0001140361-23-037371.txt : 20230801
0001140361-23-037371.hdr.sgml : 20230801
20230801160555
ACCESSION NUMBER: 0001140361-23-037371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230801
FILED AS OF DATE: 20230801
DATE AS OF CHANGE: 20230801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STONE POINT CAPITAL LLC
CENTRAL INDEX KEY: 0001332638
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39964
FILM NUMBER: 231131673
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-2924
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stone Point GP Ltd.
CENTRAL INDEX KEY: 0001492231
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39964
FILM NUMBER: 231131674
BUSINESS ADDRESS:
STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: 203-862-2900
MAIL ADDRESS:
STREET 1: C/O CITCO TRUSTEES (CAYMAN) LIMITED
STREET 2: 89 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trident VI, L.P.
CENTRAL INDEX KEY: 0001593010
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39964
FILM NUMBER: 231131679
BUSINESS ADDRESS:
STREET 1: STONE POINT CAPITAL LLC
STREET 2: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-2900
MAIL ADDRESS:
STREET 1: STONE POINT CAPITAL LLC
STREET 2: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trident VI Parallel Fund, L.P.
CENTRAL INDEX KEY: 0001593012
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39964
FILM NUMBER: 231131678
BUSINESS ADDRESS:
STREET 1: STONE POINT CAPITAL LLC
STREET 2: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-2900
MAIL ADDRESS:
STREET 1: STONE POINT CAPITAL LLC
STREET 2: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trident VI Professionals Fund, L.P.
CENTRAL INDEX KEY: 0001593375
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39964
FILM NUMBER: 231131676
BUSINESS ADDRESS:
STREET 1: STONE POINT CAPITAL LLC
STREET 2: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-2900
MAIL ADDRESS:
STREET 1: STONE POINT CAPITAL LLC
STREET 2: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trident VI DE Parallel Fund, L.P.
CENTRAL INDEX KEY: 0001598644
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39964
FILM NUMBER: 231131677
BUSINESS ADDRESS:
STREET 1: STONE POINT CAPITAL LLC
STREET 2: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-862-2900
MAIL ADDRESS:
STREET 1: STONE POINT CAPITAL LLC
STREET 2: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trident Capital VI, L.P.
CENTRAL INDEX KEY: 0001690519
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39964
FILM NUMBER: 231131675
BUSINESS ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 202-862-2900
MAIL ADDRESS:
STREET 1: 20 HORSENECK LANE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Home Point Capital Inc.
CENTRAL INDEX KEY: 0001830197
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 901116426
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 OLD EARHART ROAD
STREET 2: SUITE 250
CITY: ANN ARBOR
STATE: MI
ZIP: 48105
BUSINESS PHONE: (888) 616-6866
MAIL ADDRESS:
STREET 1: 2211 OLD EARHART ROAD
STREET 2: SUITE 250
CITY: ANN ARBOR
STATE: MI
ZIP: 48105
4
1
form4.xml
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2023-08-01
true
0001830197
Home Point Capital Inc.
HMPT
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Trident VI, L.P.
C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH
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06830
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0001593012
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C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH
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0001598644
Trident VI DE Parallel Fund, L.P.
C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH
CT
06830
true
0001593375
Trident VI Professionals Fund, L.P.
C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH
CT
06830
true
0001690519
Trident Capital VI, L.P.
C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH
CT
06830
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0001492231
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C/O CITCO TRUSTEES (CAYMAN) LIMITED
89 NEXUS WAY
CAMANA BAY, GRAND CAYMAN
E9
KY1-1205
CAYMAN ISLANDS
true
0001332638
STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH
CT
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false
Common Stock
2023-08-01
4
D
0
68878127
D
0
I
See Footnotes
Common Stock
2023-08-01
4
D
0
53924166
D
0
I
See Footnotes
Common Stock
2023-08-01
4
D
0
1142824
D
0
I
See Footnotes
Common Stock
2023-08-01
4
D
0
3825918
D
0
I
See Footnotes
Pursuant to the Agreement and Plan of Merger, dated as of May 10, 2023, by and among Home Point Capital Inc., Mr. Cooper Group Inc. and Heisman Merger Sub, Inc., each share of the Issuer's common stock was exchanged for the right to receive a cash payment of $2.33 without interest, and subject to any required tax withholding.
Reflects securities held directly by Trident VI, L.P.
Reflects securities held directly by Trident VI Parallel Fund, L.P.
Reflects securities held directly by Trident VI DE Parallel Fund, L.P.
Reflects securities held directly by Trident VI Professionals Fund, L.P. (collectively, Trident VI, L.P., Trident VI Parallel Fund, L.P., Trident VI DE Parallel Fund, L.P. and Trident VI Professionals Fund, L.P. shall be referred to as the "Trident VI Partnerships").
The general partner of each of Trident VI, L.P., Trident VI Parallel Fund, L.P. and Trident VI DE Parallel Fund, L.P. is Trident Capital VI, L.P. The general partner of Trident VI Professionals Fund, L.P. is Stone Point GP Ltd. Pursuant to certain management agreements, Stone Point Capital LLC has received delegated authority by Trident Capital VI, L.P. and Stone Point GP Ltd. relating to the Trident VI Partnerships, provided that the delegated discretion to exercise voting rights may not be exercised on behalf of any of the Trident VI Partnerships without first receiving direction from the Investment Committee of Trident Capital VI, L.P. or a majority of the general partners of Trident Capital VI, L.P., or Stone Point GP Ltd., as applicable. The management agreements do not delegate any power with respect to the disposition of Common Stock held by the Trident VI Partnerships.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
TRIDENT VI, L.P., By: Trident Capital VI, L.P., its general partner, By: DW Trident VI, LLC, its general partner, By: /s/ Jacqueline Giammarco, Name: Jacqueline Giammarco Title: Vice President
2023-08-01
TRIDENT VI PARALLEL FUND, L.P., By: Trident Capital VI, L.P., its general partner, By: DW Trident VI, LLC, its general partner, By: /s/ Jacqueline Giammarco, Name: Jacqueline Giammarco, Title: Vice President
2023-08-01
TRIDENT VI DE PARALLEL FUND, L.P., By: Trident Capital VI, L.P., its general partner, By: DW Trident VI, LLC, its general partner, By: /s/ Jacqueline Giammarco, Name: Jacqueline Giammarco, Title: Vice President
2023-08-01
TRIDENT VI PROFESSIONALS FUND, L.P., By: Stone Point GP Ltd., its general partner, By: /s/ Jacqueline Giammarco, Name: Jacqueline Giammarco, Title: Vice President
2023-08-01
TRIDENT CAPITAL VI, L.P., By: DW Trident VI, LLC, its general partner, By: /s/ Jacqueline Giammarco, Name: Jacqueline Giammarco, Title: Vice President
2023-08-01
STONE POINT GP LTD., By: /s/ Jacqueline Giammarco, Name: Jacqueline Giammarco, Title: Vice President
2023-08-01
STONE POINT CAPITAL LLC, By: /s/ Jacqueline Giammarco, Name: Jacqueline Giammarco, Title: Chief Compliance Officer
2023-08-01