0001333702-14-000007.txt : 20140910
0001333702-14-000007.hdr.sgml : 20140910
20140910135048
ACCESSION NUMBER: 0001333702-14-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140827
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC.
CENTRAL INDEX KEY: 0001333702
IRS NUMBER: 202932662
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02686
FILM NUMBER: 141095483
BUSINESS ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
BUSINESS PHONE: 214 765-1466
MAIL ADDRESS:
STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY
STREET 2: SUITE 350
CITY: AUSTIN
STATE: TX
ZIP: 78731
MA-I
1
primary_doc.xml
MA-I
0001333702
XXXXXXXX
Lee Maverick
512-637-3775
lmaverick@samcocapital.com
jmannes@samcocapital.com
N
Michael
Wayne
Hamilton
001551678
N
1
0001333702
SAMCO CAPITAL MARKETS, INC.
05-19-2006
N
08-26-2014
0001333702
LOCATED
05-19-2006
1700 Pacific Ave
SUITE 2000
Dallas
TX
75201
05-2006
SAMCO Capital Markets, Inc.
Dallas
TX
75201
Y
Y
Managing Director
02-2003
05-2006
Penson Financial Services, Inc.
Dallas
TX
75201
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-27-2014
Lee Maverick
Chief Compliance Officer