0000904454-21-000759.txt : 20211105
0000904454-21-000759.hdr.sgml : 20211105
20211105191413
ACCESSION NUMBER: 0000904454-21-000759
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211103
FILED AS OF DATE: 20211105
DATE AS OF CHANGE: 20211105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daly Stephen G
CENTRAL INDEX KEY: 0001330184
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35451
FILM NUMBER: 211386123
MAIL ADDRESS:
STREET 1: 100 CHELMSFORD STREET
CITY: LOWELL
STATE: MA
ZIP: 01851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MACOM Technology Solutions Holdings, Inc.
CENTRAL INDEX KEY: 0001493594
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 270306875
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1001
BUSINESS ADDRESS:
STREET 1: 100 CHELMSFORD STREET
CITY: LOWELL
STATE: MA
ZIP: 01851
BUSINESS PHONE: (978) 656-2500
MAIL ADDRESS:
STREET 1: 100 CHELMSFORD STREET
CITY: LOWELL
STATE: MA
ZIP: 01851
FORMER COMPANY:
FORMER CONFORMED NAME: M/A-COM Technology Solutions Holdings, Inc.
DATE OF NAME CHANGE: 20100607
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-11-03
0001493594
MACOM Technology Solutions Holdings, Inc.
MTSI
0001330184
Daly Stephen G
C/O MACOM TECHNOLOGY SOLUTIONS HOLDINGS
100 CHELMSFORD STREET
LOWELL
MA
01851
1
1
0
0
President and CEO
Common Stock
2021-11-03
4
M
0
38000
14.15
A
282451
D
Common Stock
2021-11-03
4
S
0
38000
73
D
244451
D
Common Stock
2021-11-04
4
A
0
49998
0
A
294449
D
Common Stock
2021-11-04
4
A
0
37911
0
A
332360
D
Common Stock
2021-11-04
4
A
0
28350
0
A
360710
D
Common Stock
2021-11-04
4
F
0
51563
74.52
D
309147
D
Common Stock
2021-11-04
4
M
0
38000
14.15
A
347147
D
Common Stock
2021-11-04
4
S
0
38000
75
D
309147
D
Stock Option (Right to Buy)
14.15
2021-11-03
4
M
0
38000
0
D
2020-12-15
2026-05-15
Common Stock
38000
38000
D
Stock Option (Right to Buy)
14.15
2021-11-04
4
M
0
38000.0
0.0
D
2020-12-15
2026-05-15
Common Stock
38000.0
0
D
The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on May 31, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
Represents PRSUs granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
Represents PRSUs granted to the Reporting Person on October 28, 2020 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 4, 2021.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.12. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Ambra R. Roth, Attorney-in-Fact
2021-11-05