0001104659-18-062291.txt : 20181016 0001104659-18-062291.hdr.sgml : 20181016 20181016160625 ACCESSION NUMBER: 0001104659-18-062291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181012 FILED AS OF DATE: 20181016 DATE AS OF CHANGE: 20181016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fowler Neal Franklin CENTRAL INDEX KEY: 0001493692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 181124528 MAIL ADDRESS: STREET 1: C/O ARALEZ PHARMACEUTICALS INC. STREET 2: 7100 WEST CREDIT AVENUE, SUITE 101 CITY: MISSISSAUGA STATE: A6 ZIP: L5N 0E4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Technologies Inc CENTRAL INDEX KEY: 0001330436 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE STREET 2: SUITE 100 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 919-328-4400 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 4 1 a4.xml 4 X0306 4 2018-10-12 0 0001330436 Liquidia Technologies Inc LQDA 0001493692 Fowler Neal Franklin 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 1 1 0 0 Chief Executive Officer Common Stock 2018-10-12 4 A 0 11238 0 A 56227 D Includes (i) 44,989 shares of common stock and (ii) 11,238 restricted stock units ("RSUs") granted on October 12, 2018 which shall be settled into common stock pursuant to the following vesting schedule: 25% of the RSUs shall vest on August 14, 2019, with the remaining 75% of such RSUs vesting in 36 equal monthly installments thereafter, subject to Mr. Fowler's continuous service as of each such date. /s/ Michael A. Goldstein, as attorney-in-fact for Neal Fowler 2018-10-16