X0306 4 2020-07-01 0 0001047884 ANWORTH MORTGAGE ASSET CORP ANH 0001330540 Davis Robert Craig 1299 OCEAN AVENUE, 2ND FL. SANTA MONICA CA 90401 1 0 0 0 Common Stock 40000 D Series A Cumulative Preferred Stock 3000 D Restricted Stock Unit 2020-07-01 4 A 0 2000 A Common Stock 2000 24000 D Series B Cumulative Convertible Preferred Stock Common Stock 24008 4000 D 1-for-1. The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. Granted to the reporting person for his continued service on the board of directors. The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K filed with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustment is 6.0021 per share. Immediately exercisable. The Series B Cumulative Convertible Preferred Stock has no expiration date. /s/ Robert Craig Davis 2020-07-02