0000904454-21-000759.txt : 20211105 0000904454-21-000759.hdr.sgml : 20211105 20211105191413 ACCESSION NUMBER: 0000904454-21-000759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211103 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daly Stephen G CENTRAL INDEX KEY: 0001330184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35451 FILM NUMBER: 211386123 MAIL ADDRESS: STREET 1: 100 CHELMSFORD STREET CITY: LOWELL STATE: MA ZIP: 01851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MACOM Technology Solutions Holdings, Inc. CENTRAL INDEX KEY: 0001493594 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 270306875 STATE OF INCORPORATION: DE FISCAL YEAR END: 1001 BUSINESS ADDRESS: STREET 1: 100 CHELMSFORD STREET CITY: LOWELL STATE: MA ZIP: 01851 BUSINESS PHONE: (978) 656-2500 MAIL ADDRESS: STREET 1: 100 CHELMSFORD STREET CITY: LOWELL STATE: MA ZIP: 01851 FORMER COMPANY: FORMER CONFORMED NAME: M/A-COM Technology Solutions Holdings, Inc. DATE OF NAME CHANGE: 20100607 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-11-03 0001493594 MACOM Technology Solutions Holdings, Inc. MTSI 0001330184 Daly Stephen G C/O MACOM TECHNOLOGY SOLUTIONS HOLDINGS 100 CHELMSFORD STREET LOWELL MA 01851 1 1 0 0 President and CEO Common Stock 2021-11-03 4 M 0 38000 14.15 A 282451 D Common Stock 2021-11-03 4 S 0 38000 73 D 244451 D Common Stock 2021-11-04 4 A 0 49998 0 A 294449 D Common Stock 2021-11-04 4 A 0 37911 0 A 332360 D Common Stock 2021-11-04 4 A 0 28350 0 A 360710 D Common Stock 2021-11-04 4 F 0 51563 74.52 D 309147 D Common Stock 2021-11-04 4 M 0 38000 14.15 A 347147 D Common Stock 2021-11-04 4 S 0 38000 75 D 309147 D Stock Option (Right to Buy) 14.15 2021-11-03 4 M 0 38000 0 D 2020-12-15 2026-05-15 Common Stock 38000 38000 D Stock Option (Right to Buy) 14.15 2021-11-04 4 M 0 38000.0 0.0 D 2020-12-15 2026-05-15 Common Stock 38000.0 0 D The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on May 31, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. Represents PRSUs granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. Represents PRSUs granted to the Reporting Person on October 28, 2020 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021. Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 4, 2021. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.12. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Ambra R. Roth, Attorney-in-Fact 2021-11-05