NPORT-EX 2 464791VOYA113021.htm

 

 

Voya Global Advantage and Premium Opportunity Fund PORTFOLIO OF INVESTMENTS
as of November 30, 2021 (Unaudited)

 

Shares     Value Percentage
of Net
Assets
COMMON STOCK: 95.3%
    Australia: 2.4%
8,838   ASX Ltd. $      564,860   0.3
124,503   Aurizon Holdings Ltd. 297,745   0.2
29,411   BHP Group Ltd. 823,913   0.5
71,790   Brambles Ltd. 508,610   0.3
24,947   Goodman Group 435,430   0.2
163,756   Medibank Pvt Ltd. 400,105   0.2
12,318   Rio Tinto Ltd. 817,333   0.5
91,647   Telstra Corp., Ltd. 264,122   0.2
      4,112,118   2.4
         
    Canada: 4.2%
10,754   Bank of Nova Scotia 671,615   0.4
16,994   BCE, Inc. 855,254   0.5
9,865   Canadian Imperial Bank of Commerce - XTSE 1,100,058   0.6
6,860   National Bank Of Canada 533,087   0.3
14,358   Pembina Pipeline Corp. 424,856   0.2
16,182   Quebecor, Inc. 360,135   0.2
13,058   Royal Bank of Canada 1,291,029   0.8
44,900   TELUS Corp. 1,026,326   0.6
7,939   Waste Connections, Inc. 1,056,363   0.6
      7,318,723   4.2
         
    China: 0.5%
272,500   BOC Hong Kong Holdings Ltd. 823,715   0.5
         
    Denmark: 1.2%
326   AP Moller - Maersk A/S - Class B 981,512   0.6
9,304   Novozymes A/S 706,587   0.4
12,788   Tryg A/S 310,152   0.2
      1,998,251   1.2
         
    Finland: 0.9%
11,306   Kone Oyj 742,741   0.4
63,170   Nordea Bank Abp 748,121   0.5
      1,490,862   0.9
         
    France: 2.3%
3,729   Air Liquide SA 615,814   0.4
7,199   BNP Paribas 447,413   0.3
7,179   Cie de Saint-Gobain 455,360   0.3
1,730   Cie Generale des Etablissements Michelin SCA 255,296   0.1
3,675   Dassault Systemes SE 221,532   0.1
3,839   Legrand S.A. 421,731   0.2
49,344   Orange SA 530,483   0.3
3,566   Schneider Electric SE 632,869   0.4
1,451   SEB SA 215,055   0.1
14,390   Vivendi SE 183,255   0.1
      3,978,808   2.3
         
    Germany: 1.7%
19,125   Deutsche Post AG 1,129,547   0.7
56,544   Deutsche Telekom AG 995,888   0.6
15,264   RWE AG 587,814   0.3
3,553 (1) Scout24 SE 235,801   0.1
      2,949,050   1.7
         
    Hong Kong: 1.5%
50,000   CK Hutchison Holdings Ltd. 313,011   0.2
61,000   CLP Holdings Ltd. 597,609   0.3
9,500   Hong Kong Exchanges and Clearing Ltd. 522,419   0.3
64,800   Link REIT 561,736   0.3
79,500   Power Assets Holdings Ltd. 478,962   0.3
43,000   SITC International Holdings Co. Ltd. 171,673   0.1
      2,645,410   1.5
         
    Ireland: 1.1%
5,405   CRH PLC 262,761   0.2
10,862   Medtronic PLC 1,158,976   0.7
8,401   Smurfit Kappa PLC 430,592   0.2
      1,852,329   1.1
         
    Italy: 1.6%
1,570   DiaSorin SpA 335,045   0.2
21,329   ENI S.p.A. 281,068   0.2
29,516   FinecoBank Banca Fineco SpA 516,940   0.3
296,117   Intesa Sanpaolo SpA 709,052   0.4
26,707 (1) Poste Italiane SpA 335,860   0.2
73,435   Terna - Rete Elettrica Nazionale 546,088   0.3
      2,724,053   1.6
         
    Japan: 7.4%
12,900   Dai Nippon Printing Co., Ltd. 302,765   0.2
236,000   ENEOS Holdings, Inc. 876,096   0.5
3,100   Hoya Corp. 490,688   0.3
8,400   Idemitsu Kosan Co., Ltd. 216,079   0.1
19,400   Japan Tobacco, Inc. 386,387   0.2
6,700   Lawson, Inc. 328,499   0.2
4,300   McDonald's Holdings Co. Japan Ltd. 191,907   0.1
76,000   Mitsubishi UFJ Financial Group, Inc. 401,385   0.2
1,900   Nintendo Co., Ltd. 837,934   0.5
24,300   Nippon Telegraph & Telephone Corp. 668,636   0.4
4,300   Nissan Chemical Corp. 247,312   0.1
3,300   Nitto Denko Corp. 228,786   0.1
23,700   Osaka Gas Co., Ltd. 380,719   0.2
3,800   Otsuka Holdings Co. Ltd. 137,634   0.1
2,300   Rohm Co., Ltd. 213,588   0.1
10,000   Secom Co., Ltd. 676,922   0.4
32,100   Sekisui House Ltd. 623,858   0.4
800   SMC Corp. 510,753   0.3
87,800   SoftBank Corp. 1,208,530   0.7
4,800   Sohgo Security Services Co., Ltd. 204,608   0.1
32,200   Sumitomo Chemical Co., Ltd. 147,703   0.1
26,700   Sumitomo Mitsui Financial Group, Inc. 868,682   0.5
25,700   Sumitomo Mitsui Trust Holdings, Inc. 802,752   0.5
4,500   Tokio Marine Holdings, Inc. 225,987   0.1
16,200   Tokyo Gas Co., Ltd. 277,146   0.2

 

 

 

 

Voya Global Advantage and Premium Opportunity Fund PORTFOLIO OF INVESTMENTS
as of November 30, 2021 (Unaudited)(Continued)

 

Shares     Value Percentage
of Net
Assets
COMMON STOCK: (continued)
    Japan: (continued)
13,300   Trend Micro, Inc. $      766,920   0.5
2,600   Tsuruha Holdings, Inc. 294,144   0.2
53,500   Yamada Holdings Co. Ltd. 186,947   0.1
      12,703,367   7.4
         
    Netherlands: 1.3%
1,027   ASM International NV 461,627   0.3
20,952   Koninklijke Ahold Delhaize NV 705,027   0.4
3,786   Koninklijke Philips NV 133,420   0.1
8,579   Wolters Kluwer NV 964,797   0.5
      2,264,871   1.3
         
    New Zealand: 0.1%
60,867   Spark New Zealand Ltd. 190,366   0.1
         
    Norway: 0.1%
4,687   Yara International ASA 230,086   0.1
         
    Sweden: 0.2%
53,165   Swedish Match AB 387,884   0.2
         
    Switzerland: 2.0%
15,699   ABB Ltd. 542,916   0.3
947   Geberit AG - Reg 723,045   0.4
9,891   Holcim Ltd. 476,488   0.3
550   Roche Holding AG 214,726   0.1
973   Sonova Holding AG - Reg 365,671   0.2
91   Straumann Holding AG 193,461   0.1
2,456   Zurich Insurance Group AG 1,009,686   0.6
      3,525,993   2.0
         
    United Kingdom: 3.9%
32,974   3i Group PLC 605,004   0.4
25,664   British American Tobacco PLC 858,901   0.5
84,769   Direct Line Insurance Group PLC 303,774   0.2
54,713   GlaxoSmithKline PLC 1,110,841   0.6
9,813   Hikma Pharmaceuticals PLC 288,439   0.2
27,715   Imperial Brands PLC 566,402   0.3
60,278   J Sainsbury Plc 221,452   0.1
5,460   Janus Henderson Group PLC 233,306   0.1
4,824   Persimmon PLC 175,307   0.1
64,145   Sage Group PLC/The 658,279   0.4
19,198   Segro PLC 358,794   0.2
62,727   Standard Chartered PLC 345,193   0.2
21,823   United Utilities Group PLC 313,440   0.2
492,964   Vodafone Group PLC 714,706   0.4
      6,753,838   3.9
         
    United States: 62.9%
18,239   AbbVie, Inc. 2,102,592   1.2
2,896   Accenture PLC 1,035,030   0.6
9,246   Aflac, Inc. 500,578   0.3
6,714   Agilent Technologies, Inc. 1,013,143   0.6
37,141   AGNC Investment Corp. 567,886   0.3
3,625   Allegion Public Ltd. 448,195   0.3
7,413   Allstate Corp. 805,941   0.5
28,623   Altria Group, Inc. 1,220,485   0.7
11,812   Amdocs Ltd. 824,714   0.5
6,817   American Water Works Co., Inc. 1,149,142   0.7
2,029   Ameriprise Financial, Inc. 587,598   0.3
1,884   Ametek, Inc. 257,166   0.1
5,465   Amgen, Inc. 1,086,879   0.6
15,768   Antero Midstream Corp. 153,107   0.1
1,201   Anthem, Inc. 487,882   0.3
2,710   AO Smith Corp. 214,226   0.1
4,293   Aptargroup, Inc. 513,400   0.3
7,479   Avnet, Inc. 271,263   0.2
2,922   Bank of Hawaii Corp. 233,117   0.1
14,536   Bank OZK 649,905   0.4
3,984   Becton Dickinson & Co. 944,766   0.5
1,784   Blackrock, Inc. 1,613,824   0.9
11,688   Blackstone, Inc. 1,653,268   1.0
11,603   Booz Allen Hamilton Holding Corp. 973,956   0.6
25,565   Bristol-Myers Squibb Co. 1,371,051   0.8
7,319   Brixmor Property Group, Inc. 166,434   0.1
3,485   Chevron Corp. 393,352   0.2
3,434   Church & Dwight Co., Inc. 306,931   0.2
1,090   Cigna Corp. 209,171   0.1
41,824   Cisco Systems, Inc. 2,293,628   1.3
8,227   Citigroup, Inc. 524,060   0.3
3,145   Coca-Cola Co. 164,955   0.1
15,608   Colgate-Palmolive Co. 1,170,912   0.7
3,024   Comcast Corp. – Class A 151,140   0.1
8,895   Commerce Bancshares, Inc. 620,871   0.4
10,848   ConocoPhillips 760,770   0.4
16,286   Corporate Office Properties Trust SBI MD 417,899   0.2
5,739   CVS Health Corp. 511,115   0.3
832   Deere & Co. 287,489   0.2
1,843   Dolby Laboratories, Inc. 153,725   0.1
3,886   Dollar General Corp. 859,972   0.5
7,681   DT Midstream, Inc. 352,327   0.2
4,883   DTE Energy Co. 529,024   0.3
5,707   Duke Energy Corp. 553,636   0.3
6,265   Duke Realty Corp. 365,437   0.2
6,989   Electronic Arts, Inc. 868,174   0.5
6,730   Emerson Electric Co. 591,163   0.3
8,406   Entergy Corp. 843,458   0.5
89,359   Equitrans Midstream Corp. 859,634   0.5
2,182   Everest Re Group Ltd. 559,421   0.3
16,083   Evergy, Inc. 1,018,054   0.6
4,612   Exelon Corp. 243,191   0.1
5,842   Extra Space Storage, Inc. 1,168,400   0.7
4,628   Exxon Mobil Corp. 276,940   0.2
2,003   FedEx Corp. 461,431   0.3
8,598   First American Financial Corp. 637,800   0.4
6,990   First Industrial Realty Trust, Inc. 422,266   0.2

 

 

 

 

Voya Global Advantage and Premium Opportunity Fund PORTFOLIO OF INVESTMENTS
as of November 30, 2021 (Unaudited)(Continued)

  

Shares     Value Percentage
of Net
Assets
COMMON STOCK: (continued)
    United States: (continued)
31,448   Flowers Foods, Inc. $       811,987   0.5
3,823   FMC Corp. 383,026   0.2
12,956   Gaming and Leisure Properties, Inc. 584,575   0.3
3,905   Garmin Ltd. 521,474   0.3
18,898   General Mills, Inc. 1,167,329   0.7
12,240   Genpact Ltd. 590,825   0.3
24,456   Gentex Corp. 842,020   0.5
21,079   Gilead Sciences, Inc. 1,452,975   0.8
4,498   Hanover Insurance Group, Inc. 547,631   0.3
5,421   Hershey Co. 962,173   0.6
496   Humana, Inc. 208,176   0.1
16,204   International Paper Co. 737,606   0.4
1,671   Intuit, Inc. 1,089,993   0.6
8,840   Iron Mountain, Inc. 401,690   0.2
18,585   Johnson & Johnson 2,897,959   1.7
11,353   Johnson Controls International plc 848,750   0.5
16,430   Keurig Dr Pepper, Inc. 558,456   0.3
37,467   Kinder Morgan, Inc. 579,240   0.3
17,528   Knight-Swift Transportation Holdings, Inc. 1,003,478   0.6
4,888   Kroger Co. 202,999   0.1
13,269   Lazard Ltd. 565,525   0.3
4,129   Leidos Holdings, Inc. 362,980   0.2
4,526   Life Storage, Inc. 598,066   0.3
9,616   Loews Corp. 514,071   0.3
1,713   LPL Financial Holdings, Inc. 269,986   0.2
6,859   Manpowergroup, Inc. 614,772   0.4
7,011   Marathon Petroleum Corp. 426,619   0.2
1,455   MarketAxess Holdings, Inc. 513,164   0.3
4,775   McKesson Corp. 1,035,029   0.6
15,807   MDU Resources Group, Inc. 430,425   0.3
25,402   Merck & Co., Inc. 1,902,864   1.1
3,742   Microsoft Corp. 1,237,068   0.7
8,414   Mondelez International, Inc. 495,921   0.3
6,288   Morgan Stanley 596,228   0.3
3,019   MSC Industrial Direct Co. 237,595   0.1
1,523   MSCI, Inc. - Class A 958,652   0.6
5,437   Nasdaq, Inc. 1,104,962   0.6
6,787   National Fuel Gas Co. 392,356   0.2
3,782   National Retail Properties, Inc. 166,786   0.1
7,375   National Storage Affiliates Trust 452,678   0.3
936   NewMarket Corp. 310,097   0.2
26,226   NiSource, Inc. 642,799   0.4
39,763   Old Republic International Corp. 952,721   0.6
14,867   Omega Healthcare Investors, Inc. 415,384   0.2
6,572   Packaging Corp. of America 858,237   0.5
9,872   PepsiCo, Inc. 1,577,348   0.9
55,702   Pfizer, Inc. 2,992,868   1.7
17,640   Philip Morris International, Inc. 1,515,982   0.9
8,737   Phillips 66 604,338   0.4
13,255   Procter & Gamble Co. 1,916,408   1.1
13,484   Progressive Corp. 1,253,203   0.7
1,318   ProLogis, Inc. 198,689   0.1
9,247   Prosperity Bancshares, Inc. 659,126   0.4
10,149   Public Service Enterprise Group, Inc. 634,211   0.4
5,548   Qualcomm, Inc. 1,001,747   0.6
12,186   Regions Financial Corp. 277,232   0.2
2,802   RLI Corp. 287,990   0.2
2,229   Rockwell Automation, Inc. 749,390   0.4
2,251   Roper Technologies, Inc. 1,044,802   0.6
3,951   Ryder System, Inc. 328,249   0.2
2,137   S&P Global, Inc. 973,895   0.6
1,690   SBA Communications Corp. 581,022   0.3
4,204   Sempra Energy 503,933   0.3
15,657   Service Corp. International 1,035,867   0.6
3,329   Starbucks Corp. 364,992   0.2
3,341   Sun Communities, Inc. 630,046   0.4
30,234   Switch, Inc. 826,900   0.5
8,971   Synchrony Financial 401,811   0.2
3,005   TD SYNNEX Corp. 310,897   0.2
6,967   Synovus Financial Corp. 315,535   0.2
5,829   T. Rowe Price Group, Inc. 1,165,509   0.7
7,250   Target Corp. 1,767,840   1.0
9,160   Texas Instruments, Inc. 1,762,109   1.0
1,818   Thermo Fisher Scientific, Inc. 1,150,485   0.7
10,936   Tradeweb Markets, Inc. 1,049,856   0.6
6,575   UGI Corp. 271,219   0.2
4,008   UMB Financial Corp. 403,125   0.2
3,161   United Parcel Service, Inc. - Class B 627,048   0.4
929   UnitedHealth Group, Inc. 412,680   0.2
19,110   US Bancorp 1,057,547   0.6
7,483   Valero Energy Corp. 500,912   0.3
1,273   Verisk Analytics, Inc. 286,260   0.2
39,994   Verizon Communications, Inc. 2,010,498   1.2
1,862   Visa, Inc. - Class A 360,800   0.2
9,557   Washington Federal, Inc. 310,507   0.2
12,604   Wells Fargo & Co. 602,219   0.3
45,105   Williams Cos., Inc. 1,208,363   0.7
3,863   Zoetis, Inc. 857,741   0.5
      108,660,440   62.9
         
Total Common Stock    
(Cost $146,063,513) 164,610,164   95.3
       
EXCHANGE-TRADED FUNDS: 2.4%
27,206   iShares MSCI EAFE Value Index ETF 1,331,189   0.8

 

 

 

 

Voya Global Advantage and Premium Opportunity Fund PORTFOLIO OF INVESTMENTS
as of November 30, 2021 (Unaudited)(Continued)

  

Shares     Value   Percentage
of Net
Assets
EXCHANGE-TRADED FUNDS: (continued)
17,288   iShares Russell 1000 Value ETF $       2,743,087     1.6
           
Total Exchange-Traded Funds      
(Cost $4,234,077) 4,074,276     2.4
         
Total Long-Term Investments      
(Cost $150,297,590) 168,684,440     97.7
         
SHORT-TERM INVESTMENTS: 0.6%
    Mutual Funds: 0.6%
1,049,000 (2) BlackRock Liquidity Funds, FedFund, Institutional Class, 0.030%      
    (Cost $1,049,000) 1,049,000     0.6
           
Total Short-Term Investments      
(Cost $1,049,000) 1,049,000     0.6
         
Total Investments in Securities
(Cost $151,346,590)		 $    169,733,440     98.3
Assets in Excess of Other Liabilities 2,958,318     1.7
Net Assets $   172,691,758     100.0

  

(1) Securities with purchases pursuant to Rule 144A or section 4(a)(2), under the Securities Act of 1933 and may not be resold subject to that rule except to qualified institutional buyers.
(2) Rate shown is the 7-day yield as of November 30, 2021.

  

Sector Diversification Percentage
of Net Assets		  
Financials 21.7 %
Health Care 14.5  
Industrials 11.6  
Consumer Staples 9.2  
Information Technology 8.1  
Communication Services 6.4  
Utilities 5.7  
Real Estate 4.9  
Energy 4.6  
Materials 4.5  
Consumer Discretionary 4.1  
Exchange-Traded Funds 2.4  
Short-Term Investments 0.6  
Assets in Excess of Other Liabilities 1.7  
Net Assets 100.0 %

 

  Portfolio holdings are subject to change daily.

  

 

 

 

Voya Global Advantage and Premium Opportunity Fund PORTFOLIO OF INVESTMENTS
as of November 30, 2021 (Unaudited)(Continued)

 

Fair Value Measurements

The following is a summary of the fair valuations according to the inputs used as of November 30, 2021 in valuing the assets and liabilities:

 

   Quoted Prices
in Active Markets
for Identical
Investments
(Level 1)		   Significant
Other
Observable
Inputs#
(Level 2)		   Significant
Unobservable
Inputs
(Level 3)		   Fair Value
at
November 30, 2021		 
Asset Table                    
Investments, at fair value                    
Common Stock                    
  Australia  $–   $4,112,118   $–   $4,112,118 
  Canada   7,318,723    –    –    7,318,723 
  China   –    823,715    –    823,715 
  Denmark   –    1,998,251    –    1,998,251 
  Finland   –    1,490,862    –    1,490,862 
  France   –    3,978,808    –    3,978,808 
  Germany   –    2,949,050    –    2,949,050 
  Hong Kong   –    2,645,410    –    2,645,410 
  Ireland   1,158,976    693,353    –    1,852,329 
  Italy   –    2,724,053    –    2,724,053 
  Japan   –    12,703,367    –    12,703,367 
  Netherlands   –    2,264,871    –    2,264,871 
  New Zealand   –    190,366    –    190,366 
  Norway   –    230,086    –    230,086 
  Sweden   –    387,884    –    387,884 
  Switzerland   –    3,525,993    –    3,525,993 
  United Kingdom   233,306    6,520,532    –    6,753,838 
  United States   108,660,440    –    –    108,660,440 
Total Common Stock   117,371,445    47,238,719    –    164,610,164 
Exchange-Traded Funds   4,074,276    –    –    4,074,276 
Short-Term Investments   1,049,000    –    –    1,049,000 
Total Investments, at fair value  $122,494,721   $47,238,719   $–   $169,733,440 
Other Financial Instruments+                    
Forward Foreign Currency Contracts   –    1,351,055    –    1,351,055 
Total Assets  $122,494,721   $48,589,774   $–   $171,084,495 
Liabilities Table                    
Other Financial Instruments+                    
Forward Foreign Currency Contracts  $–   $(86,479)  $–   $(86,479)
Written Options   –    (233,717)   –    (233,717)
Total Liabilities  $–   $(320,196)  $–   $(320,196)

 

+ Other Financial Instruments may include open forward foreign currency contracts, futures, centrally cleared swaps, OTC swaps and written options. Forward foreign currency contracts, futures and centrally cleared swaps are fair valued at the unrealized appreciation (depreciation) on the instrument.  OTC swaps and written options are valued at the fair value of the instrument.
# The earlier close of the foreign markets gives rise to the possibility that significant events, including broad market moves, may have occurred in the interim and may materially affect the value of those securities. To account for this, the Fund may frequently value many of its foreign equity securities using fair value prices based on third party vendor modeling tools to the extent available. Accordingly, a portion of the Fund's investments are categorized as Level 2 investments.

  

At November 30, 2021, the following forward foreign currency contracts were outstanding for Voya Global Advantage and Premium Opportunity Fund:
 
Currency Purchased  Currency Sold  Counterparty  Settlement
Date		  Unrealized
Appreciation
(Depreciation)		 
AUD 900,000  USD 656,126  Barclays Bank PLC  12/20/21  $(14,363)
USD 574,642  EUR 500,000  Brown Brothers Harriman & Co.  12/20/21   7,100 
USD 218,112  CHF 200,000  Brown Brothers Harriman & Co.  12/20/21   63 
GBP 200,000  USD 272,294  Brown Brothers Harriman & Co.  12/20/21   (6,169)
USD 320,159  CAD 400,000  Brown Brothers Harriman & Co.  12/20/21   6,944 
USD 402,394  GBP 300,000  Brown Brothers Harriman & Co.  12/20/21   3,207 
USD 245,072  JPY 27,900,000  Brown Brothers Harriman & Co.  12/20/21   (1,866)
EUR 800,000  USD 931,514  Citibank N.A.  12/20/21   (23,447)
USD 4,814,449  AUD 6,600,000  Citibank N.A.  12/20/21   108,191 
CAD 300,000  USD 238,464  Morgan Stanley & Co. International PLC  12/20/21   (3,552)
USD 13,910,298  JPY 1,525,000,000  Morgan Stanley & Co. International PLC  12/20/21   412,828 
USD 1,083,561  CHF 1,000,000  Morgan Stanley & Co. International PLC  12/20/21   (6,682)
USD 14,719,560  EUR 12,500,000  State Street Bank and Trust Co.  12/20/21   531,002 
USD 2,379,082  CHF 2,200,000  State Street Bank and Trust Co.  12/20/21   (19,452)
USD 6,466,911  CAD 8,200,000  State Street Bank and Trust Co.  12/20/21   46,003 
USD 6,755,786  GBP 4,900,000  State Street Bank and Trust Co.  12/20/21  $235,717 
JPY 62,900,000  USD 567,663  The Bank of New York Mellon  12/20/21   (10,948)
            $1,264,576 

  

 

 

 

Voya Global Advantage and Premium Opportunity Fund PORTFOLIO OF INVESTMENTS
as of November 30, 2021 (Unaudited)(Continued)

  

At November 30, 2021, the following OTC written equity options were outstanding for Voya Global Advantage and Premium Opportunity Fund:

 

Description  Counterparty Put/Call  Expiration
Date		 Exercise
Price		   Number of Contracts   Notional Amount Premiums
Received		  Fair Value 
                                     
Consumer Staples Select Sector SPDR Fund  BNP Paribas Bank  Call  12/03/21  USD  72.000   200,589   USD   14,099,401  $127,976  $(1,798)
EURO STOXX 50  Barclays Bank PLC  Call  01/07/22  EUR  4,400.030   1,538   EUR   6,248,986   113,453   (11,820)
Financial Select Sector SPDR Fund  UBS AG  Call  12/17/21  USD  40.420   542,229   USD   20,583,013   436,169   (61,945)
FTSE 100 Index  Morgan Stanley & Co. International PLC  Call  01/07/22  GBP  7,295.810   1,495   GBP   10,553,878   188,727   (117,569)
Health Care Select Sector SPDR Fund  Morgan Stanley & Co. International PLC  Call  12/17/21  USD  134.190   51,182   USD   6,639,841   103,700   (14,450)
Industrial Select Sector SPDR Fund  Royal Bank of Canada  Call  12/03/21  USD  105.850   149,809   USD   15,096,253   233,927   (8)
Nikkei 225  BNP Paribas Bank  Call  01/07/22  JPY  30,043.330   30,297   JPY   842,915,863   147,441   (26,127)
                              $1,351,393  $(233,717)

  

Currency Abbreviations
AUD - Australian Dollar
CAD - Canadian Dollar
CHF - Swiss Franc
EUR - EU Euro
GBP - British Pound
JPY - Japanese Yen
USD - United States Dollar

  

At November 30, 2021, the aggregate cost of securities and other investments and the composition of unrealized appreciation and depreciation of securities and other investments on a tax basis were:

  

Cost for federal income tax purposes was $147,788,977.  
     
  Net unrealized appreciation consisted of:      
         
  Gross Unrealized Appreciation $ 26,253,363      
  Gross Unrealized Depreciation (3,267,209 )    
             
  Net Unrealized Appreciation $ 22,986,154