0001213900-20-020162.txt : 20200804 0001213900-20-020162.hdr.sgml : 20200804 20200804160617 ACCESSION NUMBER: 0001213900-20-020162 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Thomas C CENTRAL INDEX KEY: 0001332163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32733 FILM NUMBER: 201073317 MAIL ADDRESS: STREET 1: 1845 WALNUT STREET, 18TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Exantas Capital Corp. CENTRAL INDEX KEY: 0001332551 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202287134 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O RESOURCE AMERICA, INC. STREET 2: 717 FIFTH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-621-3210 MAIL ADDRESS: STREET 1: C/O RESOURCE AMERICA, INC. STREET 2: 717 FIFTH AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Resource Capital Corp. DATE OF NAME CHANGE: 20050708 4 1 ownership.xml X0306 4 2020-07-31 0 0001332551 Exantas Capital Corp. XAN 0001332163 Elliott Thomas C 1845 WALNUT STREET, 17TH FLOOR PHILADELPHIA PA 19103 1 0 0 0 Common Stock 2020-07-31 4 A 0 15695 0 A 140284 D Common Stock 187 I As UGMA Custodian Common Stock 187 I As UGMA Custodian The reporting person has been granted 15,695 shares of restricted common stock under the Issuer's Second Amended & Restated Omnibus Equity Compensation Plan (the "Plan"). These shares will fully vest on July 31, 2021 and are receivable on account of the Reporting Person's service as a Director of the Company and without additional consideration. Includes 15,695 shares which remain subject to vesting under the Plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. /s/ Julie Wilson, attorney in fact 2020-08-04