N-PX 1 npxsmall2017.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-21782 Name of registrant: Small Cap Value Fund Address: 8150 N. Central Expwy #M1120, Dallas, Texas 75206 Agent for service: Laura S. Adams (same address) Registrants phone number: 214-360-7410 Date of fiscal year end: December 31 Reporting period: June 30, 2016 through June 30, 2017 Company Mtg Matter Who Mgmt Vote Symbol/Cusip Date Voted On From Rec Cast -------------- ---- --------------- ---- ---- ---- Unisys Corp 4/26 Election of Directors Co FOR FOR UIS 909214306 4/26 Ratify KPMG Acctnts Co FOR FOR 4/26 Incrs # auth shares Co FOR FOR 4/26 Apprv Exec Compnsation Co FOR FOR 4/26 Freq of exec comp Co 1YR 1YR Gulf Island Fabricat 4/26 Election of Directors Co FOR FOR GIFI 402307102 4/26 Ratify Appt of Accntnts Co FOR FOR 4/26 Apprv Exec Compnsation Co FOR FOR 4/26 Freq of exec comp Co 1YR 1YR Waddell & Reed Fin 4/27 Election of Directors Co FOR FOR WDR 930059100 4/27 Apprv Exec Compnsation Co FOR FOR 4/27 Freq of exec comp Co 1YR 1YR 4/27 Ratify KPMG Acctnts Co FOR FOR Trinity Industries 5/01 Election of Directors Co FOR FOR TRN 896522109 5/01 Apprv stck & incntv pln Co FOR FOR 5/01 Freq of exec comp Co 1YR 1YR 5/01 Apprv Exec Compnsation Co FOR FOR 5/01 Ratify Appt of Accntnts Co FOR FOR Arcbest Corp 5/02 Election of Directors Co FOR FOR ARCB 03937C105 5/02 Ratify Ernst&Yng Acctnt Co FOR FOR 5/02 Apprv offcr compnsation Co FOR FOR 5/02 Freq of exec comp Co 1YR 1YR Cooper Tire & Rubber 5/05 Election of Directors Co FOR FOR CTB 216831107 5/05 Ratify Appt of Accntnts Co FOR FOR 5/05 Apprv offcr compnsation Co FOR FOR 5/05 Freq of exec comp Co 1YR 1YR IAMGOLD Corp 5/10 Election of Directors Co FOR FOR IAG 450913108 5/10 Ratify KPMG Acctnts Co FOR FOR 5/10 Apprv offcr compnsation Co FOR FOR Hawaiian Holdings 5/10 Election of Directors Co FOR FOR HA 419879101 5/10 Select Ernst&Yng AccntntCo FOR FOR 5/10 Apprv Exec Compnsation Co FOR FOR 5/10 Freq of exec comp Co 1YR 1YR FreightCar America Inc 5/11 Election of Directors Co FOR FOR RAIL 357023100 5/11 Apprv Exec Compnsation Co FOR FOR 5/11 Freq of exec comp Co 1YR 1YR 5/11 Ratify appt of Deloitte Co FOR FOR Marlin Business Servc 5/18 Election of Directors Co FOR FOR MRLN 571157106 5/18 Apprv Exec Compnsation Co FOR FOR 5/18 Freq of exec comp Co 1YR 1YR 5/18 Ratify appt of Deloitte Co FOR FOR 5/18 Transact Other Business Co FOR FOR The Buckle Inc 5/30 Election of Directors Co FOR FOR BKE 118440106 5/30 Ratify appt of Deloitte Co FOR FOR 5/30 Apprv mgmt incentv pln Co FOR FOR 5/30 Apprv Exec Compnsation Co FOR FOR 5/30 Freq of exec comp Co 3YR 3YR 5/30 Liability of directors Co FOR FOR 5/30 Indemnifictn of direct Co FOR FOR 5/30 Spcl mtngs of stckhldrs Co FOR FOR Abercrombie & Fitch Co 6/15 Election of Directors Co FOR FOR ANF 002896207 6/15 Freq of exec comp Co 1YR 1YR 6/15 Apprv Exec Compnsation Co FOR FOR 6/15 ST Cash Incntv Comp Pln Co FOR FOR 6/15 LT Cash Incntv Comp Pln Co FOR FOR 6/15 LT Auth addtl 400k shrs Co FOR FOR 6/15 LT Auth addtl 1200kshrs Co FOR FOR 6/15 Apprv PricWatrHousCoopr Co FOR FOR Guess? Inc 6/29 Election of Directors Co FOR FOR GES 401617105 6/29 Apprv incentive pln Co FOR FOR 6/29 Apprv Exec Compnsation Co FOR FOR 6/29 Freq of exec comp Co 1YR 1YR 6/29 Ratify Ernst&Yng Accnt Co FOR FOR 6/29 Sr Exec Severance Co AGN AGN Office Depot Inc 7/20 Election of Directors Co FOR FOR ODP 676220106 7/20 Ratify appt of Deloitte Co FOR FOR 7/20 LT incentive plan Co FOR FOR 7/20 Apprv Exec Compnsation Co FOR FOR 7/20 Freq of exec comp Co 1YR 1YR -------------------------------------------------------------------------------- SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940 Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) SMALL CAP VALUE FUND Signature and Title By: /s/ Laura S. Adams President Date: 07/12/17