0000899243-19-015255.txt : 20190531 0000899243-19-015255.hdr.sgml : 20190531 20190531110624 ACCESSION NUMBER: 0000899243-19-015255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190529 FILED AS OF DATE: 20190531 DATE AS OF CHANGE: 20190531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter Russell Davis III CENTRAL INDEX KEY: 0001577476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51904 FILM NUMBER: 19869149 MAIL ADDRESS: STREET 1: 15 GETTYSBURG SOUTH CITY: CABOT STATE: AR ZIP: 72023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOME BANCSHARES INC CENTRAL INDEX KEY: 0001331520 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 710682831 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 BUSINESS PHONE: 501-339-2929 MAIL ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-29 0 0001331520 HOME BANCSHARES INC HOMB 0001577476 Carter Russell Davis III P.O. BOX 966 CONWAY AR 72033 0 1 0 0 Centennial Bank Regional Pres. Common Stock 2019-05-29 4 S 0 3333 18.20 D 16258.648 D Common Stock - Restricted 6667 D Common Stock - Performance Based 25000 D Common Stock 7833.0391 I By 401(k) Common Stock 5234 I Held by IRA Performance Stock Option 18.46 2025-08-23 Common Stock 40000 40000 D Performance Stock Option 23.32 2028-07-19 Common Stock 20000 20000 D Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018. The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019. Includes 770.1772 shares acquired under the Home BancShares, Inc. 401(k) Plan (the "Plan") since the date of the reporting person's last ownership report resulting from the Plan's conversion from a unitized stock fund to actual shares and from additional new-money acquisitions under the Plan since the reporting person's last ownership report. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016. The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. /s/ Russell Davis Carter, III by Micah Osborne 2019-05-31