0001225208-14-009256.txt : 20140331
0001225208-14-009256.hdr.sgml : 20140331
20140331194826
ACCESSION NUMBER: 0001225208-14-009256
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140327
FILED AS OF DATE: 20140331
DATE AS OF CHANGE: 20140331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Square 1 Financial Inc
CENTRAL INDEX KEY: 0001329799
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 406 BLACKWELL STREET
STREET 2: SUITE 240
CITY: DURHAM
STATE: NC
ZIP: 27701
BUSINESS PHONE: 919-314-3040
MAIL ADDRESS:
STREET 1: 406 BLACKWELL STREET
STREET 2: SUITE 240
CITY: DURHAM
STATE: NC
ZIP: 27701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Erwin Judith E
CENTRAL INDEX KEY: 0001603622
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36372
FILM NUMBER: 14731924
MAIL ADDRESS:
STREET 1: 406 BLACKWELL STREET
STREET 2: SUITE 240
CITY: DURHAM
STATE: NC
ZIP: 27701
4
1
doc4.xml
X0306
4
2014-03-27
0001329799
Square 1 Financial Inc
SQBK
0001603622
Erwin Judith E
406 BLACKWELL STREET
SUITE 240
DURHAM
NC
27701
1
EVP-Venture Capital Services
Class A Common Stock
2014-03-27
4
P
0
1000.0000
18.0000
A
14022.0000
D
Class A Common Stock
10850.0000
I
By IRA
Class A Common Stock
12000.0000
I
Restricted Stock IV
Class A Common Stock
2035.0000
I
Restricted Stock VI
Stock Option (Right to Buy)
6.0000
2017-08-02
Class A Common Stock
90000.0000
90000.0000
D
Trust Preferred Securities
10.0000
2008-09-30
2038-09-30
Class A Common Stock
4000.0000
40.0000
D
Restricted stock vests in three equal annual installments, beginning on November 15, 2014, the first anniversary of the date of the award.
Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
Stock options vest in five equal annual installments, beginning on August 2, 2011, the first anniversary of the date of the grant.
/s/ Judith E. Erwin
2014-03-31