0000899243-16-033136.txt : 20161110 0000899243-16-033136.hdr.sgml : 20161110 20161110140506 ACCESSION NUMBER: 0000899243-16-033136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOME BANCSHARES INC CENTRAL INDEX KEY: 0001331520 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 710682831 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 BUSINESS PHONE: 501-328-4770 MAIL ADDRESS: STREET 1: 719 HARKRIDER CITY: CONWAY STATE: AR ZIP: 72032 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TIPTON JOHN STEPHEN CENTRAL INDEX KEY: 0001651366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51904 FILM NUMBER: 161987277 MAIL ADDRESS: STREET 1: P.O. BOX 966 CITY: CONWAY STATE: AR ZIP: 72033 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-09 0 0001331520 HOME BANCSHARES INC HOMB 0001651366 TIPTON JOHN STEPHEN P.O. BOX 966 CONWAY AR 72033 0 1 0 0 Chief Operating Officer Common Stock 2016-11-09 4 M 0 14000 6.56 A 20000 D Common Stock - Performance Based 10000 D Common Stock 13676.473 I By 401(k) Common Stock - Restricted Stock 10000 D Stock Option 6.56 2016-11-09 4 M 0 14000 0.00 D 2022-01-19 Common Stock 14000 14000 D Performance Stock Option 18.46 2025-08-23 Common Stock 40000 40000 D The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016. The reporting person had 4,000 shares (split adjusted) vest since the last filing. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters. The Performance Stock awarded on August 2, 2012 "cliff" vested on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and therefore "cliff" vested 100% on September 30, 2016. Includes 1,186.251 shares (split adjusted) acquired through the Home BancShares, Inc. 401(k) Plan since the reporting person's last filing. Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016. The option became exercisable in five equal annual installments beginning on January 20, 2013. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters. /s/John Stephen Tipton by Rachel Wesson 2016-11-10