0001144204-14-059584.txt : 20141003 0001144204-14-059584.hdr.sgml : 20141003 20141003211943 ACCESSION NUMBER: 0001144204-14-059584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141001 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOULDER BRANDS, INC. CENTRAL INDEX KEY: 0001331301 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 202949397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 115 WEST CENTURY ROAD STREET 2: SUITE 260 CITY: PARAMUS STATE: NJ ZIP: 07652-1432 BUSINESS PHONE: 3036821982 MAIL ADDRESS: STREET 1: 115 WEST CENTURY ROAD STREET 2: SUITE 260 CITY: PARAMUS STATE: NJ ZIP: 07652-1432 FORMER COMPANY: FORMER CONFORMED NAME: BOULDER BRANDS, INC DATE OF NAME CHANGE: 20130102 FORMER COMPANY: FORMER CONFORMED NAME: SMART BALANCE, INC. DATE OF NAME CHANGE: 20070523 FORMER COMPANY: FORMER CONFORMED NAME: Boulder Specialty Brands, Inc. DATE OF NAME CHANGE: 20050624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Stephen B CENTRAL INDEX KEY: 0001347034 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33595 FILM NUMBER: 141141656 MAIL ADDRESS: STREET 1: C/O SMART BALANCE, INC. STREET 2: 6106 SUNRISE RANCH DRIVE CITY: LONGMONT STATE: CO ZIP: 80503 4 1 v390750_4.xml OWNERSHIP DOCUMENT X0306 4 2014-10-01 0 0001331301 BOULDER BRANDS, INC. BDBD 0001347034 Hughes Stephen B C/O BOULDER BRANDS, INC. 1600 PEARL STREET, SUITE 300 BOULDER CO 80302 1 1 0 0 Chairman and CEO Common Stock 2014-10-01 4 S 0 10000 12.81 D 1361650 D Common Stock 101000 I By Spouse Common Stock 239265 I Trust Common Stock 3000 I By Son The 10,000 shares reported were sold on October 1, 2014 pursuant to the 10b5-1 plan adopted by Mr. Hughes. Such shares were sold in multiple transactions, at a weighted average price per share of approximately $12.81. The number of shares directly owned by the reporting person following such sales was 1,361,650. The reporting person undertakes to provide to the issuer, any stockholder of the issuer or the staff of the United States Securities and Exchange Commission, upon request, full information regarding the shares sold in each transaction. Held in trust for Caroline Elise Hughes, John Trevelyn Hughes and Henry Thomas Hughes, adult family members not residing with Mr. Hughes. The reporting person disclaims beneficial ownership of these shares. /s/ Stephen B. Hughes 2014-10-03