant to the Separation Agreement entered into by the Company and the reporting person on November 29, 2022 (the "Separation Agreement"), the vesting of the RSUs granted to the reporting person on February 5, 2019 was fully accelerated and all of the shares underlying the award became vested as of January 8, 2023. The RSUs have no expiration date.
Pursuant to the Separation Agreement, the vesting of the RSUs granted to the reporting person on February 25, 2020 was fully accelerated and all of the shares underlying the award became vested as of January 8, 2023. The RSUs have no expiration date.
Pursuant to the Separation Agreement, the vesting of the RSUs granted to the reporting person on February 23, 2021 was fully accelerated and all of the shares underlying the award became vested as of January 8, 2023. The RSUs have no expiration date.
Pursuant to the Separation Agreement, the vesting of the RSUs granted to the reporting person on May 9, 2022 was fully accelerated and all of the shares underlying the award became vested as of January 8, 2023. The RSUs have no expiration date.
Pursuant to the Separation Agreement, the vesting of the RSUs granted to the reporting person on May 9, 2022 was fully accelerated and all of the shares underlying the award became vested as of January 8, 2023. The RSUs have no expiration date.
/s/ Timothy C. Rodenberger, as Attorney-in-Fact
2023-01-10