0000899243-20-014375.txt : 20200528 0000899243-20-014375.hdr.sgml : 20200528 20200528100837 ACCESSION NUMBER: 0000899243-20-014375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200526 FILED AS OF DATE: 20200528 DATE AS OF CHANGE: 20200528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simplot Taiwan Inc. CENTRAL INDEX KEY: 0001506779 STATE OF INCORPORATION: ID FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34992 FILM NUMBER: 20917849 BUSINESS ADDRESS: STREET 1: 999 MAIN STREET, SUITE 1300 CITY: BOISE STATE: ID ZIP: 83702 BUSINESS PHONE: 208-336-2110 MAIL ADDRESS: STREET 1: 999 MAIN STREET, SUITE 1300 CITY: BOISE STATE: ID ZIP: 83702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SemiLEDs Corp CENTRAL INDEX KEY: 0001333822 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 202735523 FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 3F, NO. 11 KE JUNG RD., CHU-NAN SITE STREET 2: HSINCHU SCIENCE PARK, MIAO-LI COUNTY CITY: CHU-NAN STATE: F5 ZIP: 350 BUSINESS PHONE: 886-37-586788 MAIL ADDRESS: STREET 1: 3F, NO. 11 KE JUNG RD., CHU-NAN SITE STREET 2: HSINCHU SCIENCE PARK, MIAO-LI COUNTY CITY: CHU-NAN STATE: F5 ZIP: 350 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-05-26 0 0001333822 SemiLEDs Corp LEDS 0001506779 Simplot Taiwan Inc. 1099 WEST FRONT STREET BOISE ID 83702 0 0 1 0 Common Stock 1489934 D Convertible Unsecured Promissory Note 3.00 2020-05-26 4 C 0 300000.00 0.00 D 2019-11-25 Common Stock 100000 400000 D On February 7, 2020, J.R. Simplot Company, the sole owner of Simplot Taiwan Inc., assigned a Convertible Unsecured Promissory Note initially issued to J.R. Simplot Company in the original principal amount of $1,500,000 (the "Note"), to Simplot Taiwan Inc. for no consideration. The Note is convertible into Common Stock at any time at a conversion price of $3.00 per share. On May 26, 2020, Simplot Taiwan Inc. converted $300,000 of the Note into 100,000 shares of Common Stock. Previously, Simplot Taiwan Inc. had included the 500,000 shares into which the Note was convertible in its total shares of Common Stock owned directly, as such shares could be acquired within 60 days, along with 989,934 shares of Common Stock owned of record. As of this filing, the shares owned directly consists of 1,089,934 shares of Common Stock owned of record and 400,000 shares of Common Stock into which the Note is convertible. The Note has no expiration date. Consists of the number of shares into which the remaining principal balance of the Note is convertible following the conversion described above. Accordingly, J Simplot Taiwan Inc. may be deemed to have voting and investment power over the shares into which such Note is convertible. /s/ Scott R. Simplot as Director of Simplot Taiwan Inc. 2020-05-28