0001408408-20-000047.txt : 20200811
0001408408-20-000047.hdr.sgml : 20200811
20200811170826
ACCESSION NUMBER: 0001408408-20-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200807
FILED AS OF DATE: 20200811
DATE AS OF CHANGE: 20200811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eastern Capital LTD
CENTRAL INDEX KEY: 0001408408
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35023
FILM NUMBER: 201093276
BUSINESS ADDRESS:
STREET 1: 10 MARKET STREET, #773
STREET 2: CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9006
BUSINESS PHONE: 345-640-3300
MAIL ADDRESS:
STREET 1: 10 MARKET STREET, #773
STREET 2: CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Portfolio Services Ltd.
CENTRAL INDEX KEY: 0001488856
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35023
FILM NUMBER: 201093277
BUSINESS ADDRESS:
STREET 1: 10 MARKET STREET, # 773
STREET 2: CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9006
BUSINESS PHONE: 345-640-3300
MAIL ADDRESS:
STREET 1: 10 MARKET STREET, # 773
STREET 2: CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-9006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DART KENNETH BRYAN
CENTRAL INDEX KEY: 0001331271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35023
FILM NUMBER: 201093278
MAIL ADDRESS:
STREET 1: P. O. BOX 31300
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: iBio, Inc.
CENTRAL INDEX KEY: 0001420720
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 262797813
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 600 MADISON AVENUE, SUITE 1601
CITY: NEW YORK
STATE: NY
ZIP: 10022-1737
BUSINESS PHONE: 302 355-0650
MAIL ADDRESS:
STREET 1: 600 MADISON AVENUE, SUITE 1601
CITY: NEW YORK
STATE: NY
ZIP: 10022-1737
FORMER COMPANY:
FORMER CONFORMED NAME: iBioPharma, Inc.
DATE OF NAME CHANGE: 20080806
FORMER COMPANY:
FORMER CONFORMED NAME: InB:Biotechnologies, Inc.
DATE OF NAME CHANGE: 20071210
4
1
ownership.xml
X0306
4
2020-08-07
1
0001420720
iBio, Inc.
IBIO
0001408408
Eastern Capital LTD
10 MARKET STREET, #773
CAMANA BAY
GRAND CAYMAN
E9
KY1-9006
CAYMAN ISLANDS
0
0
1
0
0001488856
Portfolio Services Ltd.
10 MARKET STREET, # 773
CAMANA BAY
GRAND CAYMAN
E9
KY1-9006
CAYMAN ISLANDS
0
0
1
0
0001331271
DART KENNETH BRYAN
P. O. BOX 31300
GRAND CAYMAN
E9
KY1-1206
CAYMAN ISLANDS
0
0
1
0
Common Stock
2020-08-07
4
C
0
28925000
0.2
A
33114597
D
Common Stock
2020-08-07
4
S
0
1355604
3.8253
D
31758993
D
Common Stock
2020-08-10
4
S
0
7264864
3.9133
D
24494129
D
Common Stock
2020-08-11
4
S
0
15864436
2.9204
D
8629693
D
Series B Preferred Stock
0.20
2020-08-07
4
C
0
5785
D
Common Stock
28925000
0
D
On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock.
The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.62 to $4.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request.
The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.65 to $4.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request.
The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $2.69 to $3.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request
Eastern Capital Limited is an investment entity that owns the securities reported on this Form 4. Portfolio Services Ltd. is a holding company which owns all of the outstanding stock of Eastern Capital Limited. Kenneth B. Dart is the beneficial owner of all of the outstanding stock of Portfolio Services Ltd.
/s/Eastern Capital Limited
2020-08-11
/s/Portfolio Services Ltd
2020-08-11
/s/Kenneth B Dart
2020-08-11