0001333702-14-000007.txt : 20140910 0001333702-14-000007.hdr.sgml : 20140910 20140910135048 ACCESSION NUMBER: 0001333702-14-000007 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMCO CAPITAL MARKETS, INC. CENTRAL INDEX KEY: 0001333702 IRS NUMBER: 202932662 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02686 FILM NUMBER: 141095483 BUSINESS ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 BUSINESS PHONE: 214 765-1466 MAIL ADDRESS: STREET 1: 6805 CAPITAL OF TEXAS HIGHWAY STREET 2: SUITE 350 CITY: AUSTIN STATE: TX ZIP: 78731 MA-I 1 primary_doc.xml MA-I 0001333702 XXXXXXXX Lee Maverick 512-637-3775 lmaverick@samcocapital.com jmannes@samcocapital.com N Michael Wayne Hamilton 001551678 N 1 0001333702 SAMCO CAPITAL MARKETS, INC. 05-19-2006 N 08-26-2014 0001333702 LOCATED 05-19-2006 1700 Pacific Ave SUITE 2000 Dallas TX 75201 05-2006 SAMCO Capital Markets, Inc. Dallas TX 75201 Y Y Managing Director 02-2003 05-2006 Penson Financial Services, Inc. Dallas TX 75201 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-27-2014 Lee Maverick Chief Compliance Officer