0001209191-20-021083.txt : 20200325 0001209191-20-021083.hdr.sgml : 20200325 20200325132749 ACCESSION NUMBER: 0001209191-20-021083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200317 FILED AS OF DATE: 20200325 DATE AS OF CHANGE: 20200325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHRAIBERG STEPHEN B CENTRAL INDEX KEY: 0001331375 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36409 FILM NUMBER: 20741224 MAIL ADDRESS: STREET 1: 1331 SEVENTEENTH STREET, STE. 300 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: City Office REIT, Inc. CENTRAL INDEX KEY: 0001593222 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 981141883 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 3210 - 666 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2X8 BUSINESS PHONE: 1-604-806-3353 MAIL ADDRESS: STREET 1: SUITE 3210 - 666 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2X8 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-17 1 0001593222 City Office REIT, Inc. CIO 0001331375 SHRAIBERG STEPHEN B 9375 RIVIERA HILLS DR. GREENWOOD VILLAGE CO 80111 0 0 0 1 Former Director Common Stock 2020-03-17 4 P 0 10000 8.0078 A 96711 D Common Stock 2020-03-23 4 M 0 11964 A 108675 D Common Stock 12000 I Family Partnership Common Stock 2000 I Family Member Common Stock 7000 I Spouse Common Stock 43124 I Through Po-Jay LLLC Restricted Stock Units 2020-03-23 4 M 0 11964 0.00 D Common Stock 11964 0 D The Reporting Person resigned from the Board of Directors of the Company prior to this purchase of common stock. In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. The Reporting Person disclaims beneficial ownership of these securities as this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or any other purpose. The Compensation Committee and the Board of Directors of the Company approved, immediately prior to the Reporting Person's resignation from the Board of Directors of the Company, accelerated vesting of 100% of the Reporting Person's unvested equity that was otherwise scheduled to vest in three substantially equal installments on each of the first three annual anniversaries of the applicable initial grant date, generally subject to the grantee's continued service through each applicable vesting date. The restricted stock units reported herein have vested and converted to common shares as at March 23, 2020. This exit Form 4 is also filed to report that the Reporting Person is no longer serving as a director of the Board of Directors of the Company as of February 25, 2020, and therefore, is no longer subject to Section 16 reporting. /s/ Stephen Shraiberg 2020-03-25