0001104659-18-062291.txt : 20181016
0001104659-18-062291.hdr.sgml : 20181016
20181016160625
ACCESSION NUMBER: 0001104659-18-062291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181012
FILED AS OF DATE: 20181016
DATE AS OF CHANGE: 20181016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fowler Neal Franklin
CENTRAL INDEX KEY: 0001493692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 181124528
MAIL ADDRESS:
STREET 1: C/O ARALEZ PHARMACEUTICALS INC.
STREET 2: 7100 WEST CREDIT AVENUE, SUITE 101
CITY: MISSISSAUGA
STATE: A6
ZIP: L5N 0E4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Technologies Inc
CENTRAL INDEX KEY: 0001330436
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE
STREET 2: SUITE 100
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: 919-328-4400
MAIL ADDRESS:
STREET 1: P.O. BOX 110085
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
4
1
a4.xml
4
X0306
4
2018-10-12
0
0001330436
Liquidia Technologies Inc
LQDA
0001493692
Fowler Neal Franklin
419 DAVIS DRIVE, SUITE 100
MORRISVILLE
NC
27560
1
1
0
0
Chief Executive Officer
Common Stock
2018-10-12
4
A
0
11238
0
A
56227
D
Includes (i) 44,989 shares of common stock and (ii) 11,238 restricted stock units ("RSUs") granted on October 12, 2018 which shall be settled into common stock pursuant to the following vesting schedule: 25% of the RSUs shall vest on August 14, 2019, with the remaining 75% of such RSUs vesting in 36 equal monthly installments thereafter, subject to Mr. Fowler's continuous service as of each such date.
/s/ Michael A. Goldstein, as attorney-in-fact for Neal Fowler
2018-10-16