0001408408-20-000047.txt : 20200811 0001408408-20-000047.hdr.sgml : 20200811 20200811170826 ACCESSION NUMBER: 0001408408-20-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200807 FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eastern Capital LTD CENTRAL INDEX KEY: 0001408408 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35023 FILM NUMBER: 201093276 BUSINESS ADDRESS: STREET 1: 10 MARKET STREET, #773 STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9006 BUSINESS PHONE: 345-640-3300 MAIL ADDRESS: STREET 1: 10 MARKET STREET, #773 STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Portfolio Services Ltd. CENTRAL INDEX KEY: 0001488856 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35023 FILM NUMBER: 201093277 BUSINESS ADDRESS: STREET 1: 10 MARKET STREET, # 773 STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9006 BUSINESS PHONE: 345-640-3300 MAIL ADDRESS: STREET 1: 10 MARKET STREET, # 773 STREET 2: CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DART KENNETH BRYAN CENTRAL INDEX KEY: 0001331271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35023 FILM NUMBER: 201093278 MAIL ADDRESS: STREET 1: P. O. BOX 31300 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: iBio, Inc. CENTRAL INDEX KEY: 0001420720 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262797813 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 600 MADISON AVENUE, SUITE 1601 CITY: NEW YORK STATE: NY ZIP: 10022-1737 BUSINESS PHONE: 302 355-0650 MAIL ADDRESS: STREET 1: 600 MADISON AVENUE, SUITE 1601 CITY: NEW YORK STATE: NY ZIP: 10022-1737 FORMER COMPANY: FORMER CONFORMED NAME: iBioPharma, Inc. DATE OF NAME CHANGE: 20080806 FORMER COMPANY: FORMER CONFORMED NAME: InB:Biotechnologies, Inc. DATE OF NAME CHANGE: 20071210 4 1 ownership.xml X0306 4 2020-08-07 1 0001420720 iBio, Inc. IBIO 0001408408 Eastern Capital LTD 10 MARKET STREET, #773 CAMANA BAY GRAND CAYMAN E9 KY1-9006 CAYMAN ISLANDS 0 0 1 0 0001488856 Portfolio Services Ltd. 10 MARKET STREET, # 773 CAMANA BAY GRAND CAYMAN E9 KY1-9006 CAYMAN ISLANDS 0 0 1 0 0001331271 DART KENNETH BRYAN P. O. BOX 31300 GRAND CAYMAN E9 KY1-1206 CAYMAN ISLANDS 0 0 1 0 Common Stock 2020-08-07 4 C 0 28925000 0.2 A 33114597 D Common Stock 2020-08-07 4 S 0 1355604 3.8253 D 31758993 D Common Stock 2020-08-10 4 S 0 7264864 3.9133 D 24494129 D Common Stock 2020-08-11 4 S 0 15864436 2.9204 D 8629693 D Series B Preferred Stock 0.20 2020-08-07 4 C 0 5785 D Common Stock 28925000 0 D On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock. The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.62 to $4.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.65 to $4.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request. The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $2.69 to $3.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request Eastern Capital Limited is an investment entity that owns the securities reported on this Form 4. Portfolio Services Ltd. is a holding company which owns all of the outstanding stock of Eastern Capital Limited. Kenneth B. Dart is the beneficial owner of all of the outstanding stock of Portfolio Services Ltd. /s/Eastern Capital Limited 2020-08-11 /s/Portfolio Services Ltd 2020-08-11 /s/Kenneth B Dart 2020-08-11