0001144204-13-056146.txt : 20131021
0001144204-13-056146.hdr.sgml : 20131021
20131021174751
ACCESSION NUMBER: 0001144204-13-056146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131017
FILED AS OF DATE: 20131021
DATE AS OF CHANGE: 20131021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marathon Patent Group, Inc.
CENTRAL INDEX KEY: 0001507605
STANDARD INDUSTRIAL CLASSIFICATION: SANITARY SERVICES [4950]
IRS NUMBER: 010949984
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2331 MILL ROAD, SUITE 100
CITY: ALEXANDRIA
STATE: VA
ZIP: 22314
BUSINESS PHONE: (703) 232-1701
MAIL ADDRESS:
STREET 1: 2331 MILL ROAD, SUITE 100
CITY: ALEXANDRIA
STATE: VA
ZIP: 22314
FORMER COMPANY:
FORMER CONFORMED NAME: American Strategic Minerals Corp
DATE OF NAME CHANGE: 20111213
FORMER COMPANY:
FORMER CONFORMED NAME: VERVE VENTURES INC
DATE OF NAME CHANGE: 20101210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spangenberg Audrey
CENTRAL INDEX KEY: 0001423724
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54652
FILM NUMBER: 131162196
MAIL ADDRESS:
STREET 1: TWO LINCOLN CENTRE
STREET 2: 5420 LBJ FREEWAY, SUITE 750
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Acclaim Financial Group, LLC
CENTRAL INDEX KEY: 0001423727
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54652
FILM NUMBER: 131162197
BUSINESS ADDRESS:
STREET 1: 207C N. WASHINGTON AVE
CITY: MARSHALL
STATE: TX
ZIP: 75670
BUSINESS PHONE: (214)438-0801
MAIL ADDRESS:
STREET 1: 207C N. WASHINGTON AVE
CITY: MARSHALL
STATE: TX
ZIP: 75670
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TechDev Holdings, LLC
CENTRAL INDEX KEY: 0001423728
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54652
FILM NUMBER: 131162198
BUSINESS ADDRESS:
STREET 1: 207C N. WASHINGTON AVE.
CITY: MARSHALL
STATE: TX
ZIP: 75670
BUSINESS PHONE: (214)438-0801
MAIL ADDRESS:
STREET 1: 207C N. WASHINGTON AVE.
CITY: MARSHALL
STATE: TX
ZIP: 75670
FORMER NAME:
FORMER CONFORMED NAME: Plutus IP, LLC
DATE OF NAME CHANGE: 20080111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPANGENBERG ERICH
CENTRAL INDEX KEY: 0001331984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54652
FILM NUMBER: 131162199
MAIL ADDRESS:
STREET 1: 73 595 EL PASEO
STREET 2: SUITE 2204
CITY: PALM DESERT
STATE: CA
ZIP: 92260
4
1
v357788_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-10-17
0
0001507605
Marathon Patent Group, Inc.
MARA
0001331984
SPANGENBERG ERICH
2515 MCKINNEY AVENUE, SUITE 1000
DALLAS
TX
75201
0
0
1
0
0001423728
TechDev Holdings, LLC
11700 PRESTON ROAD, SUITE 660-207
DALLAS
TX
75201
0
0
1
0
0001423727
Acclaim Financial Group, LLC
11700 PRESTON ROAD, SUITE 660-207
DALLAS
TX
75201
0
0
1
0
0001423724
Spangenberg Audrey
2515 MCKINNEY AVENUE, SUITE 1000-B
DALLAS
TX
75201
0
0
1
0
Common Stock, $0.0001 par value per share
2013-10-17
4
P
0
150000
A
150000
I
By TT IP, LLC
Common Stock, $0.0001 par value per share
48077
I
By IPNav Capital, LLC
Common Stock, $0.0001 par value per share
461539
I
By TechDev Holdings, LLC
Common Stock, $0.0001 par value per share
153847
D
The restricted shares of common were acquired by TT IP, LLC ("TT IP") in consideration for the sale and assignment of certain patent assets pursuant to the Patent Purchase Agreement, dated as of October 17, 2013, by and between TT IP and the issuer. The restricted shares are subject to a forfeiture right for the benefit of the issuer in the event that a license to the purchased patents is not granted by or on behalf of the issuer (an "Enforcement Action") by the lapse of the period ending October 17, 2014 (the "Enforcement Period"). In the event that by the end of the Enforcement Period, no Enforcement Action is effected and the issuer exercises its reversion assignment right, then the Restricted Shares shall immediately forfeit to the issuer.
(continued from footnote 1) The restricted shares shall be released from the forfeiture right upon the earlier of (i) an Enforcement Action being effected or (ii) the lapse of the 30 day period from the lapse of the Enforcement Period if the reversion assignment right is not exercised by the issuer.
Represents shares held directly by TT IP. Erich Spangenberg is the sole member of TT IP. Accordingly, Erich Spangenberg may be deemed to beneficially own all of the shares that are owned by TT IP. Mr. Spangenberg disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that Mr. Spangenberg is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
Represents shares held directly by IPNav Capital. IP Navigation Group, LLC is the sole member of IPNav Capital. Erich Spangenberg is the managing member and owner of 90% of the membership interests in IP Navigation Group, LLC. Accordingly, Erich Spangenberg may be deemed to beneficially own all of the shares that are owned by IPNav Capital. Mr. Spangenberg disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that Mr. Spangenberg is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
Represents shares held directly by TechDev Holdings, LLC (f/k/a Plutus IP, LLC) ("TechDev") as reported on the Form 3 filed by the reporting persons on May 2, 2013. Acclaim Financial Group, LLC ("AFG") is the sole member of TechDev. Accordingly, AFG may be deemed to beneficially own all of the shares that are owned by TechDev. Audrey Spangenberg is the sole managing member of AFG, and accordingly may be deemed to beneficially own all of the shares that are owned by TechDev. Ms. Spangenberg disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that Ms. Spangenberg is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
(continued from footnote 5) Erich Spangenberg, the spouse of Audrey Spangenberg, may be deemed to beneficially own all of the shares that are owned by Audrey Spangenberg. Mr. Spangenberg disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that Mr. Spangenberg is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
Represents shares held directly by Erich Spangenberg as reported on the Form 3 filed by the reporting persons on May 2, 2013. Audrey Spangenberg, the spouse of Erich Spangenberg, may be deemed to beneficially own all of the shares that are owned by Erich Spangenberg. Ms. Spangenberg disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that Ms. Spangenberg is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
TechDev Holdings, LLC, By: /s/ Audrey Spangenberg, Title: Manager
2013-10-21
Acclaim Financial Group, LLC, By: /s/ Audrey Spangenberg, Title: Managing Director
2013-10-21
Audrey Spangenberg, By: /s/ Audrey Spangenberg
2013-10-21
Erich Spangenberg, By: /s/ Erich Spangenberg
2013-10-21