X0306 4 2020-03-09 0 0001332551 Exantas Capital Corp. XAN 0001026285 FARKAS ANDREW L 1845 WALNUT STREET, 18TH FLOOR PHILADELPHIA PA 19103 1 0 0 0 8.625% Series C Cumulative Redeemable Preferred Stock 2020-03-09 4 P 0 3607 A 3607 I By Limited Liability Company Common Stock 2020-03-10 4 P 0 38600 A 38600 I By Limited Liability Company Common Stock 2020-03-10 4 P 0 48355 A 156627 D Common Stock 780025 I See Footnote On March 9, 2020, the reporting person purchased through a limited liability company, in multiple transactions, a total of 3,607 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of the Issuer at prices ranging from $24.790 to $25.00. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. On March 10, 2020, the reporting person purchased through a limited liability company, in multiple transactions, a total of 38,600 shares of common stock of the Issuer at prices ranging from $10.07 to $10.415. On March 10, 2020, the reporting person purchased, in multiple transactions, a total of 48,355 shares of common stock of the Issuer at prices ranging from $10.005 to $10.46. Includes 27,700 shares which remain subject to vesting under the Issuer's Second Amended and Restated Omnibus Equity Compensation Plan. Shares are collectively held by Resource Capital Investor, LLC and Exantas Capital Manager Inc, each indirect wholly-owned subsidiaries of C-III Capital Partners LLC ("C-III"). C-III is externally managed by Island Capital Group LLC, through which the reporting person, as a principal, has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purposes. Shelle Weisbaum, Attorney-in-Fact 2020-03-11