0001330849-16-000113.txt : 20160129 0001330849-16-000113.hdr.sgml : 20160129 20160129174535 ACCESSION NUMBER: 0001330849-16-000113 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES OFFSHORE, INC. CENTRAL INDEX KEY: 0001330849 STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381] IRS NUMBER: 830402575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 GREENWAY PLAZA, STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-979-9300 MAIL ADDRESS: STREET 1: 9 GREENWAY PLAZA, STREET 2: SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: Hercules Offshore, L.L.C. DATE OF NAME CHANGE: 20051012 FORMER COMPANY: FORMER CONFORMED NAME: Hercules Offshore, Inc. DATE OF NAME CHANGE: 20051012 FORMER COMPANY: FORMER CONFORMED NAME: Hercules Offshore, LLC DATE OF NAME CHANGE: 20050621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carson Troy L CENTRAL INDEX KEY: 0001440773 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37623 FILM NUMBER: 161374729 MAIL ADDRESS: STREET 1: 9 GREENWAY PLAZA, SUITE 2200 CITY: HOUSTON STATE: TX ZIP: 77046 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2015-12-31 0 0 0 0001330849 HERCULES OFFSHORE, INC. HERO 0001440773 Carson Troy L 9 GREENWAY PLAZA, SUITE 2200 HOUSTON TX 77046 0 1 0 0 SVP & Chief Financial Officer Old Common Stock 2015-11-06 5 J 0 100760 D 0 D Common Stock 2015-11-06 5 J 0 436128 0 D 0 D New Common Stock 2015-11-06 5 J 0 374 A 374 D Stock Option (Right to Buy) 25.64 2015-11-06 5 J 0 5100 D 2018-02-14 Old Common Stock 5100 0 D Stock Option (Right to Buy) 1.65 2015-11-06 5 J 0 40000 D 2019-02-25 Old Common Stock 40000 0 D Stock Option (Right to Buy) 3.89 2015-11-06 5 J 0 60000 D 2020-02-24 Old Common Stock 60000 0 D Stock Option (Right to Buy) 3.09 2015-11-06 5 J 0 75000 D 2020-05-07 Old Common Stock 75000 0 D Warrants expiring 2021 70.5 2015-11-06 5 J 0 3023 A 2015-11-06 New Common Stock 3023 3023 D Pursuant to the Issuer's Prepackaged Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code, which was confirmed by the United States Bankruptcy Court for the District of Delaware, and became effective on November 6, 2015 (the "Plan"), all equity interests in the Issuer outstanding prior to effectiveness were cancelled, and for each share of common stock, par value $0.01 per share, issued and outstanding prior to the effectiveness of the Plan (the "Old Common Stock") (a) .00372120 share of new common stock, par value $0.01 per share (the "New Common Stock") and (b) .03000969 warrant exercisable at a price of $70.50 per share (the "Warrants") were issued. The Warrants are exercisable until November 8, 2021 unless they earlier expire in accordance with their terms. No fractional shares of New Common Stock or Warrants were issued. Restricted stock cancelled pursuant to the Plan. The stock options became exercisable in three equal amounts on each of the first three anniversaries of the date of grant. This report is being filed to report the cancellation of the reporting person's Old Common Stock (and other derivative securities), and the issuance to the reporting person of shares of New Common Stock and Warrants (all as defined in the footnotes below). Each of the transactions reported on this report is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-7 thereunder. Beau Thompson, attorney-in-fact 2016-01-29